Four Key Concepts in Collaborative Care
The Levels of Collaboration Model dovetails with four overarching concepts related to the implementation of mental and behavioral health services within primary care. The Milbank report (Collins, Hewson, Munger, & Wade, 2010) summarizes these concepts as follows:
a. The patient-centered medical home including: (i) patient tracking and registry functions; (ii) the use of nonphysician staff for care management; (iii) the adoption of evidence-based treatment guidelines; (iv) patient self-management support, (v) screenings, and (vi) referral tracking.
b. A team of health care professionals to share responsibility for a patientâs care.
c. Stepped care on a continuum from: (i) basic educational efforts; to (ii) psychoeducational interventions; to (iii) behavioral health interventions provided by highly trained behavioral health care professionals within primary care; to (iv) specialty mental health services.
d. The four-quadrant clinical integration model in which Quadrant I patients have low mental health and physical health care needs and are served in primary care; Quadrant II patients have high behavioral health and low physical health care needs and are served in specialty behavioral health systems; Quadrant III patients have high physical health care needs and low behavioral ones and are served in primary care and/or medical specialty systems; and Quadrant IV patients have high needs in both categories, requiring a strong collaboration between specialty behavioral health settings and primary and medical specialty care settings. These patients are more likely to have co-occurring disorders in all categories as well as the lack of a stable medical home.
These models of collaborative care and integrated care are the ideal toward which many health care systems now strive. They are also a major focus for health services research in which investigators assess the effectiveness of these models in improving mental and behavioral health care and outcomes. However, many factors remain to be resolved. One core issue is how to provide the mental health and behavioral health specialists who will collaborate with or integrate into primary care. TMH provides one such approach by telecommuting a broad array of specialists across vast expanses of land and diverse communities to help build new models of care. However, this work is in its infancy.
The remainder of this chapter presents some of the current approaches, successes, and challenges in using TMH to provide specialty mental/behavioral health care. While these efforts are not yet fully collaborative nor integrative, they show the way.
Tailoring TMH to Models of Care
To optimally facilitate collaborative and integrative models of care, TMH must be tailored to the needs of the health care system with which it partners. Four models for the partnering of TMH with primary care have been described.
Direct care models: This model is often considered the traditional referral or replacement model in which the telepsychiatrist is the principal provider of mental health and/or behavioral health services after an initial TMH consultation (Hilty, Yellowlees, Cobb et al., 2006). Often, patients go to a telepsychiatry clinic, separate from their primary care clinic, at which a high-definition, secured network is available that approximates in-person care. Patients and providers have endorsed high satisfaction with this model and early research supports good outcomes in equivalency trials (Fortney, Pyne et al., 2007; Morland et al., 2010; OâReilly et al., 2007). Primary care physicians (PCPs) may prefer this approach as the telepsychiatrist assumes primary responsible for mental and behavioral health care. This model is most consistent with Dohertyâs aforementioned âminimum collaboration in separate facilitiesâ and/or âoff-site linkages systemsâ and thus does not really advance collaborative or integrative models. If the telepsychiatry site could be colocated within the primary care space, this model would approach Dohertyâs third level of âon-site collaboration.â
Consultation care model: This model is probably the most commonly used model in telepsychiatry practice. The PCP remains the principal provider of mental and behavioral health services following a telepsychiatric consultation (Hilty, Yellowlees, Cobb et al., 2006). The consultation may be consultee centered, i.e., the telepsychiatrist consults to a referring PCP, the âconsultee,â either with or without the patient present (Caplan & Caplan, 2000). This approach is geared to reinforcing PCPsâ skills by incorporating some training and education regarding assessment, treatment planning, interventions, disposition planning, and resource navigation. In a variation of this model, the referring PCP accompanies the patient and makes final decisions regarding implementation of the consultantâs (telepsychiatristâs) recommendations. The technology that is most appropriate to these two consultative approaches has not been addressed but may be especially appropriate for PCPs who have some expertise in mental/behavioral health or seek to expand their skills and can use their office desktop computers for ready consultation with the telepsychiatrist. Szeftel et al. (2011) describe such a model in which the telepsychiatrist at the hub site and the PCP at the spoke site provide consultation to a patient. This approach best fits Dohertyâs level of âon-site collaborationâ or perhaps âteamworkâ if the PCP or telepsychiatrist incorporate other health care staff in managing the patientâs care, e.g., a care manager to track follow-up visits and health indicators.
