1 Introduction
The medium is the message.
(Marshall McLuhan)
donner un sens plus pur aux mots de la tribu.
(StƩphane MallarmƩ)
Why study Tantric mantras? One may well ask. Why Tantra? Why mantras? The answer is that Tantra, the Tantric phenomenon, is not, as was first believed, a limited and bizarre form of Hinduism (or Buddhism) but a fundamental aspect of the Indian religious world. It has pervaded the near totality of Hinduism (and of part of MahayÄna Buddhism) since, perhaps, the fifth or sixth centuries: religion, ritual, theology and metaphysics, iconography and temple building, even the structure of the state, in India and in part of Asia, would not have been the same without Tantra. The first ānon-humanā, purely verbal, theoretically eternal, self-proclaimed revelation of the Veda, the Åruti (āwhat was heardā, the Vedic revelation being oral), which goes from the Veda to the UpanisĢ£ads and so forth, and is followed by Veda-based texts (the smrĢ„ti), has in some respect always had the pride of place: it forms the basic orthodox socio-religious teaching of Hindu society. Another, scriptural, revelation, that of the Tantras (texts deemed to have been revealed by deities), came later on and progressively pervaded most of the Hindu world. It did not so much reject the other revelation as depreciate it, considering it to be of merely social value and unable to offer the same access to liberation or other rewards as the esoteric Tantric teaching.1 And it progressively permeated and often transformed the orthodox Hindu world. One may say without exaggeration that since at least a thousand years Hinduism has been very largely Tantric or ātantricisedā, not Vedic. The Tantric revelation cannot therefore be treated as secondary. Even though many of its texts, scriptures and exegetical works are arcane and obscure, the presence of the notions and practices it brought forth, together with its vision of the world, is to be felt everywhere in Hinduism ā possibly also because most of these notions and practices have deep roots in the Indian soil.
As for mantras, they play, as we shall see, an essential role in Tantra. There is no possible study or understanding of the Tantric phenomenon without an examination and understanding of the peculiar ritual use of forms of speech that are mantras. Studying them is therefore entirely justified. But before taking up the subject of particular mantric practices, some precision on Tantric mantras in general, and an attempt at defining their nature and role as they appear in Tantric texts, is appropriate. Over the course of time, the Sanskrit term mantra was used for different sorts of verbal or phonic ritual utterances. (I use āutterancesā here because mantras are by nature oral, aural ā not written.2) The earliest mantras are the Vedic hymns, poems or chants. They differ greatly from Tantric (and even Pauranic) ones ā even though some are occasionally used in Tantric rites (in those of the PÄƱcarÄtra mainly). But are also to be found in the Vedic ritual meaningless syllables, the stobhas, which are akin to Tantric mantras; among these is OMĢ£, an utterance of paramount importance in Tantric practice and theologico-metaphysical speculations. The sort of mantras developed in Årauta texts (that is, those based on the Vedic revelation, the Åruti) or those used in later Veda-based texts, the smrĢ„ti (those of the smÄrta or paurÄnĢ£ic form of Hinduism), are also used in Tantric Hinduism.3 Tantric mantras deserve a special study because, however important ritual formulas may have been in Vedism and in later Veda-based Hinduism, the role there of mantras was never as great as in Tantric Hinduism, where they came to pervade all types of religious or ritual action and gave birth to an enormous mass of literature concerning their nature and uses and extolling their power ā an ensemble usually called mantraÅÄstra, the science or doctrine of mantras. The term is not of very ancient origin, but is a current and convenient one. It is an important one, too, since it sometimes came to be taken as synonymous with tantraÅÄstra, also a modern term, often used to refer to the Tantric ensemble of works and doctrines: a ārapprochementā which is one more proof of the fundamental place of mantras in the Tantric domain. The importance of these formulas in the Tantric world is also shown by the fact that an early form of Åaivism was named mantramarga, and that a traditional division of Åaiva tantras is between those of the mantrapÄ«tĢ£ha and those of the vidyÄpÄ«tĢ£ha (vidyÄs being female mantras, whereas a mantra is that of a male deity4). In fact, all Tantric texts deal either entirely or in part with mantras, a literature whose first elements date probably from the fifth or sixth century AD, and which went on for centuries and is still productive today. Tantric mantras are also to be found in a number of non-Tantric texts, in several PurÄnĢ£as, for instance, and even in some treatises of dharmaÅÄstra, that is, works concerning the laws, rules of conduct and customary observances of the Hindus.
