Appendix 1
Ethnographic Films
It is generally believed that an aboriginal kangaroo dance and rain ceremony, shot by Baldwin Spencer on April 2, 1901, was the first ethnographic film ever recorded. However, the art of ethnographic filmmaking was first celebrated when Robert Flaherty released Nanook of the North in 1922. This feature-length documentary portrayed the life of an individual, Nanook, in his cultural setting, where the ethnographic knowledge unfolded through a dramatic narrative. Ironically, many scenes that were considered to be authentic cultural depictions were staged for the camera and shot on the set because of the practical difficulties in shooting on location. The film was widely discussed for âits authenticity, its fakery, its romanticismâ (MacDougall 1998: 103).
Ethnographers tend to prefer the apparent realism of documentary films to the âfictitiousâ narratives constructed by feature films. The world represented by a documentary film is presumably the âreal worldâ around us, though the overlap of the real and fictive might be stronger than suggested. In documentary films, reality is a mechanical reproduction of the real world, where the subjects and their cultural behavior are depicted as they are. It has to be recognized, however, that any effort to create an ethnographic present is fictional and often pretentious, according to the postulates of postmodern anthropology. âDocumentary film cannot help participating in the codes and conventions of fictional cinema, even as it signals its genre differences,â note Devereaux and Hillman. âDocumentary film takes place within the (maternal) body of fictional cinema, which is itself involved in a dance with European conventions of how to tell stories and what stories are there to tellâ (Devereaux and Hillman 1995: 330).
Peter Crawford (1992) suggests âobservational cinema,â a blend of documentary and fictional cinema, as a better reflection of ethnographic film, on account of its emphasis on objectivity, neutrality, and transparency. In the âobservationalâ style of filmmaking, the filmmakers make themselves socially invisible to attribute ethnographic authority to the narrative. The subjects assume a noninteractive stance with the viewers or the filmmakers. The style observes âlife as it is and leaves the interpretation of its codes open to the viewers.â Based on this definition, films such as The Box (2004), Schoolscapes (2007), Sheep Rushes (2007), and High Trail (2007) are considered âethnographicâ by virtue of their subject matter. Heider in the same vein identifies Satyajit Rayâs narrative feature-film series the Apu TrilogyâPather Panjali (1955), The Unvanquished (1956), and The World of Apu (1959)âas âmasterpieces of what might be called ethnographic fictionâ (2006: 27).
The role of narrative feature film as a medium of cultural representation has been a highly stigmatized and controversial topic in the field of visual anthropology. Heider writes that âin some sense one could argue that all films are âethnographicâ: they are about peopleâ (2006: 4). Jay Ruby, in contrast, vehemently opposed âthe tendency on the part of some anthropologists to equate virtually any film about people with ethnography,â and considered it âa serious impediment to the development of a social scientific means of visual communicationâ (1975: 105). At the same time, he also believes that film âas a medium and technology of communication has the potential for the communication of scientific statements.â The filmmakerâs objective is to present a believable cultural framework for the diegetic world of the film, whereas an anthropologist focuses on exploration of the world through the camera. Though âall films may be potentially useful to anthropologists,â not all of them can be considered ethnographic in the traditional sense. An ethnographic film should be subjected to the same criteria for scientific examination that are applied to other ethnographic documentations, and the filmmakers are obliged to maintain anthropological precision in the production process.
According to Ruby (1975), for an ethnographic film to be considered an authentic form of cultural representation, it must meet the following criteria:
- The primary concern of the work should be the description of a whole culture or some definable element of a culture. So the exclusive purpose of an ethnographic film is the generation of ethnographic knowledge, not an artistic exploration of the culture.
- An ethnographic work must be informed by âan implicit or explicit theory of culture, which causes the statements within the work to be organized in a particular wayâ (Ruby 1975: 107). The selection of events for filming, the method of filming, and the editing of the images will reflect the theory adopted by the filmmaker.
- An ethnographic film must also reveal the methodology used in collecting, analyzing, and organizing the data. The methodology of the filmmaker marks an important difference between film as an artistic medium to explore culture and film as a scientific tool for the study of culture.
- Any ethnographic work must employ a distinctive lexicon, which Ruby describes as an âanthropological argot.â Anthropologists are trained to employ the linguistic codes of the observed culture, which enables them to distinguish between works of ethnography and works with ethnographic intent.
The creators of ethnographic films, in Rubyâs opinion, have so far not developed a method for presenting images in the framework of a code or argot. Until they develop these codes, their products can be considered films about anthropology, not âanthropological films.â That being said, Ruby agrees to the idea that an anthropologist has the liberty to examine any film for ethnographic information, assuming that it preserves information of the past from historical events or changing social conditions of the present. A strong caution should be exercised against the blind acceptance of feature films as a means for communicating ethnography, of course, but all films have research utility in anthropological education.
MacDougall, in the same vein, describes âmodernâ ethnographic films as open-ended âtextsâ in that they incorporate and juxtapose multiple perspectives of the researcher, informants, and subjects (MacDougall 1998). Therefore researchers must possess the aesthetic sensibilities of a filmmaker and the scientific mind of an anthropologist. They should be disciplined to think within the bounds of a theoretical framework while also allowing a free flow of creative imagination to construct the diegetic world.
Carl Heider, in his classic book Ethnographic Film, lists sixteen qualitative scales to measure the âethnographicnessâ of a film (Heider 2006):
- Appropriateness of sound. The sound track may involve music, natural sound, narration, etc., but should be used only to reinforce the information provided by the visual.
- Narration. Narration should not be used to carry a story line; rather it should be sparse and closely related to the visual.
- Ethnographic basis. The film should be a product of scientific ethnographic research, which calls for the active involvement of an ethnographer.
- Explicit theory. The film should incorporate anthropological theories in the analysis of social organization.
- Relation to printed materials. The film should be supplemented with written ethnographic materials.
- Voice. Though many points of view may be used to analyze the situation, it should remain as objective as possible.
- Behavioral contextualism. The audience may pick up what they choose from the visuals and interpret that information their own way. So there should be a great emphasis on the context of behavior to exploit the capacity of film to picture the whole.
- Physical contextualization. The film should depict where the action really takes place.
- Reflexivity. The film should acknowledge the presence of the ethnographers and filmmakers in the scene.
- Whole acts. Selection of shots should be done so as to present the important features of an act, i.e., beginning, middle, and climax.
- Narrative stories. The film should maintain continuity for the shots, following its storyline.
- Whole bodies. Though focusing on specific part of the body can intensify the purpose, the use of close-ups should be generally avoided.
- Whole interactions. Personal interactions in ethnographic films are generally low, and the emphasis should be more on people doing physical activities.
- Whole people. It is recommended to focus on whole people (individuals) rather than faceless masses.
- Distortion in the filmmaking process. It has to be recognized that the film is a subjective medium, and it distorts, alters or select images of reality in many ways. A distortion of behavior could be inadvertent, where the presence of a camera makes a natural difference in the response of the people or intentional distortion of behavior that involves triggering or staging a behavior or interrupting a behavior for a better camera shot.
- Culture change made explicit. An effort to create an ethnographic âpresentâ in a film is purely fictional, because culture is evolving continuously.
Today postmodern theoreticians have opened up new ways of looking at ethnography as a âthick descriptionâ of culture, guided by the implicit narrative structure of a story. A narrative feature film, therefore, can function as a cultural document that provides valuable ethnographic information of its context. In other words, all films can be considered a âdatum of cultureâ from which ethnographic data can be extracted and analyzed, even when the film in itself may not be categorized as an ethnographic film.