CHAPTER ONE
The Physiognomy of the Flaneur
One of the most fascinating figures to have appeared, disappeared and subsequently reappeared in the landscape of Western culture has been the flaneur, the strolling urban observer. In the late-eighteenth and early nineteenth-century Europe, flanerie was considered more than a hobby; it was seen as an appropriate (indeed, perhaps the most appropriate) mode of viewing and negotiating the complexities of the city. With the changes in urban design wrought by industrialism (for instance, its imperative to accommodate vehicular traffic and maximize space efficiency), it was thought that the flaneurâs seemingly aimless ambulations and observations were doomed.
However, flanerie has by no means been relegated to intellectual or cultural obscurity, though it has languished there for extended periods in the nineteenth and twentieth centuries. With its emphasis on the discontinuities and dislocations of urban life, flanerie has made a significant impact on theories of modernity in general, and in some very specific ways. Flanerie was poetized by Charles Baudelaire in his famous Paris Spleen, thereby making its mark on the French Symbolist movement. The flaneur plays a pivotal role in the work of Marxist theoretician Walter Benjamin, whose writings have been collected in a just-completed four-volume set from Harvard University Press. And as Anke Gleber suggests, a âminor renaissanceâ (215) of interest in the flaneur has appeared since the 1980s, and more particularly in the 1990s, with the publication of texts such as Dana Brandâs The Spectator in Nineteenth-Century American Literature (1991), John Rignallâs Realist Fiction and the Strolling Spectator, Keith Testerâs collection of essays, The Flâneur (1994), Gleberâs The Art of Taking a Walk (1999), and most recently, Edmund Whiteâs memoir The Flaneur: A Stroll through the Paradoxes of Paris (2001). The flaneur has proven remarkably flexible as a theoretical lens on modernity and post-modernity, for artistic and cultural productions as divergent as Francesca Lia Blockâs young adult book Weetzie Bat, performance art like âStreet Works IVâ by Vito Acconci, and Katrina MacPhersonâs film-dance Pace.1
Defining or describing a figure of such versatility is no small challenge. As Keith Tester indicates, âdefinitions are at best difficult and, at worst, a contradiction of what the flaneur means. In himself, the flaneur is, in fact, a very obscure thingâ (7).2 Baudelaire, whose Paris Spleen and âPainter of Modern Lifeâ address the practice and methodology of flanerie, describes the flaneurs of nineteenth-century Paris as âindependent, passionate, impartial natures which the tongue can but clumsily defineâ (9). This difficulty has given rise to both the flaneurâs literary richness and a wide range of differing interpretations, many of which will be discussed in this chapter. Which of these is the âtrueâ or original flaneur? Tester has admirably summed up the dilemmas of reading and (re)constructing the flaneur:
There is a certain ambiguity concerning the historical specificity of the figure of the flaneur. On the one hand, there seems to be little doubt that the flaneur is specific to a Parisian time and place. On the other hand, the flaneur is used as a figure to illuminate issues of city life irrespective of time and placeâŚ. The greyness of the historical specificity is perhaps as intrinsic to the debate as the problem acknowledged by Baudelaire of defining exactly what the âflaneurâ means. (16)
The route one takes in analyzing the flaneur (historically specific or mythic-conceptual) carries important ramifications: âit could lead to flanerie being made so specifically about Paris at a given moment in its history that flanerie becomes of no contemporary relevance at all. Either that, or flanerie becomes so general as to be almost meaningless and most certainly historically rootless if not seemingly somewhat ahistoricalâ (Tester 17). Further, the historical roots to which Tester refers are themselves the subject of contestation: for example, Walter Benjamin locates the origins of flanerie in nineteenth-century Paris, while Dana Brand finds sources in Renaissance England.
