Organisms seek information to help them make adaptive behavioral decisions. Some of that information comes from the behavior of conspecifics. For example, if a small youngster sees a large adult approaching food, she knows that there is no use contesting it. In this context, some organisms have evolved physical characteristics and/or behavior patterns that influence what others perceive and do in ways that accrue to their advantage. For example, many animals have developed ways of making themselves look biggerâpuffing out parts of their bodies, raising their hair, and so forthâsuch that others are less likely to oppose them in contests of various kinds.
Physical characteristics and behavior patterns that have evolved to influence what other organisms perceive and do, especially conspecifics, are typically referred to by ethologists and behavioral ecologists as communicative signals. Since the arguments of Dawkins and Krebs (1978), the focus has been on the extent to which such signals are deceptive versus honest. Dawkins and Krebs argued that because only signals that favor the signaling individual could evolve, most signals provide others with misinformation (deceptive information) that gives the signaling individual an advantage it would not have had without the signal. On the other hand, often in the context of sexual selection, other theorists have argued that it is useful for an individual to advertise some advantage it has to potential mating partners or other potential interactants. Because âcheapâ signals are easy for individuals not possessing this advantage to fake, organisms have evolved a number of âhonestâ signals that are so costly to produce that they cannot be faked; for example, only extremely strong and healthy male peacocks can afford to have huge tails because these represent a large handicap both energetically and in fleeing predators (Zahavi, 1997).
The kind of signals that are the topic of these debates are those that have been phylogentically ritualized under specific selection pressures (Tinbergen, 1951). But some social behaviors that would also seem to qualify as communicative signals have not arisen from evolutionary processes directly, but rather have been created and/or learned by individuals during their individual lifetimes. The most striking example is the many communicative signals and symbols that make up the 6,000+ different human languages of the world. Of course, although the ability to create these signals and symbols has evolved biologically, the signals themselvesâfor example, the greeting âHello!â used by some but not all humansâwould not seem to be subject to evolutionary pressures directly (even if greeting itself, as a general social function, somehow is). We may thus say that these signals have been ontogenetically ritualized, as individuals have in one way or another created or learned them during their own lifetimesâperhaps for more transitory functions. These signals quite often serve to regulate social interactions among individuals in ways that are mutually beneficial to both signaler and recipient alike.
The communicative signaling of the various species of nonhuman primates is a complex mix of phylogentically and ontogenetically ritualized signals used in many different social contexts. And indeed, many individual signals themselves arise from a confluence of different processes. For example, the alarm calls of some monkey species are made even by individuals raised in complete social isolation, suggesting that they have been crafted by evolution. However, knowing precisely when to use these signals, and how to respond to them when they are produced by others, appear to involve significant learning processes during ontogeny (Seyfarth & Cheney, 2003). There are also some signals in the gestural modality that seem to have been invented and used by only a single individual (Goodall, 1986). The important point in the current context is that communicative signals that involve a significant degree of learning require the signaler to make informed decisions about when and perhaps how to use them. That is, using communicative signals flexibly and appropriately requires learning and complex cognitive processes (Tomasello & Call, 1997).
In this book, we focus on the gestural communication of the four great ape species, along with that of one species of small ape and one species of cercopithecine monkey. The actual behavioral form of some of these gestural signals is at least partially phylogentically ritualized, whereas others would seem to be ontogenetically created and/or learned. In all cases, however, our focus is on gestural signalsâno matter their source as behavioral formsâover which the signaler has significant behavioral control. In other words, the signals we are interested in are not signals that are invariably elicited by particular external or internal stimuli, but rather they are signals that the individual chooses to produce, or not to produce, in particular situations for particular social goals. Although the term sometimes creates confusion, we know of no better way to designate these strategically used signals than with the term intentional communication.
