Chapter 1
Dangerous classes
There has been a recent growth of speculation and debate about the emergence of an underclass in British and American society. This concept remains ill-defined, as the following chapters will demonstrate, but broadly speaking it rests upon the assertion that there exist certain groupings which fall, in some sense, outside of an otherwise cohesive and integrated society. The idea will sometimes involve a biological argument, sometimes a moral judgement, sometimes a view of changing class structure, and sometimes the idea of inadequate socialisation and a deviant âsubcultureâ. Whilst currently experiencing some kind of revival, the notion of a substratum, residuum, or âunderclassâ has been remarkably tenacious throughout the history of industrial society, and in this chapter we review some of its forerunners in British social thought.
THE REDUNDANT POPULATION
T.R. Malthus, writing in England at the turn of the eighteenth century, expressed concern about the âredundant populationâ, resulting from an excess of births over deaths, which he attributed to three immediate causes: the prolificness of marriages; the proportion of those born who lived to marry; and the earliness of these marriages compared with life expectation (Malthus, 1806; reprinted 1989:11). Whilst he argued that the problem of overpopulation would always eventually be resolved by some natural disaster, an âinevitable law of natureâ, his concern was to find a solution with âthe least possible prejudice to the virtue and happiness of human societyâ (1989:87). The answer, he believed, lay in âselfrestraintâ, for âIf we multiply too fast we die miserably of poverty and contagious diseasesâ (1989:88).
The poor, who suffer most from the effects of overpopulation, are, he argued, deluded as to the cause of their poverty:
When the wages of labour are hardly sufficient to maintain two children, a man marries and has five or six. He of course finds himself miserably distressed. He accuses the insufficiency of the price of labour to maintain a family. He accuses his parish for their tardy and sparing fulfilment of their obligation to assist him. He accuses the avarice of the rich, who suffer him to want what they can so well spare. He accuses the partial and unjust institutions of society, which have awarded him an inadequate share of the produce of the earth. He accuses perhaps the dispensations of Providence, which have assigned him a place in society so beset with unavoidable distress and dependence. In searching for objects of accusation, he never adverts to the quarter from which all his misfortunes originate. The last person he would think of accusing is himself. (1989:106)
For Malthus the problems of the poor follow directly from their giving in to natural passions which require regulation and direction, and it is the containment of these desires which holds the key to the elimination of poverty and disease. His ideal situation would be that in which man retained a strong desire to marry, but delayed until he had good prospects of supporting a wife and children. His recommendations are therefore to restrict support for the poor, and to do nothing which might encourage marriage, or destroy the âinequality of circumstancesâ between a single man and a man with a family. The proper check to population size is moral restraint, for the children of the poor go on to reproduce their own misery: âeducated in workhouses where every vice is propagated, or bred up at home in filth and rags, and with an utter ignorance of every moral obligationâ (p. 112). Hence, morality is seen as the basis of a good society, and moral failure the cause of poverty and distress.
For Malthus it was important that the poor be made to recognise and accept responsibility for their circumstances, and be educated out of their habit of attributing distress to the failure of the rulers of society. âThe circulation of Paineâs Rights of ManâŚhas done great mischief among the lower and middling classes of people in this countryâ (p. 126). A call for greater public provision for the poor may be expressed in terms of liberty and justice, he argues, but in practice raises unrealistic expectations. The result is to release demand for impossible change, which can only be contained by military despotism. An ignorance of the true source of poverty is seen as unfavourable to the cause of civil liberty, with the expectation of government support inevitably provoking irritation against those more securely placed.
The case for raising wages in relation to the cost of living as a means of curbing poverty is also rejected, for the workers themselves are argued to hold the potential for controlling wages; by restricting their own numbers they could force up the price of labour. Malthus does, however, maintain that some imbalance between population size and the availability of resources is necessary to overcome the âacknowledged indolence of manâ (1989:93), for without the spur of scarcity the will to work would disappear. This fragile will to work he also felt to be threatened by assistance for the poor, so that the Poor Laws perpetuate rather than resolve the problem of poverty. Even the idea of a contributory insurance system was not well received by Malthus, who argues, as it turns out with some validity, that such schemes give the illusion of security which they cannot provide because demand will eventually outstrip resources. The worthy impulse of benevolence is seen to be ultimately destructive: âWe shall raise the worthless above the worthy; we shall encourage indolence and check industry; and, in the most marked manner subtract from the sum of human happinessâ (p. 157).
