II CONCEPTS
A Conceptual Functions
Concepts1 serve many important functions: to organize information efficiently in memory, identify novel entities, solve problems, form analogies, enable inferences that extend knowledge beyond what is already known, embody and pass down ideological beliefs, create figurative images (with metaphor and poetry), and so on (S. A. Gelman & Medin, 1993).
At least two of the basic functions of concepts are present in children even before they begin to speak: that of ordering information efficiently, and that of fostering inferences about the unknown. Efficiency is arguably needed for survival (Bruner et al., 1956; Rosch, Mervis, Gray, Johnson, & Boyes-Braem, 1976). If children were unable to categorize, their experiences would be overflowing with individual beings, objects, properties, sensations, and events too numerous to hold in memory. Fortunately, a childās world is not so chaotic. From earliest infancy children form categories that are strikingly similar to those of adults. In their first few months of life, children form categories of speech sounds (Eimas, Siqueland, Jusczyk, & Vigorito, 1971; Mehler et al., 1988; Kuhl, 1985; Werker, 1989), faces (Cohen & Strauss, 1979; Fagan & Singer, 1979), emotional expressions (Kestenbaum & Nelson, 1990), colors (Teller & Bornstein, 1987), objects (Baillargeon, 1993; Baillargeon, Spelke, & Wasserman, 1985), and cross-modal mappings (Meltzoff & Borton, 1979; Lewkowicz & Turkewitz, 1981; Rose & Orlian, 1991), all of which preserve distinctions that adults find relevant and important. (See Spelke & Hermer, this volume, for review.) Similarly, preverbal children categorize animal species, both real and artificial (Cohen & Younger, 1983; Quinn & Eimas, 1986; Quinn, Eimas, & Rosenkrantz, 1993), on a variety of tasks including habituation, paired preference, and sequential touching (Mandler, Bauer, & McDonough, 1991). By 18 months of age, most children have begun a naming explosion, adding roughly nine new words each day to their vocabulary (Carey, 1978). Assuming that most new words encode concepts, this suggests that 1- and 2-year-old children are adept at concept acquisition.
Less work has documented the inductive function of categories, although it is equally important. Without the inferential capacity of categories, it would be necessary to determine by trial and error how to interact with every new objectāto decide, for example, whether an object was suitable for wearing, reading, sitting upon, and so on. On seeing an apple one would not know whether it was edibleāregardless of how many apples one had eaten in the pastābecause it would be an individual whose characteristics need to be discovered anew.
It is not surprising, then, that the capacity to use categories as the basis of inferences also appears to be available to very young children. Rovee-Collier and colleagues found that under appropriate conditions, 3-month-olds can form a novel category-based inference (Hayne, Rovee-Collier, & Perris, 1987). After a baby learns that one mobile shakes in response to his kicking, he infers that other mobiles also shake in response to kicking, particularly if they are also similar in other respects. Baldwin, Markman, and Melartin (1993) demonstrated that infants between 9 and 16 months of age can make specific inductions about novel actions from one category member to another. Baldwin et al. presented infants with a novel toy that produced a nonobvious and unanticipated effect (e.g., a can that wailed when tilted or shook). The subjects were then shown a second toy that closely resembled the original toy but failed to produce the interesting effect (e.g., a wailing can that had been altered so that it made no sound). In their exploratory play, the infants attempted to produce the original effect (e.g., tilting and shaking the silent can), and showed increased and persistent exploration when the second toy failed to meet their expectations. Control conditions demonstrated that children did not show the same degree of interest or exploration of the second toy when the original toy did not produce the interesting effect; nor did they show increased attention or category-specific actions when the second toy was a different kind of object altogether from the first (e.g., if the first was a wailing can and the second was a toy horn). Thus, 9-month-olds drew category-specific inferences about nonobvious object properties, based on only a single example.
B Developmental Dichotomies?
Although category functions of efficiency and induction appear early in infancy and may be unchanging developmentally, the content of concepts and their organization into larger systems are open to developmental change. Just how much change is involved has been a question of intense interest and debate. On many traditional accounts, concepts undergo a fundamental, qualitative shift with development. That is, children and adults are often said to be at opposite end points of various dichotomies, moving from perceptual to conceptual (Bruner et al., 1966), from thematic to taxonomic (Vygotsky, 1962), from syntagmatic to paradigmatic (see Nelson, 1977, for review), from concrete to abstract (Piaget, 1951), or from similarity to theories (Quine, 1977).
These developmental dichotomies are intuitively appealing, in part because each promises to capture a broad array of changes in a simple model. Furthermore, in many contexts children do behave in ways that would support one or another of these distinctions.2 For example, in the well-known conservation error studied by Piaget, children below age 6 or 7 years of age report that an irrelevant transformation leads to a change in quantity (e.g., the volume of liquid in a container increases when the water is poured into a taller, skinnier container; Piaget, 1952). Children appear to focus on one salient but misleading dimension (e.g., height), forgoing a deeper conceptual analysis. Throughout the past several decades there have been many demonstrations that āthe preschool-age child is prone to accept things as they seem to be, in terms of their outer, perceptual, phenomenal, āon-the-surfaceā characteristicsā (Flavell, 1977, p. 79).
However, as an account of what children are capable of doing, developmental dichotomies are inadequate (Bauer & Mandler, 1989; R. Gelman, 1978; Gibson & Spelke, 1983; Markman & Hutchinson, 1984; Nelson, 1977). With appropriately sensitive tasks, children sometimes can display competencies that do not emerge in their everyday performance (S. A. Gelman, 1994). For example, Smiley and Brown (1979) found that although first grade children preferred to group pictures thematically (e.g., putting a spider with a web), they were able to sort taxonomically (e.g., putting a spider with a grasshopper) when asked whether there was a different way of answering. The children even provided sensible justifications for their taxonomic choices.
The past twenty years have yielded a greater understanding of childrenās concepts not only because of methodological advances, with the development of more sensitive techniques for assessing childrenās knowledge (R. Gelman & Baillargeon, 1983), but also because of changing assumptions about the nature of concepts. According to most developmental dichotomy positions, childrenās concepts are uniform across domains and across contexts (e.g., uniformly āconcreteā or āperceptualā), and adultsā concepts have an abstract, logical structure that is lacking in children. More recently, both of these assumptions have been questioned. Specifically, there is now compelling evidence to suggest that: (1) childrenās concepts are domain specific and context dependent; (2) the internal structure of childrenās categories often resembles that of adultsā categories; (3) for both children and adults, categories are arranged into hierarchical systems that include abstra...