Genocide genesis
It was not until 1944 that Raphael Lemkin, a Polish Jewish lawyer and refugee, formulated the term genocide while intellectually grappling with the magnitude of the Nazis’ destruction of European Jewry. Lemkin combined the Greek word for race or tribe, genos, with the French suffix for killing, Latin suffix. Lemkin wrote that the crucial thing was to capture the essence of the crime – the systematic and intentional destruction of a people.3 Less than a year later, on 27 January 1945, the Red Army liberated the death camp at Auschwitz-Birkenau. It was not the first Nazi concentration camp to have its gates prised open – that had happened six months earlier, when a group of soldiers liberated Majdanek, also in Poland. But Auschwitz was clearly unique in the scale and scope of its industrialised mass killing.
Human rights would never be the same again. The end of the war, combined with revulsion regarding the Holocaust, helped make possible the creation of the United Nations. While its predecessor, the League of Nations, had collapsed in ignominy at the start of the Second World War, the UN was to prove successful in mediating the interests of the major powers and avoiding a direct armed conflict between them over the rest of the century. Another great achievement of the early UN was the 10 December 1948 adoption of the Universal Declaration of Human Rights, which articulated every human being’s right to life and liberty, to privacy and freedom of movement, to a nationality, to freedom of conscience and religion and to an education, work and leisure. The declaration also proclaimed that all human beings have a right not to be subjected to arbitrary arrest or exile, or to be held in slavery or tortured. These rights were declared to be universal, that is to say, they were innate, unalterable and intrinsic to all the people of this planet.4
Lemkin’s term also rose to prominence. The word genocide appeared in the indictment against Nazi war criminals by the International Military Tribunal at Nuremburg, and at the main trial between November 1945 and September 1946 it was invoked by several of the prosecutors. Lead prosecutor Benjamin Ferencz also mentioned genocide four times during his opening statement at the Einsatzgruppen Trial in September 1947 as a means of explaining how the ‘extermination of whole categories of human beings, was a foremost instrument of the Nazi doctrine’.5
Genocide officially became an internationally recognised crime via the UN Convention on the Prevention and Punishment of the Crime of Genocide. That convention was adopted, not inconsequentially, on 9 December 1948, the day before the Universal Declaration of Human Rights. Article I confirmed that genocide, ‘whether committed in time of peace or time of war, is a crime under international law’ that the convention’s signatories were committed ‘to prevent and punish’.6
Lemkin’s definition of genocide, outlined in Article II, included ‘any of the following acts committed with intent to destroy, in whole or in part’, members of a religious, ethnic, racial or national group. These acts included the obvious – ‘killing members of the group’ and ‘inflicting on the group conditions of life calculated to bring about its physical destruction’ – but also the policy of ‘forcibly transferring children of the group to another group’.7 In this regard, what was essential was not the lethality or injustice of the measures imposed but the intention to destroy the targeted group as a group.
That winter in Paris, after the UN General Assembly adopted the Genocide Convention, Lemkin checked himself into hospital. He joked that he was suffering from a new disease: ‘genociditis: exhaustion from the work on the Genocide Convention’.8 Lemkin, who lost 49 members of his extended family in the Holocaust, was also acutely conscious of past diplomatic failures. When he visited Geneva, he described walking through the hallways of the former League of Nations building as being like taking a stroll through a ‘cultured cemetery of a dead world’.9 Lemkin saw the Genocide Convention as an antidote to the meaningless diplomacy that had failed to prevent both the war and the Holocaust. What he most desired was practical action.
In the decades following Lemkin’s untimely death in 1959, 149 states have ratified or acceded to the Genocide Convention. Other atrocity crimes – crimes against humanity and war crimes – were outlawed under the Geneva Conventions, prosecuted at Nuremburg, further defined via the International Criminal Tribunals for the Former Yugoslavia and Rwanda and codified in the 1998 Rome Statute of the International Criminal Court (ICC).10 However, despite legal progress, in the half century after 1948 the international community’s ability to make good on the post-Holocaust promise of ‘never again’ was dismal. From the killing fields of Cambodia to the gassing of Iraqi Kurds during the Anfal campaign of 1988, signatories to the Genocide Convention failed to uphold or enforce it when it was needed most.
Rwanda marks a notoriously dark chapter of this ignoble history. Over 100 days between April and July 1994, a million people were systematically murdered at roadblocks, in the streets and even in churches where thousands sought sanctuary. Crucially, there was no determination at the UN Security Council in New York to forcibly halt the genocide. Instead, as the killing intensified, the small peacekeeping force in Rwanda, UNAMIR – commanded by the indomitable Canadian general Roméo Dallaire – had its resources depleted and many of its troops withdrawn. The Security Council provided polite excuses for inaction and retreat, ignoring Dallaire’s pleas for reinforcement. As a result, when the genocide ended in July 1994 it was not because of an international intervention to protect people from machete-wielding killers, but because a rebel army led by Paul Kagame marched into Kigali and deposed the Hutu Power regime.
In Rwanda the génocidaires had loudly stated their intention to exterminate all ethnic Tutsi. The 1994 genocide was the culmination of a long process of systematic persecution. Genocidal intent was unequivocal. Not so in many other cases, where specific intent or the nature of the atrocities altered and deepened over time. And while the ‘g-word’ has talismanic power, other atrocity crimes – war crimes and crimes against humanity – are just as heinous and prohibited under international law. Determining the extent, intent and outcome of all atrocities therefore remains a question of evidence, argument and judgment.
Just as importantly, while Lemkin gave genocide a name, he left it to us to figure out how to prevent it. In the aftermath of Rwanda and a decade of war crimes and other atrocities in the former Yugoslavia, a number of international diplomats sought to do just that. In this undertaking they were not only challenging decades of inaction and indifference to atrocities around the globe, they were also inadvertently disputing our scientific understanding of human nature and society.