Mantras also play an important role in Buddhism, the Tantric form of which is often called mantrayÄna. Mantras as used in the Buddhist context in India, Tibet, South East Asia and the Far East are a vast and very interesting subject, very well worth careful and comprehensive study. We will, however, not deal with it here, where only the Hindu aspect of the Tantric phenomenon is considered.
A characteristic feature of Hindu Tantric mantras, which differentiates them from non-Tantric ones, is the prevailing use of non-linguistic elements, that is, syllables or group of syllables devoid of meaning but deemed to be imbued with supernatural power and efficacy. These are usually added at the beginning of the mantra (after the initial OMĢ£, which, except ā though not always ā in the case of bÄ«ja/bÄ«jamantras, is always there) or before the final ritual exclamation (the jÄti5) of the mantra. A mantra may also be a sound sequence entirely made up of one or several such syllables; for example, the case of SAUHĢ£, the mantra of ParÄ, the supreme Goddess of the Trika, or the NavÄtmamantra HSKSĢ£MLRVYÅŖMĢ£, or the fifteen-syllable mantra of the goddess TripurasundarÄ«, which, in its more usual form, runs HA SA KA LA HRÄŖMĢ£ HA SA KA HA LA HRÄŖMĢ£ SA KA LA HRÄŖMĢ£. The whole Sanskrit alphabet, as well as each of its constituent phonemes, either in the ānormalā traditional order (the varnĢ£asamÄmnÄya, called in that case ÅabdarÄÅi or mÄtrĢ„kÄ), or in the nÄdiphÄnta order of the MÄlinÄ«,6 are also considered and used as mantras.7
The presence of such syllables as constituent parts of mantras can be explained in many ways. But it has also been theoretically grounded in the idea that all syllables being Sanskrit phonemes are forms of vÄc, the Word, the primordial cosmic power, extolled in the Veda in Sanskrit. They are therefore all imbued with the infinite power of vÄc, which in the Veda was identified with the brahman: brahma vai vÄc (AitareyabrÄhmanĢ£a 4.21,1), āas much as brahman spreads out, as large is the Wordā (RĢ„gveda 10.114,8), a notion that has survived in Tantric traditions. In Tantric texts, Sanskrit phonemes are often called mÄtrĢ„kÄ, a term translated as ālittle mothersā. But these are presided over by, and are discrete forms of, the MÄtrĢ„kÄ, the divine Mother in her aspect as vÄc, the supreme power governing the world, hence their force and efficacy.8 However, the power of mantras is not confined in any one of these phonemes: it pervades the whole formula. A traditional Tantric saying is mantrÄhĢ£ varnĢ£ÄtmakÄhĢ£ sarve, varnĢ£ÄhĢ£ sarve ÅivÄtmakÄhĢ£, āAll mantras are made of [Sanskrit] phonemes, the nature of all phonemes is that of Åiva.ā This principle does not prevent speculation on the particular functions and forms of efficacy of certain parts of the mantra, as we shall see later. One may add here that, contrary to the notion we have just seen that mantras are born from the Sanskrit phonemes, several tantras consider the bÄ«ja OMĢ£ or bindu (the sonic dot, MĢ£) as the source of the alphabet (and hence of the mantras and of the cosmos).9
Curiously, considering the absolute privilege of Sanskrit in mantras ā which are Sanskrit ritual formulas10 ā one finds in some Tantric works the notion that inarticulate sounds, or ungrammatical Sanskrit, or PrÄkrit syllables (whether used in mantras or otherwise) may be considered nearer to the Absolute than Sanskrit phonemes because they are farther from the norm of articulate rule-governed speech, a speech that can be used for mundane, inferior, purposes, which is not the case of mantras since these are linguistic utterances, but not speech. This view was put forward by MaheÅvarÄnanda (a Krama author of the twelfth century) in the commentary of his MahÄrthamaƱjarÄ«. The notion was upheld earlier by Abhinavagupta, the great TÄntrika master of KaÅmir (fl. c.975ā1025), who wrote in the ParÄtrÄ«ÅikavivaranĢ£a