1.1 Introduction
As a result of public concern over chemically-induced heritable effects and carcinogenicity, genetic toxicology testing has become a regulatory requirement for all new chemicals and many other materials in virtually every developed country in the world. Regulations exist for testing pharmaceuticals, pharmaceutical degradants/impurities, unique human metabolites of pharmaceuticals, medical devices, agrochemicals, industrial chemicals and intermediates, household chemicals, food additives, unintentional/indirect food additives, and environmental media, such as air and water. In practice, this means that genetic toxicity testing is mandatory for virtually any new chemical where significant human exposure is expected.
The purpose of this book is not to describe testing requirements or test strategies for these materials but rather to describe how these genetic toxicology studies can be performed to appropriately high standards on a routine basis in an efficient manner, while producing reliable results. Ideally, study design and performance should be standardized and optimized to minimize risk of failure (and subsequent repeats) while providing results and the draft report in a minimum timeframe. These principles apply equally to formal Good Laboratory Practice (GLP) studies for regulatory submission and to non-GLP tests for screening or investigative purposes. In the latter case, the documentation requirements are generally reduced and there is no QA involvement.
I first started work in the field of genetic toxicology testing in the United Kingdom in 1978, when each industry and country had different testing requirements or expectations. In those days, many of the current test methods were in their infancy and there were no internationally agreed test method guidelines, so we generally followed the recommendations of the innovators of the test methods, particularly as described in a series of volumes edited by Alexander Hollaender and, later, with Frederick de Serres [1] over the period 1971 to 1986 [1]. The first comprehensive handbook of mutagenicity testing procedures [2] covered several of the test systems still in common use today in a single volume. Other practical guides followed, including a second edition of the Kilbey handbook [3] and several compilations coordinated largely through the UK Environmental Mutagenesis Society [4–7], including a consensus on the application of statistical methods for interpretation of results in the major test systems [8].
In the UK in the late 1970s, studies did not follow any standardized protocol or procedure, and records were incomplete, consisting in some cases, of little more than the results and a summary protocol. Staff did not work to any formal instruction or SOPs, and it soon became apparent to me that the quality of much of the work was inadequate. One of my main responsibilities became to improve technical aspects of various study types, primarily the bacterial mutation, in vitro and in vivo cytogenetics, and UDS tests. I took the opportunity to formally document standardized instructions, which allowed entry of specific details and results. GLPs subsequently became a regulatory requirement for all studies and, consequently, these documents became formally incorporated into SOPs. Complete formal instructions and records minimize the chance of errors on a study and facilitate any retrospective investigation of problems or unexpected results.
Experience has repeatedly shown that the effort spent in setting up an assay properly so it produces reliable results will be rewarded many times over when performing routine studies. These characteristics are clearly of paramount importance when test results are often pivotal, either allowing a chemical to proceed to market, or being dropped from further development. My background and technical expertise in a wide range of test types were essential in designing and establishing the Genetic Toxicology Department at Charles River Laboratories (then CTBR) in Montreal in 1999, the largest CRO toxicology facility in the world. Subsequently, I have assisted several test facilities in trouble-shooting or setting up these tests in-house. This experience forms the basis for my recommendation in this and the subsequent chapter titled General Recommendations on Assay Performance.
Although this book is not intended to cover testing strategy, the reader must consider the appropriateness of any test system(s) used when evaluating a test material. It is important to obtain chemical and physical information on the test material, including solubility, volatility, stability, functional groups, and potential metabolites. Much of this information will be available from the chemist responsible for developing the material or, in the case of contract research, will be obtainable from the study monitor. In the case of medical devices and similar “inert” materials, the study director should obtain information on potential leachables and extractables (i.e., amounts and chemical nature). Consideration of these factors and information on related chemicals, will allow the study director to make a preliminary assessment of the relevance of the test and whether there is a need for modifications to the standard test methods, e.g., for volatile materials, sealed systems might be considered for in vitro testing, and the pre-incubation procedure would be preferred over the plate incorporation bacterial mutation test for reasons of sensitivity e.g., [9,10]. For in vivo systems, especially when following up in vitro results, consider the relevance of the endpoint (is it expected to be sensitive to the effect seen in vitro). It particularly important to consider the likely exposure levels (concentration over time) of the target organ to the active chemical and, in the case of genotoxins that require metabolic activation in vitro, any active metabolites. In this case the extrapolated target exposure levels should be compared to the in vitro system where exposure levels can be much higher. Conversely, in vivo systems can be more sensitive to some genotoxins with very low aqueous solubility that require metabolic activation (e.g., some polyaromatic hydrocarbons). Other examples where in vivo systems are more sensitive or can give more relevant results have been discussed by the IWGT (InternationalWorkshop on Genotoxicity Testing) [11].