PART ONE
Foundational studies
CHAPTER 1.1
Close reading and New Criticism
KENT CARTWRIGHT
Reading literature closely is a counter-cultural activity. Only intrepid students practise it, guided in shabby classrooms by suspect faculty, hunted by academic administrators who would convert them to engineering majors and harangued by capitalist boosters for ruinously trading their futures as lords of Wall Street for thin-gruel lives as baristas. Yet they persist. They do so, as literature studentsâ accounts of their own experiences testify, because they find something riveting and transformative in the process of reading and discussing literature. At ground zero of this subversive activity dwells the only world author, Shakespeare, for close reading and his writing seem to have been invented for each other. This is the danger zone, beware: immersing yourself in Shakespeare could ruin your life. Or save it.
Close reading has become a topic for disagreement, with its rootedness as a practice now being acknowledged but its qualities and implications contested. A professional consensus has formed that the criticism and teaching of literature rely fundamentally on the practice of close reading, despite divergences in critical approaches among its adepts. As one Shakespearean puts it about her teaching, âI could no more dispense with close reading than I could build without hammers and nailsâ (Peterson 2017: 48). Shakespearean studies has seen in recent years a surge of publications on the subject (see, for example, McDonald, Nace and Williams 2012; Collins 2014; Parolin and Rackin 2017b; and Lopez 2018). The time is ripe, Russ McDonald, Nicholas Nace and Travis Williams declare, for close reading to âcome out of the shadowsâ (2012: xx).
But not all close readings proceed in the same way or with the same goals. So, what is close reading? What are its history, branches and assumptions? What are its ideological implications? And how might it be reasonably practised? In the following sections, we will, first, review the origins of close reading and outline its American version, New Criticism; second, consider whether close reading is a theory or a practice; third, pose the question of whether close reading constitutes immersion or disruption; and, fourth, conclude with an illustration, for drama, of close reading augmented by rhetorical analysis, with the example of Much Ado About Nothingâs opening scene.
CLOSE READING AND/VERSUS NEW CRITICISM
Developed in the 1920s by the Cambridge scholar I. A. Richards, close reading approached poetry in terms of its formal, linguistic and poetic features, without reference to author, date, or historical and cultural context (see Richards 1929; the Table of Contents introduced the phrase âcloseness of readingâ). Richardsâs interest was in the personally transformative power of poetry, its psychological and emotional effects, and he evoked that power by stripping away his studentsâ âstock responsesâ â those derived from preformed judgements â to force his readers to encounter the literary work on its own terms. Richards wanted to ground literary study in a fact-based practice that might give it standing in an academy then swooning at positivism and the emerging sciences. He saw literature as culturally diagnostic and personally transformative. The term âpsychologyâ appears frequently in Practical Criticism; although Richards had studied behaviourism, he was more Pavlovian than Freudian. Indeed, he regarded Freud as an âineptâ reader of literature (Richards 1924: 30), and his work lacks any interest in the ego, id, superego or subconscious. Rather, Richards regards poetry as a superbly complex mode for communicating meanings and feelings; the close reading of it also allowed one to work through the intricacies of evaluation. Poetry is âour chief means by which subtle ideas and responses may be communicatedâ (Richards 1929: 245), and poetry, properly studied, has formative power for the individual (it employs methods useful for other disciplinary fields, too); it was thus a discipline fitted for the cultivation of citizens of a democracy. In present-day terms, one might fairly think of Richardsâs approach as affective and rhetorical, with links, commentators observe, to phenomenology and to subsequent reader-response criticism. For the messianic Richards, then, poetry was âcapable of saving usâ (Richards 1970: 78). Nonetheless, although Richards acknowledges the âquasi-magical swayâ that words can have in the hands of a poetic master, he generally takes little interest in the readerâs immersive experience of literature; indeed, he found his studentsâ attributions of âcharmâ to various poems to be âdiscouragingâ, and he found distasteful the notion of âinexplicableâ word-magic (1929: 112, 364). Altogether, Richards launched a movement that displayed, as Terry Eagleton puts it, a âcourage and radicalismâ that nothing subsequent in literary studies has âcome near to recapturingâ (1996: 27). Thus Practical Criticism constitutes a foundational document â but one with unforeseen consequences.
