1 China in the Tokugawa and early Meiji period
The Sino-Japanese War of 1894â95 and its aftermath led to a fundamental reversal of power relations in East Asia and lastingly changed Japanâs attitude toward China and the world. The energies that fuelled the shock-like transformation did not spring up spontaneously, but had accumulated over centuries in a gradual and complex process, the beginnings of which reach back into the pre-modern condition of Sino-Japanese relations. On the Japanese side, the relations betray an ambiguous and complex attitude towards China, in both its cultural and its political dimension. Already during the Tokugawa period (1603â1867), the two dimensions were separate, and the gap became even wider during the frist decades of the Meiji period (1868â1912), when Japan modernized along Western lines and openly challenged Chinaâs political role in East Asia. This chapter gives a brief outline of Sino-Japanese relations from the Tokugawa period until the eve of the Sino-Japanese War, and describes the complex and ambiguous process by which Chinese culture could maintain a high social status in Japan, while Chinaâs political role gradually changed from studiously ignored neighbor-empire to Japanâs open rival in the East and enemy of civilization per se.
Chinaâs political and cultural role in Tokugawa Japan
China had two very different presences in the Tokugawa world. As a political rival, the Chinese empire was consciously excluded from Japanâs own self-centered âinternational order.â1 As a cultural function, however, Chinese civilization was central in the intellectual world of Japan. This double role of China continued into the Meiji period, although adoration for Chinese culture became superimposed by the adoption of âpracticalâ Western civilization, and political China was declared the âenemyâ of civilization (and thus Japanâs enemy) in East Asia.
Politically, Toyotomi Hideyoshiâs disastrous campaigns against Korea in the 1590s marked a historical low in Japanâs relations with China. The campaigns upset the whole balance of power in Northeast Asia and eventually contributed to the downfall of the Ming (1368â1644) and the rise of the Qing dynasty (1644â1912).2 However, Toyotomiâs successor Tokugawa Ieyasu was eager to restore good relations with Japanâs neighbors for reasons of domestic authority as well as of commercial expediency. Already in 1607, the ShĆgun welcomed the first embassy from Korea. With China, however, the negotiations, begun only half-heartedly, soon reached an impasse.3 Diplomatic and commercial relations in the traditional framework of the âChinese world orderâ would have required that the ShĆgun submit to the authority of the Chinese throne and thereby ritually acknowledge Chinaâs political (and cultural) superiority.4 Yet neither Ieyasu nor his successors were ready to do so. On the contrary, the Tokugawa rulers persistently sought to establish international relations that would guarantee Japanâs sovereignty and security and the Bakufuâs legitimacy, all of which was incompatible with Japanâs integration into the Sino-centric order. Thus the Tokugawa rulers established their own âinternational orderâ in the shadow of the Chinese political sphere, and when this order reached its perfection in the 1630s, China was conspicuously absent from it. In the new order, Japan had diplomatic relations (tsĆ«shin) with the âforeign countriesâ (ikoku) Korea and the RyĆ«kyĆ« kingdom, but not with China. Merely individual Chinese merchants dealt with Japanese officials in Nagasaki on a commercial level (tsĆ«shĆ), in the same way as the Dutch merchants who had remained after the expulsion of the Portuguese. Moreover, there was contact with the âforeign regionâ (iiki) of the Ainu in HokkaidĆ through the liaison of the Matsumae-han. Thus, in the âTokugawa international order,â we find China, the âCentral Kingdomâ of East Asia, excluded (like the Portuguese), and its nationals treated like Dutch or even Ainu âbarbarians.â
Even so, China was present in the âTokugawa international orderâ in more than one way: structurally in the fact that the Japanese âinternational orderâ constituted a miniature copy of the Chinese order, born of the same defensive dogma that informed the latter until the middle of the nineteenth century: âThat dogma asserts that national security could only be found in isolation and stipulates that whoever wished to enter into relations with China must do so as Chinaâs vassal ⊠It sought peace and security, with both of which international relations were held incompatible.â5 However, whereas China expected formal submission as a vassal, the Bakufu only demanded acceptance of its own norms of international behavior, most importantly the diplomatic protocol which guaranteed that the Japanese sphere remained an exclave from the Chinese tributary system.6
Yet, for all the care and the money that was spent to create an autonomous order of foreign relations (for example by subsidizing Tsushima), this could hardly disguise the fact that the small sphere was not exclusive and that it was overshadowed by the much bigger sphere of Chinese tributary relations. Thus, whereas Korea and the Ryƫkyƫ kingdom sent envoys to Japan only sporadically, Korea sent tributary missions to China every year, and the Ryƫkyƫ kingdom every other year, with only few exceptions. It is not accidental that the two countries at the intersection of the Chinese and Japanese order became the bones of contention in the early Meiji period. Moreover, informed Japanese during most of the Tokugawa period viewed China as the strongest power in East Asia, stronger even than the Western powers, and much more so than Japan.7
