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Introduction
Rethinking Sikh nationalism in a global age
The appointment of the first Sikh prime minister of India, ironically one instigated by the daughter-in-law of the woman who ordered the infamous storming of the Golden Temple complex in Amritsar in June 1984,1 provides an opportune moment to reflect upon Sikh national identity. The twenty-odd years since the military action, codenamed āOperation Blue Starā, designed to eliminate a band of armed Sikh militants taking refuge in the holiest shrine in Sikhism have seen the rise and fall of a separatist movement dedicated to the achievement of an independent Sikh state: Khalistan. Although this movement was unsuccessful, there is evidence to show that it enjoyed the support of a significant number of Sikhs in the Indian state of the Punjab (Pettigrew 1995; Gurharpal Singh 2000) and in the ādiasporaā (Tatla 1999; Axel 2001). What then can account for first the strength and then the āstrange death of Sikh ethno-nationalismā (Gurharpal Singh 2004)?
Generally speaking, four or five different approaches to this question may be identified. The first approach attributes the rise of Sikh nationalism to the coherence of a religiously and culturally defined ethnie (H. Deol 2000; Gurharpal Singh 2000) and accounts for the decline of Sikh militancy in the Punjab as primarily a traumatic reaction to the ācrescendo of state led violenceā orchestrated by the Indian state (Gurharpal Singh 2004). The second approach considers Sikh identity to have been āinventedā in the colonial period (Kapur 1986; Oberoi 1994) and Sikh nationalism itself to have been primarily a reaction to state-led violence and to the ruthless centralization of political power in India by the then prime minister, Indira Gandhi (Brass 1991). A variant of this approach sees Sikh ethno-nationalism essentially in socio-economic terms as an ideology propagated by rich, capitalist farmers to unite the rural Sikh masses under their hegemony (Purewal 2000). The ādeathā of Sikh ethno-nationalism is attributed to the readjustment of relations between central and state governments and the liberalization of the Indian economy. A related approach sees modern Sikh identity as a āconstructionā of colonial Orientalism (Fox 1985) and Sikh nationalism, in Partha Chatterjeeās words, as āderivative discourseā (Chatterjee 1996 [1993]) or even a āpathologyā of modernity (Fox 1996). Finally, many scholars have followed the Indian state in considering Sikh nationalism to be primarily a ālong-distanceā phenomenon (Anderson 1992). Sikhs settled overseas, particularly in advanced capitalist societies such as Canada, the US and the UK, are seen to constitute a ādiasporaā, mobilized for the achievement of sovereign statehood (Tatla 1999; Axel 2001).
It will be argued that all of the approaches outlined above are problematic: the first essentializes Sikh identity; the second āreducesā identity to a single causal principle and is, furthermore, unable to account for continuity within the Sikh tradition; the third reproduces the Orientalist discourse it is attempting to critique, whilst the final approach conflates the concepts of ānationā and ādiasporaā. It will be argued, instead, that a more comprehensive approach is needed: one which accounts for both continuity and change in Sikh narratives and, furthermore, takes into account the global dimensions of Sikh identity.
Ethno-symbolist approaches
The first approach attributes the strength of Sikh ethno-religious nationalism to the coherence of a religiously and culturally defined community and accounts for the decline of Sikh militancy in the Punjab as primarily a traumatic reaction to the ācrescendo of state led violenceā orchestrated by the Indian state and the Indian National Congress (INC) in particular (Gurharpal Singh 2000, 2004). From this perspective, the Sikh community or qaum corresponds to A.D. Smithās definition of a politicized ethnie, or nation. For Smith, an ethnie is defined as a āa named human population with myths of common ancestry, shared historical memories and one or more elements of a common culture, including an association with a homeland, and some degree of solidarity, at least amongst elitesā (A.D. Smith 1999:13).