Those consequences emerged particularly in the United States, where the New Critics of the 1930s and 1940s reformulated Richardsâs vision of what poetry was and how it might save us. According to Joseph North, the shift from Richardsâs practical criticism to American New Criticism constituted a shift from a âmaterialist aestheticâ, which saw the literary work as continuous with everyday experience, to an âidealistâ one, which did not (2017: 28â31).1 New Criticism began as a conservative southern movement that set traditional and communal agrarian values in opposition to rising corporate capitalism and scientific rationalism. The New Critics looked to literature as a fixed star in a rising sea of change and shifting values, reflected in two world wars and an international economic depression. These readers dismissed the importance of the writerâs intention (what they called the âintentional fallacyâ) and of the poemâs effects on the reader (the âaffective fallacyâ). In that second principle, the extremity of their break from Richardsâs form of criticism becomes profoundly evident. For the New Critics, poetry was not a transactional invitation but an object, out there in the empyrean, the embodiment of a structure of meaning with inherent dynamics that endured across history (see, for example, Brooks 1947) â and thus, we might say, it promised stability and hope.
For the New Critics, literature is a domain apart because literary language is special (while it is ordinary for Richards). Poetic language is thickened with imagery and figuration, and it activates layers of ambiguity; it possesses a density that requires attention and removes it from the everyday; thus poetic language calls attention to itself. (Poetry was the main theatre of discussion for the New Critics.) According to RenĂ© Welleck and Austin Warren in their influential Theory of Literature (1942), literary language âabounds in ambiguitiesâ; it is highly âconnotativeâ, âexpressiveâ, âfull of tone and attitudeâ; thus âfar from merely referentialâ (12). Those qualities of the artefact take it âout of the world of realityâ and into that of disinterested contemplation (14). Thus New Criticism can be credited with making central the notions of imagery, paradox, irony and ambiguity that have constituted a lasting legacy to literary criticism.2 Political critics who read for a workâs fractures and faultlines â those places in a text where its dominant ideology seems unable to contain its energies â are heirs of New Critical practice. Indeed, John Crowe Ransom saw literary works as embodying a âcollisionâ between âimage and ideaâ, experience and abstraction, that puts tension at their heart (Jancovich 1993: 40).
New Criticism, then, was a pre-digital form of pattern recognition.3 Informative studies of patterns emerged, such as, for example, Caroline Spurgeonâs still-influential Shakespeareâs Imagery and What It Tells Us (1935). Spurgeonâs work shows, surprisingly, that an urban comedy such as Much Ado About Nothing is full not only of images of âswift movementâ but also, less predictably, of those from âEnglish country lifeâ (2005: 263, 264). Discerning the woven tapestry of figurative and rhetorical colours allows the critic or reader to grasp the work whole, to see how each dimension contributes to its overall character. And thus emerges the holy grail of New Critical interpretation, the revelation, despite a workâs difficulty and complexity, of the poemâs essential unity. Critics sought to find a consonance among a workâs disparate parts that produced a sense of hard-won harmony. Of course, the objective of finding unity now looks as if imposed upon, rather than rising from, the practice of close reading. Of the many examples of American close reading of Shakespeare, one might mention Cleanth Brooksâs classic essay on Macbeth in The Well Wrought Urn, wherein the critic finds a pattern of images âorganically related, modified by âa predominant passion,â and mutually modifying each otherâ so as to serve the goal of âimaginative unityâ (1947: 26, 27; emphasis added; see 21â46). New Criticismâs key metaphor is of the âorganicâ nature of the poem, organic in the sense that its aspects work in concert with each other to shape the work as a whole. The idea of the organic work was emphasized in a comment by T. S. Eliot,4 and it became widely shared by the American New Critics (although not invoked by Richards). Perhaps the term gave the literary work a quasi-scientific status (a goal for Richards, too) â although very few qualities associated with the term âorganicâ really apply to a literary work. Other famous metaphors for the artefact included urn (Brooks 1947) and icon (Wimsatt 1954).5 In these evocations, the literary text, even if imbued with nostalgia or mystery, emerges primarily as materialistic, bounded, hard-sided and spatial, an object for admiration and contemplation. There is little room in this view for any sense of, say, a Shakespearean play as something open-ended, temporal, variable or transactional, and the sense of its theatricality largely disappears.
The New Critics have been accused of being ahistorical, but that argument can be exaggerated. Certainly, they lacked a Marxist sense of historical process, but many of them knew history well. More importantly, New Criticism might be understood as a response to its own historical moment. Eagleton sees these critics as affecting a stance of neutral, cool objectivity and balanced-mindedness, reflective of a certain democratic outlook in the years of the Cold War (1996: 43â4). One might also see their awkward pseudo-science and objectivism as a proffered alternative to the culture of capitalism, dehumanized industrialization and materialism of their own times. In particular, the democratic virtues of New Criticism deserve emphasis (see, for example, Trilling 1950). One of the side-effects of the movementâs relative indifference to history is that critical work could be done by AnyReader, not just a member of the clerisy. In the case of Shakespeare, the democratic impulse of close reading and New Criticism led to a vision of the plays as geared to cross-sectional audiences (Harbage 1941) and from there to extraordinary and lasting undertakings such as Joseph Pappâs innovative New York Shakespeare Festival, launched in 1954. And the techniques of that early generation of critics, including Richards, remain fundamental to literary pedagogy, as noted.