If Chinaâs political presence was powerful but hidden in the Tokugawa world, its cultural influence was all the more obvious and omnipresent. All fields of human culture, such as ethics, law, ideology, religion, literature, the arts, etc., in Tokugawa times were felt to be indebted to the Chinese model.8 The Chinese classics and poetry lay at the core of the education of the samurai elite and of affluent, culture-conscious urban classes as well. But it was not only âoldâ Chinese culture that informed the Edo society. Recent Chinese trends, brought to Japan in person by exiles and migrants from China, or through the medium of books, gave new impulses to the Tokugawa culture as well.9 The scope and content of Chinaâs cultural influence has already been the subject of a number of studies and need us not concern here. Let it suffice to indicate the intensity of the influence by quoting Marius B. Jansenâs conclusion that Chinese culture in the Tokugawa world âassumed an importance that was religious in nature.â10
Although Chinaâs cultural influence was strong, its hegemony did not go uncontested. It has often been observed that even those who, by profession, were the most susceptible to Sinophilia, the Japanese Confucianists, sought to break this cultural hegemony of China by dissociating the civilization from its original locale of production.11 They applied various strategies of argumentation, all of which eventually aimed at universalizing the Confucian Way, or even ânaturalizingâ it and thereby elevating Japanâs cultural position vis-Ă -vis the âoriginal.â Thus some of the Confucianists argued for parallel convergenceâthat the essence of Confucianism in a naive way had existed in Japan even before the advent of Confucianism in Japan.12 Others argued that, since Confucianism was a universal way, the cultural center could be wherever its ideals were realized most fully.13 Some even positively declared Japan the current center of civilization, since it had preserved the original Confucian rituals and institutions more faithfully and realized the cardinal virtues more truly than did China, which, since its golden days, had gone into steep decline and now suffered âbarbarianâ rule under the Manchurians.14 Consequently, Japan could claim to be the real âcentral kingdomâ of the present.
Thus Japanese Confucianists (and the Japanese elite in general) showed a strong competitive spirit towards China and were eager to best the former model by its own standard of civilization. However, one wonders whether this âgame of one-upmanshipâ (as Kate Wildman Nakai calls it) was not a rather one-sided and also desperate affair.15 Firstly, Ming and Qing China did not take much notice of Japan except as a political or piratical threat.16 Otherwise, in Chinese descriptions of civil Japan, it was merely seen as a minor but distant subvariation of China itself.17 Secondly, the Japanese assertion that China under Manchurian rule had gone into steep decline and thereby lost its claims of cultural centrality to Japan is quite extravagant.18 After all, the Qing rulers, beginning with the Kangxi emperor (r. 1661â1722), were eager to appear as sage rulers in the Confucian sense by training themselves in the Chinese classics and also widely promoting cultural projects which were aimed at co-opting the Chinese intellectual elite.19 In fact, so successful was their patronage of learning and culture that Jonathan Spence describes its success as a âflowering of Chinese cultureâ in the later seventeenth century, despite the recent imposition of alien rule.20 Consequently, the behavior of illustrious Japanese intellectuals when meeting Chinese exiles or migrants in person contradicts their assertions of superiority, as the standard reaction on the Japanese side was ready submission to the authority of the Chinese (or, more often, Korean) guestsâ erudition and refinement, thereby acknowledging a priori that contemporary China was still the arbiter in matters of civilization.21
Of course, not everybody shared the excessive Sinophilia of Japanese Confucianists, or even the more moderate veneration of the elite. It is well known that the school of ânational learningâ (Kokugaku) rejected Chinese civilization altogether by taking recourse on a pristine Japanese culture that was supposed to have existed before the âcontaminationâ through foreign influences.22 However, their strong Sinophobia, too, has to be understood with qualifications. Firstly, inasmuch as the Kokugaku thinkers used China as a generic term for everything odious (cleverness, artificiality, empty rationality, etc.) in order to let the Japanese âgolden ageâ shine forth in an even brighter, purer light, it is obvious that China was little more than an ideological function.23 Moreover, the very fact that the image could be exploited in that way testifies to the immense authority and polarizing power which Chinese culture had in the Tokugawa society. Thus one could describe the Kokugaku really as the radical exception to the rule of Chinese learning in these days.