Contained in the work of Malthus on the âredundant populationâ we find a set of inter-related ideas which will become quite familiar in the course of this book. Poverty is brought upon the sufferer by his own failure; the idea of state responsibility is politically disruptive, dishonest, and likely to end in despotism; poverty is spread by a sub-culture based on vice, filth and moral ignorance; public provision for the poor destroys the will to work; man is naturally indolent; the resolution to the problem lies in moral education and the enforcement of self-reliance.
Such ideas were common at the beginning of the nineteenth century, and Carlyle, though overtly opposed to Malthusianism, gives perhaps the strongest expression of the importance of selfreliance. âFor the idle man there is no place in this England of oursâŚ. He that will not work according to his faculty, let him perish according to his necessity: there is no juster law than thatâ (n.d.: 177). The New Poor Law of 1834 embodied similar sentiments in the principle of less eligibility: The situation of the individual relieved must not be made really or apparently so eligible as the situation of the independent labourer of the lowest class.â It was argued in the Poor Law Report that the state of dependency itself produced a population âcallous to its own degradationâ, thus the failure to work was a moral failure and dependency the cause of moral degeneration.
THE RELATIVE SURPLUS AND THE LUMPENPROLETARIAT
By the latter half of the nineteenth century Marx was to issue a direct rebuttal of the Malthusian explanation of poverty, but in doing so to offer an account which nevertheless carried its own moral message. In the second volume of his Critique of Political Economy Marx wrote of:
The folly of the economic pundits who urge the workers to adapt their numbers to capitalâs need for self-expansionâŚ. The mechanism of capitalist production and accumulation continually adapts the number of the workers to capitalâs need for self-expansion. The first word of this adaptation is the creation of relative surplus population, or an industrial reserve army; the last word is the poverty of continually increasing strata of the active labour army, and the dead weight of pauperism. (1930:713)
He was not, however, in complete disagreement with Malthus, for: âAlthough Malthus, in his narrow minded fashion, regards overpopulation as due to an absolute excess of growth of the working population, and not as due to a merely relative superfluity, he nonetheless recognises that overpopulation is necessary to modern industryâ (p. 700).
This excess population is described sometimes in Malthusian terms as âredundantâ, or as surplus, but is argued by Marx to perform a vital function in capitalist society. Elasticity of capital, the availability of credit, the increase in social wealth, and the technologically enhanced productivity of labour all contribute to a fund of capital âurgently seeking investmentâ, and thus dependent on âgreat massesâ of available labour. By forming an industrial reserve army, this population âbecomes a lever promoting capital accumulationâ. These masses serve not only to support expansions in production, but also through the threat of competition, to exert a pressure on the working population which spurs them on to overwork, and âsubjects them more completely to the dictatorship of capitalâ. The expansion and contraction of the industrial reserve army helps to regulate the general movement of wages, which are determined not by absolute numbers of workers, but by the relative sizes of the active and reserve army of labour.
According to Marx the relative surplus population of the unemployed or partially employed exists in three forms: floating, latent and stagnant. The floating surplus is made up of young workers who are dismissed when they reach manhood. Even workers who remain in relatively secure employment through their adult years become superfluous as they age, for the middle-aged worker is apt to be âworn outâ by the demands of industrial employment. The latent surplus derives from the rural population, released âas capitalist production [masters] the domain of agricultureâ. The stagnant surplus is that part of active labour whose employment is âextremely irregularâŚcharacterised by working hours of extreme length for wages of extreme lownessâ (p. 710). In writing of this latter grouping Marx highlights an issue which in subsequent years became a major source of social concern, and which prompted much of the debate surrounding the âsurplus populationâ. âThis stagnant section of the reserve armyâŚforms a selfperpetuating and self-reproducing element of the working class, and it takes a proportionally greater part in the general increase of that class than do other elementsâ (p. 711).
The lowest sediment of the reserve populationâwhich specifically excludes vagrants, criminals and prostitutesâ âdwells in the world of pauperismâŚthe tatterdemalion and slum proletariatâ (p. 711), and is made up of a further three categories: the ablebodied without work, orphans and pauper children, and the demoralised, degenerate and unemployable. âPauperism constitutes the infirmary of the active labour armyâŚbut capital knows how to shift this burden, for the most part, from its own shoulders to those of the working class and the lower middle classâ (p. 712).