A violent reaction against New Criticismâs marmoreal aesthetics took place with the cultural, political and deconstructive critics of the latter part of the twentieth century, who, in the wake of 1960s activism, wanted to put the artwork in close conversation with the social world and who interpreted the enshrining of it as the institutionalizing of various values that should better be uprooted as patriarchal, classist, elitist and even racist rather than be allowed to flourish under the cover of canonicity. As long as close reading was identified with New Criticism, it was retrograde, in âthe shadowsâ.
But today close reading has been forgiven â or, perhaps, forgiven in part. In the late decades of the twentieth century and the early decades of the twenty-first â with leftist politics embattled, with the neoliberal capitalist state ascendant and with the global economic recession rattling the brains of parents and politicians â the mission of higher education became for many the search not for truth but for job credentials. Reading literature is fine for when one does not feel like watching TV or surfing the web, but studying literature, getting absorbed in it, looks indulgent, maybe even a bit wrong-headed. On the bright side, this miserable situation calls upon advocates of literary reading, huddled in those shabby classrooms, to defend its transformative power â even rethink it. Indeed, our growing recognition of the differences between âhyperâ screen reading and âdeepâ literary reading (Hayles 2010) urges such a project. No better author exists for that than Shakespeare. To those ends, the next sections undertake, first, to describe close reading and to assess it as a practice with theoretical implications. From there, the essay critiques the current emphasis on recognizing discontinuities rather than experiencing enchantment and immersion (values emphasized by present-day theorists of reading). It then proposes combining close reading with dramaturgical reading, thus bringing together enchantment and reflection, and it applies that strategy to the opening of Much Ado About Nothing.
CLOSE READING: A THEORY OR A PRACTICE?
Part of the difficulty of understanding whether close reading is a theory or a practice or something of both is the difficulty of explaining what close reading actually is and how it works. Russ McDonald and his fellow editors admit that they âknow of no single statement by which any critic in any period has satisfactorily articulated the aims, the range, the benefits and the process of close readingâ; consequently, they launch their collection âwithout such an impossible formulationâ (2012: xix). Likewise, the literary theorist Jonathan Culler embraces Peter Middletonâs hands-thrown-up conclusion that close reading is âa heterogeneous and largely unorganized set of practices and assumptionsâ (2010: 21). To that heterogeneity, however, McDonald et al. give some form when they describe the close readerâs âimpulse to return to a passage, to scrutinise its direction or images or sounds, to notice the presence of similar features elsewhere in the work, to linger over the verbal hold that this bit of text exerts upon the mindâ (2012: xx). Here close reading implies a re-reading that focuses on linguistic particularities. More expansively, Annette Federico describes close reading as
a deliberately undertaken activity that asks for attention to the real-time experience of reading a literary work united with an effort to step back from the experience in order to better understand (1) the workâs form, its craftsmanship and artistry, (2) the workâs feeling, or its personal and psychological resonance, and (3) the workâs ethos, its implied commentary on human values. (2016: 9)
As Federicoâs keywords suggest, close reading has both subjective and objective dimensions; emotional and affective on the one hand, yet evaluative and judgemental (even ethical or political) on the other. At the subjective end, the close reader might become absorbed in âthe numinous power of the aesthetic objectâ (Felski 2008: 51). The readerâs âscrupulous attentiveness to stylistics and narrative detailâ or other elements can evoke a sense of enchantment and intoxication (Felski 2008: 52; see 51â76), of being inside the artefactâs imagined environment. At the objective end, the close reader might step back to reflect on how, say, a play generates its sense of immersion and wonder. She might also explicate the play for its ethical or social commentary â or critique it for perpetuating the values of a ruling elite, or praise it for resisting them. The spectrumâs seemingly opposite poles threaten conflict, for a work might enchant us while propagating wrong-headed values. That question has been well treated elsewhere (e.g. Felski 2015), but one might offer two comments. First, enchantment and immersion are essential dimensions of reading imaginative literature and cannot be ignored or dismissed. Second, Shakespeareâs works are celebrated for presenting ...