In this introductory chapter, we provide a brief review of what is known about primate vocal and gestural communication, with particular focus on those aspects that involve individual decision making and cognition. We also set the stage for our six case studies of primate gestural communicationâinvolving chimpanzees, gorillas, orangutans, bonobos, siamangs, and Barbary macaquesâby outlining the major theoretical and methodological issues involved.
PRIMATE VOCAL COMMUNICATION
By far the greatest amount of research has been done on primate vocal, as opposed to gestural, communication. Primates vocalize to one another in various contexts such as avoiding predators, defending against aggressors, traveling as a group, and discovering food. For the most part, all of the individuals of a given species use the same vocal signals, and no new vocal signals are invented individually. However, there is some flexibility in the precise manner in which a given call is produced. For example, rhesus monkey âcooâ calls are acoustically more similar within than between matrilines (Hauser, 1992), and chimpanzees (and some other species) display population-specific âdialectsâ in some vocal signals (Mitani, Hasegawa, Gros-Louis, Marler, & Byrne, 1992). But experimental studies have suggested that such flexibility is severely limited (see Hammerschmidt & Fischer, in press). Thus, Owren, Dieter, Seyfarth, and Cheney (1992) found only minor modifications in the calls of two cross-fostered macaque species, and the modifications that were found mostly involved changes in the frequency of calls already in the animalsâ repertoires.
Unlike call morphology, call usage seems to have a bit more flexibility, although learning may still play a highly constrained role to particular emotionally-charged situations. Thus, in most cases, calls are used in adultlike contexts from early in ontogeny, but then there is a learning phase in which more adultlike usage is fine tuned (see Snowdon, in press). For example, infant vervet monkeys often make mistakes by giving an eagle alarm call to various moving things in the sky, and they produce intergroup calls whenever they are distressed. Only later do they confine these to adultlike contexts (Seyfarth & Cheney, 1997). Tamarins that heard (and observed) a conspecific alarm calling after tasting peppered tuna fish, which the listeners themselves had not tasted, subsequently reduced the consumption of that food item even after the pepper had been removed (Snowdon & Boe, 2003). An especially important type of flexibility concerns audience effects, in which an individual uses its vocal signals differently depending on the social communicative situation. For example, some tamarins produce food calls when discovering food, but rates depend on whether or not other group mates are present (Caine, Addington, & Windfelder, 1995); male chimpanzees pant hoot more frequently in traveling contexts when their alliance partners are nearby (Mitani & Nishida, 1993); and vervet monkey females adjust the rate of alarm calling depending on whether their own offspring are present, whereas males call more often when females are present (Cheney & Seyfarth, 1985). On the other hand, in an experimental study, macaque females who saw a predator approaching their offspring in another location did not attempt to alert ignorant offspring more often than knowledgeable ones (Cheney & Seyfarth, 1990). This suggests that audience effects in primate vocal communication may not involve callers assessing the knowledge of recipients but only noting their presence or absence in the situation.
Undoubtedly, primates display most flexibility in the way they perceive and understand vocal signals. The classic case for context-sensitive comprehension is vervet monkey alarm calls in which individuals respond to acoustically distinct calls with particular types of antipredator responses even in the absence of the predator (Seyfarth & Cheney, 1990; Seyfarth, Cheney, & Marler, 1980). Convincing evidence that recipients are indeed responding to the meaning (reference) of such calls, and not to such things as their emotional intensity or the like, come from experiments in which individuals habituated to some call show dishabituation only when the meaning (referent) of calling is changed (e.g., Cheney & Seyfarth, 1988; ZuberbĂźhler, Cheney, & Seyfarth, 1999). Interestingly, there are no convincing observations of such âreferential vocal signalsâ in any ape species, the closest possibility being the way chimpanzees adjust calling rate for food grunts used in the context of sharable and unsharable foods (Crockford, Herbinger, Vigilant, & Boesch, 2004; Hauser, Teixidor, Field, & Flaherty, 1993). In general, it may be said that the learning skills used in call comprehension show almost unlimited flexibility because a number of primate species can learn to effectively use the calls of other species, including some nonprimate species (Hauser, 1988; ZuberbĂźhler, 2000).