ā PTV ā āThe supreme Lord himself has explained that an unmanifest sound is generally somewhat like a mantraā (p. 189).11 He also said that the power of mantras rests essentially on the unutterable and inaudible āpartsā (kalÄs) of the subtle phonic vibration that follow the bindu in the uccÄra12 of OMĢ£ (or of other bÄ«jas ending with MĢ£) and through which the subtle sound, the nÄda, of the mantra progressively dissolves into the absolute. Such statements may seem to contradict the privileged role of sanskrit phonemes in mantras; but all phonemes, whether Sanskrit or not, are deemed to be born from the primordial Word whose original, highest, aspect is voiceless, a voiceless Word pregnant with all the possibilities of speech, but silent. Silence, in fact, was always held in India to be superior to uttered word or audible sound, a notion that goes back to vedism: in the BrÄhmanĢ£as, the anirukta, the indistinct speech, was related to the Limitless and its power. The superiority of the unuttered over the uttered is an ancient and pervading notion in Indian thought. This extolling of silence explains the traditionally acknowledged superiority of the inaudible, secret (upÄmĢ£Åu), and still more of the silent, mental (mÄnasa) mantra enunciation or repetition (japa) over the audible āvoicedā (vÄcika) one.13
But the very nature of mantras, and not merely their utterance, is often proclaimed, extolled even, as being not only mental but also spiritual, immaterial both in their essence and in their modus operandi. This appears in the saying quoted on p. 3, but also, for instance, in a traditional semantic analysis (nirvacana) of the term mantra often quoted in Tantric texts. The Sanskrit term mantra, accordingly, is said to be made up of the verbal root MAN (to think) and the suffix tra (used to make words denoting instruments or objects); a mantra would thus be an instrument of thought ā not of ordinary discursive thought, of course, but of an intense, effective, non-discursive one.14 A traditional analysis of the term more often found in Tantric texts relates, however, the suffix tra to the root TRAI (to save or protect), an explanation which understands therefore mantras as forms of protective or salvific thought. The two interpretations of mantra coalesce somehow in the oft-quoted formula: mananamĢ£ sarvaveditvamĢ£ trÄnĢ£amĢ£ samĢ£sÄrasagarÄt/mananatrÄnĢadharmatvÄn mantra ity abhidhÄ«yate (āA mantra is so-called because it is in the nature of thought and protection, thought being omniscience, and protection [the release] from the ocean of transmigrationā). This would not apply to all mantras, for many are mere ritual formulas: powerful, effective, aimed at specific ends, but not specifically protective or salvific. It is, however, valid insofar as it expresses an important aspect of the nature of mantras: their efficacy being symbolic is mental, whilst the power they are believed to possess is deemed to be of an extra-mundane origin, and is always ā if sometimes indirectly ā transcendentally oriented.
Mantras in general, but especially in the Tantric domain, have different forms or aspects: they are considered as existing and acting on different planes, and are put to various uses, both transcendental and wordly. They thus appear to us as having ā and they do have ā an ambiguous nature. This, however, appears all the more because of the diversity of mantraÅÄstra, which includes texts and speculations of different traditions or schools, extending over fifteen centuries; a variety which we tend to ignore, taking as a homogeneous body of doctrine what is in fact a conglomerate of often very differing views. This point is to be clearly underlined: there is in India no systematic non-contradictory theoretical or practical view of Tantric mantras. A synthetic presentation of the subject such as this one cannot therefore be more than an overview of differen...