In this study, I shall mediate these two approaches to interpreting the flaneur, examining his significance in the work of Edgar Allan Poe, referenced by both Baudelaire and Benjamin in connection with flanerie. I seek both historic specificity and cultural flexibility in linking the Parisian flaneur to Poe, an American who was writing at the historical moment Benjamin identifies as the age of high flanerie. At the same time, it is essential to emphasize the more distant roots of flanerie, in the ancient âscienceâ of physiognomy that originated with the ancient Greeks and Romans. Furthermore, I want to argue for an expansion of traditional definitions of flanerie, and to suggest that Poeâs readings elucidate not only individual faces, interiors, and cities, but the world and even the universe. To preface these assertions, I shall provide in this first chapter a loosely chronological survey of the flaneurâs various manifestations, and the multiform interpretations suggested by different scholars. In proceeding in this fashion, I do not mean to imply that there is any âpureâ or primordial version of the flaneur; such a chronology is simply a useful device for presenting in suitably âpanoramicâ fashion the flaneurâs sundry historical incarnations. In fact, this chronological tour will serve to reinforce the flaneurâs historical mutability as he has been appropriated by various authors, critics, and historians for divergent purposes. This delineation of the flaneurâs characteristics will set the table for an analysis of Poeâs adoption and transformation of flanerie in ways that have not been acknowledged to date.
Certain features that recur in most, if not all, of the flaneurâs manifestations. One consistent element has been the action of seeing and observing his surroundings. Although it appears to be casual, this act of observing has a particularly analytical dimension; it is not simply âtaking airâ or âwindow-shopping.â In most of the earlier versions of the flaneur, this optical engagement with the metropolis involves scrutinizing the faces of passers-by, and identifying their personality characteristics by means of facial features, mannerisms and gestures. This practice of interpreting the countenance predates nineteenth-century Paris by over two thousand years, forming the basis of the âscienceâ of physiognomy, as Elizabeth C.Evans notes:
The study of the relation of the features of a man to his inner character is no modern development; for in Greece and Rome there existed, at least during certain periods of their literary history, a definite interest in the subjectâŚ. This interest had gained considerable impetus through the influence of the Peripatetic and Stoic schools of philosophy, and embraced a careful study of the significance of the various aspects of the body. (5)
According to the Pseudo-Aristotelian Physiognomica (third century B.C.), âthe sources from which physiognomic signs are drawn are: movements and gestures of the body, color, characteristic facial expressions, growth of hair, smoothness of the skin, the voice, the condition of the flesh, the parts of the body, the build of the body as a wholeâ (8). Evans also points out that in this text, one finds âa clear statement of the basis on which the âscienceâ of physiognomy rests: âDispositions follow bodily characteristics and are not in themselves unaffected by bodily impulses. Conversely, that the body suffers sympathetically with affections of the soul is evident in love, fear, grief, and pleasureââ (7).
This assumptionâthat there is a correlation between outward appearances and inner characteristics, and that through careful scrutiny of the former one may discern the latterâis at the heart of both physiognomy and flanerie. The principle seems self-evident and fundamental to the way humans negotiate their surroundings and assess the people around them, as is recognized in the following description of early physiognomy by Paulo Mantegazza from the early 20th century:
Long before these words [physiognomy and metoposcopy] had found a place in our dictionaries, and in the history of science, man had looked into the face of his fellow-man to read there joy and pain, hatred and love, and had sought to draw thence conclusions both curious and of daily practical use. There is no untutored people, no rudimentary language which has not incorporated in some proverb the results of these first sports of divination. Humpbacks, squints, sparkling or dull eyes, the varying length of the nose, the varying width of the mouth, all are honored or condemned in popular proverbs. These proverbs are the first germs of the embryonic substance, which later on yield materials for a new science. (Mantegazza 8)
However, as a basis for a ânew science,â the principles of physiognomy were problematical to say the least. In its earliest stages, âanimal physiognomyâ attempted to associate particular species of animals with identifying characteristics, and to draw analogies to human beings sharing the same physical features. In her introduction to Rudolphe Topfferâs âEssay on Physiognomy,â Ellen Wiese notes that
the âscienceâ actually functioned as a conventional code. Says the pseudo-Aristotle: âOxen are slow-moving and lazy. Their muzzles are broad and their eyes large; men with a broad nose and large eyes are likewise slow and lazy.â Thus a vocabulary for the language of physiognomy was built first of all on a physiognomic response: an animal was identified with a single, typical trait (or by several, provided these would evoke a homogenous image); its physical features were taken to be the material embodiment of this undifferentiated nature, and these, in turn, could be read off like ciphers whenever they appeared in the human face. (xxâxxi)