Overall, then, nonhuman primates seem to have only limited control over their vocalizationsâvery little in terms of call morphology and a bit more in the case of call usage, including some adjustments for audience presence or absence. Current evidence suggests that nonhuman primates possess most flexibility in call comprehension, with some species even comprehending the calls of other species, which almost certainly requires learning.
PRIMATE GESTURAL COMMUNICATION
Primates also routinely communicate using manual and body gestures (see definition later), mainly in close-range social contexts such as play, grooming, nursing, and during sexual and agonistic encounters. These are in general less evolutionarily urgent functions than those signaled by acts of vocal communication, but nevertheless many of them are fairly involuntary facial expressions, body autonomic responses (e.g., piloerection), and the like. But an important subset of these seem intentional, in the sense of individual control. That is, unlike the case of vocal signals, there is good evidence that individuals of some primate speciesâmost of the research is with great apesâinvent new gestural signals as needed. Goodall (1986), for example, reported much variability in the gestures used by individual chimpanzees, including even a number of idiosyncratic gestures used by single individuals only, that could not have been either genetically determined or socially learned. Common gestures used by one or another ape species include such things as âarm raise,â âwrist offer,â âhead-bob,â âchest beat,â âtouch side,â âground slap,â and âpoke at.â
Apes most likely acquire many of their gestural signals via a process of ontogenetic ritualization (Tomasello, 1996). In ontogenetic ritualization, two organisms essentially shape one anotherâs behavior in repeated instances of a social interaction. The general form of this type of learning is:
⢠Individual A performs behavior X (not a communicative signal);
⢠Individual B consistently reacts by doing Y;
⢠Subsequently B anticipates Aâs performance of X, on the basis of its initial step, by performing Y; and
⢠Subsequently, A anticipates Bâs anticipation and produces the initial step in a ritualized form (waiting for a response) in order to elicit Y.
The main point is that a behavior that was not at first a communicative signal becomes one by virtue of the anticipations of the interactants over time. There is no evidence that any primate species acquires most of its gestural signals by means of imitative learning (Tomasello & Call, 1997). Indeed, de Waal and Johanovitz (1993) looked at the reconciliation gestures of juvenile rhesus and stumptail macaques who were co-housed for a period of 5 months and found that the nature of the gestures and displays for reconciliation remained unchanged for both species (even though the frequency of occurrence of some other behaviors did change).
With regard to flexibility of use, Tomasello and colleagues (1994, 1997) found that many chimpanzee gestures were used in multiple contexts, sometimes across widely divergent behavioral domains. Also, sometimes different gestures were used in the same context interchangeably toward the same endâand individuals sometimes performed these in rapid succession in the same context (e.g., initiating play first with a poke at followed by an arm raise). The gestural signals of many monkey species have not been studied much; however, those that have been studied do not appear to have this same degree of flexibility, but rather they are tied to particular communicative situations more in the manner of their vocal signals (Maestripieri, 1999). For what it is worth, in some studies both monkeys and apes have been observed learning to use some gestures to outwit competitors (e.g., Mitchell & Anderson, 1997; Woodruff & Premack, 1979). Although it is still unclear what level of psychological processes support those cases of âtactical deception,â they at least indicate that individuals can display a gesture outside its ordinary context of use (Whiten & Byrne, 1988).
In terms of audience effects, Tomasello and colleagues (1994, 1997) found that chimpanzee juveniles only give a visual signal to solicit play (e.g., arm raise) when the recipient is already oriented appropriately, but they use their most insistent attention getter, a physical poke at, most often when the recipient is socially engaged with others. Tanner and Byrne (1993) reported that a female gorilla repeatedly used her hands to hide her playface from a potential partner, indicating some flexible control of the otherwise involuntary grimaceâas well as a possible understanding of the role of visual attention in the process of gestural com...