Though self-reproducing, a burden to society, and living lives of misery, this surplus population is, for Marx, an inescapable feature of capitalist society, for:
The accumulation of wealth at one pole of society involves a simultaneous accumulation of poverty, labour torment, slavery, ignorance, brutalisation, and moral degradation, at the opposite poleâwhere dwells the class that produces its own product in the form of capital, (p. 714)
In opposition to Malthus, Marx offers an account of unemployment, underemployment and poverty in terms of the dynamic of capitalism, rather than individual morality. The reserve population may thus be termed the necessary casualties of capitalism. Moral condemnation appears, however, in his treatment of the lumpenproletariat, whom he sharply distinguishes from the reserve army or surplus:1
âThis scum of the depraved elements of all classesâ (a);
âThe dangerous class, the social scum, that passively rotting mass thrown off by the lowest layers of the old societyâ (b);
âThe lumpenproletariat, which in all big towns forms a mass sharply differentiated from the industrial proletariat, a recruiting ground for thieves and criminals of all kinds living on the crumbs of society, people without a definite trade, vagabonds, gens sans feu et sans aveuâ (c);
âdecayed rouĂŠsâŚvagabonds, discharged soldiers, discharged jailbirds, escaped galley slaves, swindlers, mountebanks, lazzaroni, pickpockets, tricksters, gamblers, maquereaus, brothel keepers, porters, literati, organ-grinders, ragpickers, knife grinders, tinkers, beggarsâin short the whole indefinite, disintegrated mass, thrown hither and thither, which the French term la bohèmeâ (d).
Bovenkerk (1984) has documented the inconsistent use by Marx of the term lumpenproletariat, which may variously refer to an historical remnant from an earlier society, a group of individual social degenerates, or a category located outside of the economic system of industrial capitalism, whilst Bussard (1987) notes a similarity with traditional European attitudes towards the poor. In fact, Marxâs writing reflects the morality of his times. Here in the lumpenproletariat we are presented with an entirely blameworthy, immoral and degenerate mass, a category which differs from the surplus cast off by the industrial machinery of capitalism, standing apart from the âreal workersâ of the proletariat (Bussard, 1987). Marxâs disdain seems to be rooted in part in the lack of any potential for collective class awareness in this grouping, but also betrays a condemnation of their individual morality.
This moral and economic marginality is a recurrent theme in much of the writing on the underclass, but beneath this issue lies the question of whether the concept has any validity as a tool of social analysis. The questions which are central to contemporary debate about the underclass are already present in these samples of thought more than a hundred years old: does the explanation of poverty and idleness lie in the economic structure or in personal morality; does state responsibility for poverty encourage dependency and degradation; is there a homogeneous social grouping which lies outside societyâs norms, values and economic structures? The identification of such a grouping, and the need for its integration or elimination, came to dominate social thought in the latter half of nineteenth century England, just as it has reappeared at the end of the twentieth century.
THE LONDON STREET FOLK
By the middle of the nineteenth century the separation of the respectable working class from a substratum of social outcasts had become a major concern for London society, and a moral ambiguity is present in many accounts of the period. Mayhewâs work is distinctive in being fully grounded in an understanding of the nature of the London labour market, which offered little secure industrial employment. Casual work and seasonal employment were endemic, and there was a glut of unskilled labour, swollen by the influx of population from the countryside (Stedman-Jones, 1984). Much of Mayhewâs early writing, for a series of articles in the Morning Chronicle beginning in 1848, and finally appearing as London Labour and the London Poor (1861), provided detail of casual and sweated work, and a sympathetic view of its victimsâ apparently undisciplined behaviour. Mayhew understood that âAll casual labourâŚis necessarily uncertain labour, and wherever uncertainty exists, there can be no foresight or providenceâ (1861, II:325), and saw that âRegularity of habits are incompatible with irregularity of incomeâŚit is a moral impossibility that a class of labourers who are only occasionally employed should be either generally industrious or temperateâ (1861, III:309).