Wieseâs description implicitly raises questions about the fundamental assumptions of this practice: does an animal have an âundifferentiatedâ or âhomogenousâ nature? Can we assume that this nature will be embodied materially in one feature of its appearance? That the occurrence of this same feature in a human countenance will signify a similar characteristic? Or is this simply a projection of human interpretive schema onto nature?3
Even among those nineteenth-century writers concerned with establishing physiognomy as a science per se, there was substantial discomfort regarding its initial stages. Mantegazza freely admits these dubious beginnings: âIn these first attempts we always meet the infantine inexperience of ignorance; sympathies and antipathies are there translated into irrefragable dogmas and verdicts without appeal; instinct and sentiment hold the place of observation and calculation. All is seasoned with the magic which is one of the original sins of the human familyâ (8). The same regret is evident in Mantegazzaâs discussion of another type of physiognomy: so-called âcelestialâ or âastrologicalâ physiognomy, in which parallels are drawn between configurations of the human face and particular constellations of stars:
And then man, not contented to examine the human face and translate it into proverbs and into physiognomical laws of fortuitous coincidences or suggestions of sympathy and antipathy, goes on to seek in the heavens and among the stars relations between the constellations and our features, and erects this odd edifice of judicial astrologyâa veritable white magic applied to the study of the human face. Magic demands a magician; he envelops himself in the mystery of the inconceivable to explain the unintelligible, and magic becomes an industry, a trade which fattens a small number of knaves at the expense of a large number of fools. Such is the true origin, little honorable as it may be, of Physiognomy. (8)
As anxious as Mantegazza is to distance himself from what he acknowledges as the primitive and misguided efforts of his physiognomical forebears, his history of the âscienceâ includes such notable figures as Plato, Aristotle, and later even Darwin, as all having considered, endorsed or practiced physiognomy at some point in their lives. Yet none of these figures is so consistently associated with physiognomy as is Johann Caspar Lavater (1741â1801). Although physiognomical principles were in circulation since ancient civilizations, it was not until Lavaterâs work in the eighteenth century that physiognomy enjoyed its widest currency. Lavaterâs essays on physiognomy were astoundingly popular; between its original publication in 1770 and 1810, his Physiognomische Fragmente, or Physiognomical Fragments went through âno fewer than sixteen German, fifteen French, two American, two Russian, one Dutch, and twenty English editions,â according to Ellis Shookman in his essay collection, The Faces of Physiognomy (2). In Lavaterâs Essays on Physiognomy: A Study in the History of Ideas, John Graham provides the following quote from The Gentlemenâs Magazine in 1801:
In Switzerland, in Germany, in France, even in Britain, all the world became passionate admirers of the Physiognomical Science of Lavater. His books, published in the German language, were multiplied by many editions. In the enthusiasm with which they were studied and admired, they were thought as necessary in every family as even the Bible itself. A servant would, at one time, scarcely be hired till the descriptions and engravings of Lavater had been consulted, in careful comparison with the lines and features of the young manâs or womanâs countenance. (61)
Lavaterâs work apparently caused quite a commotion, though a good deal of skepticism was mixed in this public reaction. By mid-century, the fame (or notoriety) of Lavaterâs theories was firmly entrenched as historical fact, as indicated by the following description from the Encyclopedia Britannica (1853â60): âIts publication created everywhere a profound sensation. Admiration, contempt, resentment, and fear were cherished towards the author. The discoverer of the new science was everywhere flattered or pilloried; and in many places, where the study of human character from the face became an epidemic, the people went masked through the streetsâ (qtd. in Graham 61).
The hyperbole of such statements is clear, as Graham points out; equally clear is the fact that Lavater presented physiognomy in a way that was at once more accessible and more controversial than in any of its previous instantiations. Lavater articulates the basic premise of physiognomy in the following passage from Physiognomische Fragmente: âAll knowledge we can obtain of man (in his tripartite animal, intellectual, and moral life) must be gained through the medium of our sensesâŚ. Man must wander in the darkest ignorance, equally with respect to himself and the objects that surround him, did he not become acquainted with their properties and powers by the aid of their externalsâ (qtd. in Graham 47). Graham notes that Lavaterâs âinsistence on a scientific methodology is his ground for dissociating himself from earlier physiognomists, such as AristotleâŚsince the slightest difference in a line, literally a âhair-breadth,â changes the meaning of a faceâ (47).
