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Four key policy questions about parent engagement recommendations from the evidence
Kenneth Leithwood
This chapter summarises recent evidence in response to four key questions concerning parent engagement in their childrenâs schooling. Fifty-seven original empirical studies published since 1996 in reputable refereed journals,1 along with six recent, particularly well-done reviews of literature, form the database used to answer these questions2 and to craft a series of best-evidence recommendations for parents, school staff and educational policy-makers. The questions are about:
- the abilities, dispositions and behaviours needed of parents, teachers, principals, and school staff to foster parent engagement;
- factors contributing to poor communication and tense relationships between parents and teachers or principals;
- features of the context (e.g. school environment, socio-economic status, urbanâ rural characteristics, schoolâcommunity relations, etc.) enhancing different types of parent engagement;
- sources and types of assistance in the development of resources and training programmes to foster parent engagement.
Abilities, dispositions and behaviours needed to foster parent engagement
Parents have an enormous impact on the education of their children at home whether they think they do or not, whereas they may or may not choose to become engaged in their childrenâs school. Home is explored in other chapters. The focus in this chapter is restricted to the direct engagement of parents in schoolsâreasons influencing parentsâ engagement in schools, as well as how teachers, principals and other staff foster such engagement.
Reasons for parent engagement
Parentsâ personal construction of the parental role. Parents are much more likely to become involved in their childrenâs education when they believe that such involvement is a key part of what it means to be a responsible parent. Evidence indicates that parents become engaged to the extent that they believe such engagement is part of their parental duties (Deslandes and Bertrand 2005), when they have a strong desire to be involved in promoting the success of their children (e.g. Mapp 2002) and when they believe, more generally, that all parents should be engaged in their childrenâs schools (Sheldon 2002). Parental engagement is associated with parentsâ motivation to be active in their childâs life both inside and outside of school.
Parentsâ personal sense of efficacy for helping children succeed in school. When parents feel that they have the opportunities, skills and knowledge required to help their children, they are more likely to become engaged. Parentsâ life circumstances shape their views on whether they believe they have or can make opportunities to become involved with the school (e.g. Hoover-Dempsey and Sandler 1995). Long working hours and inflexible work schedules result in less time and energy for parents to be engaged with school, for example.
Parent efficacy is also a significant factor in parent decisions to become engaged. They are likely to become more engaged with school when they believe they can exercise control over their childrenâs education and, in some cases, when they believe there is a problem to be solved with their own children (e.g. Coots 1998) or the school as a whole, such as a negative school climate. Parentsâ socio-economic status (SES) is related to parental sense of efficacy. Abrams and Gibbs (2002) reported that the sense of entitlement some high SES parents exhibited depressed the participation of lower SES parents.
Parentsâ beliefs about the extent to which school personnel want them to be involved in their childrenâs education at home and in the school. When parents think that their involvement is needed, desired and expected by teachers, they are more inclined to become involved in their childrenâs education, in some fashion. These beliefs may be quite different for different groups of parents. For example, Birch and Ferrin (2002) found much more uncertainty on the part of Mexican American than Anglo-American parents in the same rural community. Engagement is also encouraged when parents receive support and encouragement to become engaged from other parents and staff during attendance at school events (Mapp 2002). Parents value detailed information from school staffs on how the school functions (Christenson et al. 1997) and what they can do to become more involved (Halsey 2005). Exchanges of information with other parents, more generally, can prompt parent engagement (DeMoss and Vaughn 1999). Meeting with school personnel and the active seeking of information from parents by teachers (Coots 1998) is reported to result in parents believing that teachers want their opinion and view them as partners in their childrenâs education (Flaugher 2006). Satisfaction with their childrenâs high school programme, Castro et al. (2004) found, encouraged greater parent engagement.
Parentsâ beliefs about the desire of their children for them to be involved in their education at home and in the school. Engagement is encouraged when parents believe their own children want them in school (Baker 1997a). As children move through different stages of schooling, increasing numbers of them exercise their need to become independent from their parents by discouraging their parentsâ involvement in school and, in many cases, involvement in school work at home, also. Evidence seems to suggest that parents should resist this preference of their older children, however (Jeynes 2007).
How teachers foster parent engagement
Teacher behaviours. Three distinct types of behaviours appear in the researchâclassroom-related, communication-related and interpersonal-related. Classroom-related behaviours include developing special projects to involve parents in the school and classroom (Baker 1997b), ensuring that parentsâ involvement in class is in direct support of instruction (Baker 1997b; Belenardo 2001) and matching the skills of parents with the tasks they are asked to carry out in the class (Edwards and Warin 1999; Trumbull et al. 2003).
Communication-related behaviours include: altering schedules to accommodate the schedules of parents (Trumbull et al. 2003), modifying the format of parent conferences to make them less intimidating and more meaningful for parents (Baker 1997b), and providing a private environment in which to have parentâteacher conferences (Chrispeels 1996). Communication-related teacher behaviours fostering parent engagement also include soliciting parent views on key matters concerning their childrenâs education (Chrispeels 1996), and engaging in joint problem solving with parents (Baker 1997b). Parent involvement is reported to be discouraged by only sporadic attendance by teachers at school meetings involving parents (Pena 2000).
Effective communication with parents about student work and progress is reported to encourage parent engagement (Belenardo 2001), as has establishing a regular schedule of communications with parents (Chrispeels 1996), and ensuring forms of communication that are culturally appropriate and take account of parentsâ educational expectations for their children (Dyson 2001).