Below even the casually employed and sweated labourers he identifies the self-employed London street folk, and finally the âsocial outcastsâ, though the distinction between these two categories is somewhat blurred. The former include âstreet sellers, street finders, street performers, street artisans, street labourersâ, and the latter âprostitutes, thieves, swindlers and beggarsâ. Stedman-Jones (1984:89) has commented on the problem of distinguishing vagrants from ordinary casual labourers, for the former can be drawn into temporary labour with seasonal demand, and their situation may anyway be the result of the vagaries of the labour market. Mayhew, however, leans towards a moral and biological account, dividing humanity broadly into two races: the wanderers and the settlers; the vagabond and the citizen; the nomadic and the civilised tribes. The whole of the rootless category is seen as a race apart, a wandering tribe, sharing a love of the roving life, a repugnance towards civilisation, and a psychological incapacity for steady work.
In contrast with his sympathy for the casual worker Mayhew asserts: âThe nomadâŚis distinguished from the civilized man by his repugnance to regular and continuous labourâby his want of providence in laying up store for the futureâby his inability to perceive consequences ever so slightly removed from immediate apprehensionâ (1861, I:2). Thus Mayhewâs structural understanding of the London labour market sits uneasily with a focus on individual predispositions, captured in his opposition between the vagrant and the citizen. The former group shares: âa greater development of the animal than of the intellectual or moral natureâ, âhigh cheekbones and protruding jawsâ, âslang languageâ, âlax ideas about propertyâ, âgeneral improvidenceâ, ârepugnance to continuous labourâ, âdisregard of female honourâ, âlove of crueltyâ, âpugnacityâ, âan utter want of religionâ, âextreme animal fondness for the opposite sexâ (cited in Himmelfarb, 1984:325).
They are described as socially, morally, and perhaps even physically distinct; a race apart. Though Mayhew makes particular reference to the Irish and the Jews, the wandering category as a whole is set in opposition to the civilised population: âPaupers, beggars and outcasts, possessing nothing but what they acquire by depredation from the industrious, provident, and civilized portion of the communityâ. He felt he had identified a distinctive physical, mental and moral constitution, and argued, âIt is curious that no one has yet applied the above facts to the explanation of certain anomalies in the present state of society among ourselvesâ (1861, I:2â3).
There was more pity for some than for others, however, âaccording as they will work, they canât work, and they wonât workâ. Those who were born to the street and those who were driven there, were deemed more deserving than those who chose the street. For many, Mayhew argued, street life was adopted âFrom a horror of the workhouse, and a disposition to do at least something for the food they eatâ (1861, IV:322â3). Those born to the street, however, were felt to share a particular cultural predisposition, âimbibing the habits and the morals of the gutters almost with their motherâs milkâŚthe child without training goes back to its parent stock the vagabond savageâ (1861, I:320), a view reminiscent of Malthusâ passage: âbred up in vice and ignoranceâ.
Mayhewâs intention was to plead the cause of these people, who are termed âan evil of our own makingâ, âa national disgrace to us allâ, and who were to be looked upon more with pity than with anger. Yet they were described in terms that condemn, as âa foul disgraceâ, âliving in an utterly creedless, mindless and principleless stateâ, âthe lowest depths of barbarismâ, âbeasts of the fieldâ, âinstinctless animalsâ. He certainly identifies them as a class apart: âI am anxious that the public should no longer confound the honest, independent working men, with the vagrant beggars and pilferers of this country; and that they should see that the one class is as respectable and worthy as the other is degraded and viciousâ (1861, III:371). Yet by his own account of the market for labour a line between the casual labourer and the vagrant cannot be so easily drawn.
His description is not primarily of an economic category but a moral and biological one; the relation of the street folk and the social outcasts to employment was thus seen to be incidental to these features, rather than the cause of them. Their circumstances were reported in such a way that the individuals became associated with the conditions:
As the streets grow blue with the coming lightâŚthey come sauntering forth, the unwashed poor, some with greasy wallets on their back, to haunt over each dirt heap, and eke out life by seeking refuse, bones or stray rags and pieces of old iron. (Morning Chronicle, Oct. 1849, quoted in Himmelfarb, 1984: 318)
There are similiarities in other documents of the time. For example the Report on the Sanitary Conditions of the Labouring Poor (1842) refers to âthe residuumâ as refuse and offal, whilst one eyewitness report of bone pickers describes them as follows: âOften hardly human in appearance...