But identifying precise principles and methodologies proved difficult for a process that seemed to incorporate as much of art as it did science. Shookman points out Lavaterâs belief that âphysiognomy was science, albeit an unmathematical one impaired by imprecisionâŚâ(4); he then goes on to demonstrate how this blending of artistic and scientific sensibilities and procedures was a self-conscious one on Lavaterâs part: âIndeed, he exclaimed, âwhere is the science where everything can be calculatedânothing left to taste, feeling, and genius?âWoe to science, if such a one were to existââ (5). Lavaterâs aesthetic approach to physiognomy was also marked by what Graham calls âa tendency to be all things to all menâ (which, as Shookman suggests, would be called an âinterdisciplinaryâ technique today (5)): âThe âscientificâ flavor may not have satisfied the increased interest in biology, zoology, anatomy, physiology, and anthropology, but it at least acknowledged these fields and made some pretence at employing their information and methodologyâ (45). While some members of the scientific establishment scoffed at what they considered a questionable contribution, a number of highly reputable scientists and thinkers would later be in his debt: âscientists like Franz Joseph Gall with his phrenology, Carl Gustav Carus with his craniology, and Alexander von Humboldt with his physical anthropology owed a great deal to Lavater, as did Goethe, too, who openly acknowledged the importance of physiognomy for his own notions of osteology and morphologyâ (Shookman 5). And in great part due to Lavaterâs influence, physiognomy remains a popular pseudo-science today, with commercial books such as Terry Landauâs About Faces (1989), Lailan Youngâs The Naked Face (1993), and Rose Rosetreeâs The Power of Face Reading (2nd edition, 2001) continuing to entertain physiognomical notions and possibilities.
Whatever its actual scientific merit, physiognomy certainly figures prominently in most interpretations of the practice of flanerie, regardless of the critical disagreement as to the flaneurâs origins. As stated earlier, Walter Benjamin argues for the flaneurâs rise in popularity in Paris of the mid-1830s. Dana Brand, in The Spectator and the City in Nineteenth-Century American Literature, disagrees, maintaining that
the figure that Benjamin discovered in the feuilletons of the 1830s was not a new form of consciousness that had sprung into being in conjunction with the development of enclosed shopping spaces that facilitated strolling. He was the culmination of a long traditionâŚ. By the early nineteenth century, this process was far more advanced, as well as far more geographically widespread than Benjamin represents. The manners and strategies Benjamin associates with the flaneur may be found throughout the literature of Europe long before the late 1830sâŚ. [T]he flaneur is as English a phenomenon as he is a French one, and it was primarily from England that he was imported to America. (13)
Brand finds the roots of the flaneur âin the culture of spectacle that developed in London during its first period of extraordinary growth, in the sixteenth centuryâ (14). He notes the coalescence of economic and political trends that helped to fashion London into a metropolis with the seeds of an âEnglish consumer societyâ and an emphasis on spectacle. At the same time, various literary genres became popular whose purpose was to represent the city of London. The first were the âsurveyâ or âurban panoramaâ books, which shared âan encyclopedic intention, a bourgeois urbanism that celebrates the cityâs magnificence and vitality, and a tendency to divide the city into separate spaces so as to give the reader the sense of looking at a coherent map or model of the metropolisâ (17). These rather static representations of the city were answered by another genre: the âconey-catchingâ books, designed to describe and classify âthe various forms of deception and fraud that could be encountered in London,â functioning both as cautionary tales and (more
importantly) as entertainment for âwealthy young men residing in the metropolis before the assumption of adult responsibilities (18â19). While these texts deal with seamier and more random experiences than those addressed by the survey books, both genres offer a system of classification that âmakes senseâ of the city through observation of its inhabitants and environments.
Another genre popular in seventeenth-century England was the Theophrastian character book, in which Brand finds âthe origins of the flaneurâs conception of the urban crowd, if not the origins of the flaneur himselfâ (21). One of the followers of both Plato and Aristotle, and a member of the Peripatetic school of philosophy, Theophrastus wrote his Characters (third century B.C.) as an attempt to categorize the various types and character traits of the human personality. He proceeded by positing first a definition of a moral quality, and then listing the actions in a human being that would ...