Transition to these consultative models occurs only after a considerable investment by the telepsychiatrist in relationship building which confirms ongoing commitment to the support of involved clinicians, training of staff, and linkages to resources. It also involves consciousness raising with stakeholders regarding the scarcity of psychiatric resources, a population-based health perspective, community strategies to enhance local mental health services (Foy & Perrin, 2010), and the importance of providing culturally appropriate care, especially for rural, remote, and, underserved populations (Shore, Savin, Novins, & Manson, 2006).
Collaborative care model: In outpatient care, this model fits Dohertyâs level of âclose collaboration in a fully integrated system as members of the same multidisciplinary, colocated team.â It also utilizes the aforementioned core principles described in the Milbank report (Collins et al., 2010). Approaches may vary in how the collaboration is implemented. These issues have been minimally addressed in the telepsychiatry literature (Fortney, Pyne et al., 2007). The core issue is that after initial consultation, the telepsychiatrist follows patients jointly with the PCP, using frequent communication and/or a care manager who liaises between these clinicians and who tracks patientsâ visits, health indicators, and âsteps upâ care as clinically needed (UnĂźtzer, Schoenbaum, Druss, & Katon, 2006). The optimal technology remains to be addressed. Determining factors may include cost, number of PCPs involved in the collaboration, the frequency of use, and whether the collaboration can be done from a clinicianâs or care managerâs office or requires dedicated space. Thus, choices vary from high-definition, secure, point-to-point end point systems using T1 lines to inexpensive, publically available commercial systems that operate on desktop computers.
A fully implemented model of collaborative care involves a major paradigm shift for PCPs, as well as other health care providers and systems. Making this paradigm shift concurrently with introducing telepsychiatry (Shore & Manson, 2005), or more generally TMH, for the provision of mental/behavioral health care will likely take considerable time and adjustment for participants, ideally led by committed TMH staff (Kessler, Stafford, & Messier, 2009; National Council for Community Behavioral Health Care, 2009).
Kriechman, Salvador, and Adelsheim (2010) have described a variant of this collaborative care model. Our model coordinates and supports the efforts of a patientâs network of care. The network may include family members, peer supports, behavioral care providers, specialty care providers, educators, case managers, paraprofessionals, and other community supports in addition to referring PCPs. In this model, the collaboration is between specialty mental/behavioral health care and the patientâs âmedical home.â It is consistent with Dohertyâs level of âclose collaboration in a fully integrated system as members of the same multidisciplinary, colocated team.â Our model transcends Dohertyâs levels as it also actively includes patientsâ families and community supports thereby basing care on patientsâ culture, language, and healing belief systems and practices (Bitar, Springer, Gee, Graff, & Schydlower, 2009; Foy & Perrin, 2010). Further, our model does not require the patientâs support system to assemble in the same facility, nor even by videoconferencing, to integrate care. Working parents, providers, paraprofessionals, and community members may join by telephone, which is a more convenient modality for gathering the patientâs network together, and is more likely to involve individuals who might otherwise not be able to join. Further, it precludes the technical difficulties that can be encountered when attempting to link multiple sites through videoconferencing.
When implementing one of these models of care and utilizing TMH as the mechanism to provide specialty mental/behavioral health care, appropriate steps need to be taken to ensure that TMH will be a âgood fit,â such as obtaining an assessment of the services needed, the population to be served, PCPsâ comfort with TMH, and the technical and support resources available (Shore & Manson, 2005). Additionally, providers should be familiar with the evolving best practice guidelines for TMH (Telemental Health Standards and Guidelines Working Group, 2009).