The Sikh ethnie share common ancestry myths dating back to the founding of the Khalsa in 1699 and historical memories of martyrdom and persecution under successive Mughal, British and Indian rulers. Although Punjabi is spoken by Sikh, Hindu and Muslim in East and West Punjab alike, the Sikh scriptures are written in the Gurumukhi script particular to Sikhs. Sikhs following the edicts of the tenth Guru, Gobind Singh, are enjoined to keep their hair, including facial hair, long (kes); carry a comb (kanga); wear knee-length breeches (kach); wear a steel bracelet on the right hand (kara); and carry a sword or dagger (kirpan). Those who hold these five symbols of Sikh identity are known as Kes-dhari Sikhs. Those who donāt are known as Sahajdhari Sikhs: āslow adoptersā who would eventually progress towards full participation in the Khalsa (McLeod 1989:96). Finally, for the Sikhs, the Punjab may be equated with what A.D. Smith terms the ancestral land where, āin the shared memories of its inhabitants, the great events that formed the nation took placeā (A.D. Smith 1996:383).
This ethno-symbolist view of the Sikh nation is reflected in the recent work of Sikh scholars as well as in the nationalist narratives in the Punjab as articulated by actors operating within the Sikh political system. In Religion and Nationalism in India: The Case of the Punjab (2000), Harnik Deol illustrates how the origins of modern Sikh national consciousness (1947ā1995) lie in the historical roots of Sikh communal consciousness (1469ā1947). For Deol, a specifically Sikh ethnic identity based upon the Sikh religious tradition and Punjabi language pre-dates colonial rule. Consequently, the introduction of print capitalism in the colonial period merely āenergizedā the existing tendencies towards differentiation between the diverse religiolinguistic communities of the Punjab rather than, as in Benedict Andersonās formulation, created a radically different consciousness (H. Deol 2000:90). Like Deol, Gurharpal Singh believes modern Sikh identity to be āremarkably cohesiveā (Gurharpal Singh 2000:87), having its roots in a Jat Punjabi ethnie, āa sacred text and religious tradition dating from Guru Nanakā (Gurharpal Singh 2000:78). Central to this ethno-nationalist narrative is the territorialization of Sikh socio-political identity in the homeland of the Punjab. As early as 1946, the SGPC committed itself to the āgoal of a Sikh stateā and, therefore, the territorialization of the Sikh qaum or ānationā. The Sikh people needed a state of their own to āpreserve the main Sikh shrines, Sikh social practices, Sikh self-respect and pride, Sikh sovereignty and the future prosperity of the Sikh peopleā (SGPC 1946).
However, it is argued that this approach, although convincing in its analysis of the strategies of violent and hegemonic control adopted by the Indian state, essentializes Sikh identity and ignores the voices of those in the Sikh qaum critical of territorialized nationalist narratives. Identities are multiple, subjective and infinitely contested. Communal identities are not ascribed at birth but are adopted, rejected, reinterpreted, negotiated, imagined and, in certain circumstances, invented. In multiethnic states, ānewā identities, such as Black, White, European, Asian or Indian, coexist with āolderā identities based on language, religion and culture (S. Hall 1997). In such circumstances, identity becomes, in Stuart Hallās words, a āmoveable feastā which is āformed and transformed continuously in relation to the ways we are represented or addressed in the cultural systems which surround usā (S. Hall 1992:277).
Identification may be understood, following Lacan, as the ātransformation that takes place in the subject when he assumes an imageā, to which Lacan gives the term imago (Lacan 1977:2). Lacan argued that identification first takes place when the child is between six and eighteen months and first recognizes a reflection of itself in a mirror. This image, however, is alienating. The āspecularā image of the child does not correspond to the identity of the child but comes to the child āfrom the outsideā. The mirror-state āsituates the agency of the ego, before its social determination, in a fictional directionā (Lacan 1977:2). Thus, for Lacan, identity is not inherent within the subject but comes into being āfrom the place of the otherā. It is, therefore, a āfictionalā construct: all identities are āimaginaryā based on the fundamental misrecognition (mĆ©connaissance) of the child with its imago. The subject and the social order in which the subject finds a place are both in a continuous process of becoming. Both are always in a process of formation.