Finally, teacher behaviours that are primarily interpersonal in nature include: fostering positive interpersonal relationships with parents (Baker 1997b), behaving towards parents in a respectful manner and putting them at ease (Baker 1997b) and making individual contact with parents rather than simply having an âopen doorâ policy for such contact (Halsey 2005). Parent engagement is also encouraged when teachers demonstrate positive attitudes towards parent engagement (Grolnick et al. 1997).
Teacher skills, attitudes and beliefs influencing parent engagement. Teacher skills contributing to positive parent engagement include being able to communicate effectively with parents, in particular, linguistic and culturally diverse parents (Dyson 2001). Teachers skilled in building mutual understandings with parents about school expectations also contribute to parent engagement (Lawson 2003).
Teacher attitudes fostering parent engagement include trust in parents and students (Hoy and Tschannen-Moran 1998), positive dispositions towards parent involvement in school (Osborne and deOnis 1997) and realistic expectations about the nature and extent of parent involvement given the demands they face in other parts of their lives.
Teacher beliefs associated with increased parent engagement, especially the engagement of mothers of girls in the one study reporting on this matter, is the value of parent contributions to the school (Grolnick et al. 1997). Parent engagement is suppressed by teachers believing that English as a Second Language (ESL) parents are not interested in their childrenâs schooling (Huss-Keeler 1997) and that parents do not have the expertise to contribute to their childrenâs education (Linek et al. 1997).
How principals foster parent engagement
Only a handful of studies provide information about principalsâ skills, attitudes, beliefs and behaviours likely to foster parent engagement. It helps if principals are skilful in making parents feel welcome in the school (Baker 1997a), and have technical expertise, attend to detail, make good decisions and are clear, logical thinkers (Belenardo 2001). About principalsâ beliefs, Norris (1999) reported that principals and parents held differing estimates of the extent of parent involvement in their schools with parent estimates being higher than the estimates of principals; Osborne and deOnis (1997) found higher levels of importance attached to parent engagement among elementary and middle school principals as compared with secondary school principals.
How other staff foster parent engagement
The term âother staffâ is used here as a category label sometimes for teachers and administrators treated as an undifferentiated group and sometimes in reference to the school psychologist. Most of the evidence from these studies is particularly relevant to the engagement of minority and/or ESL parents.
Evidence concerning the staff, as a whole, supported the need to appreciate the challenges facing ESL parents and to act from the belief that they are just as interested in their childrenâs welfare and education as any other group of parents (Lee 2005). Additional evidence (Lopez et al. 2001) recommends using the tacit knowledge of former migrant school staff in working with parents, home visits, and other forms of communication with families. This evidence also recommended helping to connect parents to the social services they may need, providing a welcoming environment for parents in the school and providing them with educational services. Staff should work with other agencies to help these parents find the resources that they need.
Factors contributing to poor communication and tense relations between parents and schools
Three sets of factors contribute to poor parentâschool communications, tense relations between parents and school personnel and frustrations for parents arising from the school: dispositions towards parent engagement on the part of parents and school personnel; the nature of schoolâparent communications; and both linguistic and cultural differences between parents and staff.
Dispositions towards parent engagement. Parents report frustration when schools appear not to welcome their contact in an effort to raise issues or concerns. For some parents schools feel like âclosed systemsâ and always seem to support teachers over students when there are conflicts of any sort. Further tensions are created when parents and staff hold quite different underlying assumptions about patterns of familyâschool interactions (e.g. families expected to respond to the schoolâs suggestions for involvement versus families initiating contact to communicate their own expectations of the school). These differences lead to parental frustration with, and distrust of, staff. Older studentsâ negative disposition towards their parentsâ engagement in school was reported to be a source of tension for parents by Baker (1997a).
Parentsâ own disposition towards their engagement in school has also been identified (e.g. Lawson 2003). This disposition sometimes consists of insecurity on the part of parents about how and who to contact in the school when they are not as familiar with the school as they might be if they were members of a parentâteacher group, for example. Many parents are reported to feel a diffuse sense of powerlessness in their interaction with school personnel. When parents had a negative experience with the school, they sometimes concluded that not being involved might be in the best interests of their child.
Nature of communication between schools and parents. Schoolâparent communications can be a significant source of tensions and frustrations for both parents and school staffs. These tensions and frustrations could be traced to the frequency, timing and effectiveness of communication initiatives. Baker (1997a, 1997b) found that parents complained of too little time for teacherâparent conferences. Parents also complained about interactions between parents and school staffs which were infrequent and unhelpfully brief, from the parentsâ point of view. Evening meetings are sometimes difficult for parents to attend and school staff may mistakenly assume that lack of attendance means parents are not interested in their childrenâs school work. Bakersâ studies also found that parents were frustrated by lack of timely parent notification of childrenâs problems by their schools.
Even when communication is frequent and timely, it is sometimes not especially effective (e.g. Bernhard and Freire 1999). Results of such communication are jeopardised when schools use students to carry home information and that information does not reach parents. Frustrations also arise for parents when they are unable to understand feedback from teachers. Parents complain about communications from school not really inviting their engagement. Parentâstaff meeting agendas are usually set by the school not collaboratively by the school, and parents. Many parents expect specific invitations from the school to become involved rather than general announcements about opportunities for involvement. Frustration for some parents also arise when they view commu...