In the Meiji period, the dominant position of Chinese learning in Japanese society certainly underwent a significant change, as we shall see presently. However, for all the changes, there were also continuities, most of all in the strategies through which the Japanese sought to maintain equality, or even claimed superiority in matters of civilization. Thus we will find the same strategies of âuniversalizationâ applied to Western civilizationâthe argument that, if Western civilization was universal, Japan could be as âcivilizedâ as the European nations. After the Sino-Japanese War 1894â95, people even began to assert Japanâs superiority as a âtruly civilized nationâ in contrast to some Western nations. At the same time, there was a tendency of denouncing the ills of excessive Westernization, although this, too, must be understood as a tribute to the immense authority of Western civilization rather than a viable alternative.
The foreign politics of the early Meiji period
The great event of Bakumatsu foreign politics (1853â67) was the advent of the Western powers seeking direct diplomatic contact with Japan. The Japanese government at first grudgingly, and after the Meiji Restoration (1868) quite proactively, accepted the proposition and entered into diplomatic relations with the Western powers on the legal basis of the European system of states. This led to a paradigm shift in Japanese thought on international relations.24 Henceforth, the Japanese leaders sought to emulate the Western powers with the object of attaining equality vis-Ă -vis the Western powers, or even hegemony in the East Asian region. The paradigm shift consequently destabilized Sino-Japanese relations. The co-existence of the two overlapping political spheres could only work as long as both were intrinsically defensive in nature. However, as soon as Japan switched to the more competitive Western state system, co-existence with China became untenable and Japan began to actively break up Chinaâs political sphere.
Japanâs relations with the Western powers
The advent of the Western powers thoroughly dislodged the Tokugawa international order. In March 1854, Japan concluded with the United States the âTreaty of Amityâ and, in July 1858, the âTreaty of Amity and Commerce.â Ten more treaties of the latter kind were concluded by the Bakufu (the âAnsei Treatiesâ) and three more by the new Meiji government. The treaty with Austria-Hungary (1869) was among the last, and since it contained all elements of the preceding treaties and some additional, it is sometimes called the âdefinite edition of the unequal treaties.â25 The treaties were called âunequalâ since they unilaterally granted the Western powers consular jurisdiction and also fixed Japanâs tariffs, thus depriving it of its tariffs autonomy. In particular, consular jurisdiction soon became a powerful symbol in popular discourse of an alleged discrimination against Japan on the grounds of civilization, race or religion.26
Although discrimination on racial or religious grounds certainly played a role, civilization was the central argument for the Western powersâ unwillingness to yield jurisdiction over its citizens, or to grant full international status in general to any non-European country in the nineteenth century. A renowned German expert on international law in 1889, for example, defined the minimal preconditions of international intercourse as follows: International relations require certain preconditions, especially a higher level of civilization, the ability of and the reliability in âinternational relations.â27 The âhigher level of civilizationâ for long remained an implicit set of requirements. However, the Western powersâ protracted negotiations with Japan over its full acceptance eventually led to the evolution of a more explicit standard of âcivilization,â which included as its basic requirements the prot...