It follows that the identity of the collective subject, the community, society or nation, cannot be fixed by a āprimordial attachmentā2 such as language, religion or ethnicity, but is too in a process of becoming. Although ethnosymbolists are correct to point out that āreligiousā traditions pre-date colonialism, ethnicized religious communities in South Asia are relatively recent phenomena and their claims to primordiality are based upon an appropriation and reinterpretation of colonial categories. As will be argued later, the religious and cultural homogeneity upon which ethno-symbolists based their claims for Sikh ānationhoodā is itself of recent origin, a product of elite manipulation (Kapur 1986; Brass 1991), a reflection of colonial Orientalism (Fox 1985; Dusenbery 1999) or both (Oberoi 1994).
Instrumentalist approaches
The second approach considers Sikh identity as it is known today to have been āinventedā by Sikh elites during the colonial period. Particular attention has been paid to the activities of the Singh Sabha movement in the late nineteenth century and their elucidation of a Tat Khalsa discourse which became hegemonic in the twentieth century (Kapur 1986; Oberoi 1994; Barrier 2004a, 2004b). By far the most impressive account of the rise of a Tat Khalsa discourse is provided by Harjot Oberoiās The Construction of Religious Boundaries (1994), which despite its sophisticated use of constructivist and post-structuralist theory appears to support the instrumentalist thesis. For Oberoi:
However, for instrumentalists, it is post-1984 Sikh nationalism, and in particular the movement for a separate Sikh state, which, to paraphrase Ernest Gellner, engendered the Sikh nation (Gellner 1983:55). Sikh militancy itself is seen to be primarily a reaction to state-led violence and to the ruthless centralization of political power in India by the then prime minister, Indira Gandhi (Brass 1991). There are two variants of the instrumentalist position which purport to account for the emergence of a Sikh nationalist movement within India. One school of thought has stressed the primacy of the centralizing tendencies of the national government in Delhi and the post-Nehruvian leadership in alienating the Sikh community (Brass 1991). Another complementary approach has emphasized the role of economic factors and, in particular, the effects of the Green Revolution in making the emergence of a new type of politics possible (Narang 1983; Purewal 2000).
The ādeathā of Sikh ethno-nationalism is attributed to the readjustment of relations between central and state governments which followed the decline of INC hegemony within the Indian political system and the rise of a loose federation of regional parties, including the Badal faction of the SAD, which has helped keep the centralizing tendencies of the centre in check. A variant of this approach sees Sikh ethno-nationalism essentially in socio-economic terms as an ideology propagated by rich, capitalist farmers to unite the rural Sikh masses under their hegemony (Gill and Singhal 1984; Gopal Singh 1984; Narang 1986; Purewal 2000). For Shinder Purewal, Sikh ethno-nationalism is a by-product of the struggle between the Sikh ākulaksā and the predominately Hindu commercial and industrial bourgeoisie of India. Sikhism had become āan ideological weapon of the kulaks to build a ācommonā bond among Sikhs of all classes and to build them under their commandā (Purewal 2000:73).
Since the demands of this new Sikh elite were primarily material and centred on greater access to the world market for their mainly agricultural produce, it follows that the decline of Sikh ethno-nationalism can be explained in terms of the transition to a market economy which followed on from the economic reforms which the then finance minister and current prime minister, Manmohan Singh, inaugurated in 1991.
It is argued that both the instrumental approaches outlined above are reductionist in that they seek to reduce the complexity of Sikh ethnonationalism to a single causal principle: the internal dynamics of the Indian political system or the impact of the āGreen Revolutionā upon agriculture in the Indian state of Punjab where most Sikhs live. Furthermore, āinstrumentalistā approaches are unable to account for the persistence of Sikh nationalism today and for its continued salience for, in many cases, wealthy young Sikhs settled in Western, capitalist societies. No attempt is made to account for what Walker Connor termed the āirrationalā nature of the ethno-national bond: the strength and depth of feeling of belonging to an ethnic or national community which cuts across different classes (Connor 1994). Nor is there a concerted attempt to explain just how the consciousness of belonging to a religious and cultural community which included adherents from many different classes and ācastesā was constructed over time and developed into a political consciou...