Nicolai P, Bradley PJ (eds): Anterior Skull Base Tumors. Adv Otorhinolaryngol. Basel, Karger, 2020, vol 84, pp 87–105 (DOI: 10.1159/000457929)
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Particle Therapy: Protons and Heavy Ions
Alexandra D. Jensen
Department of Radiation Oncology, University Hospitals Giessen and Marburg (UKGM), Marburg, Germany
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Abstract
Particle therapy is a comparatively new radiotherapy treatment form allowing the application of extremely conformal treatment plans. In head and neck malignancies, especially in the paranasal sinus and anterior skull base, this technology is very valuable in order to maintain normal tissue tolerance of critical structures while still applying high doses to the tumour. The following paper will further explore the rationale of particle therapy and available clinical experience of the most commonly treated malignancies arising in these anatomical sites. The potential of particle therapy for re-irradiation in tumours of the paranasal sinus and anterior skull base will also be summarised.
© 2020 S. Karger AG, Basel
Squamous cell carcinoma (SCC), adenocarcinoma (AC), and mucosal melanoma, adenoid cystic carcinoma (ACC), and olfactory neuroblastoma are the most frequent malignancies in the paranasal sinuses and anterior skull base [1, 2]. These tumours require high radiation doses to achieve durable local control and hence present a huge challenge due to the close proximity of critical structures such as the optic nerves, chiasm, and brain stem. The radiation tolerance of organs at risk critically limit the application of high radiation doses in (standard) photon radiotherapy.
As pointed out by Hermann Holthusen in the 1930s, radiation oncologists act within a narrow therapeutic window of compromise between tumour control and acceptable toxicity (Fig. 1). In the past decades technical developments such as 3D conformal therapy, stereotactic radiotherapy, intensity-modulated radiotherapy (IMRT) in combination with image-guided and adaptive radiotherapy (IGRT and ART) have produced increasingly conformal dose distributions which have reduced treatment toxicity, but so far been unable to substantially improve tumour control [3, 4].
Fig. 2. Bragg peak and SOBP. Reprinted with permission from Springer [5].
The physicist Robert R. Wilson was the first to propose protons and heavy ions for treatment malignant tumours and pioneered this idea at the Berkeley Radiation Laboratory where more than 2,500 patients were treated with this technique. As opposed to photons and neutrons, radiotherapy with charged particles has several advantages. Charged particles lose most of their energy toward the end of their path (“Bragg peak”), and their penetration depth is characterised by their specific mass and charge as well as their kinetic energy on entering tissue. Beyond the Bragg peak, the dose drops to almost zero leading to extremely sharp dose gradients towards normal tissues. In order to use charged particles for clinical treatments, multiple Bragg peaks need to be superposed, creating a so-called spread-out Bragg peak (SOBP; Fig. 2) [5]. This is achieved by modulating particle energy in an accelerator system (active beam application). In view of their physical properties, charged particle beams are ideally suited for dose escalation in complex anatomical sites such as paranasal sinuses or the base of the skull where tumours are located close to critical and radiosensitive organs at risk. The use of this highly conformal radiation technique therefore allows to increase the therapeutic window by increasing the dose to the tumour without consequently increasing the dose and thereby toxicity to critical structures such as the brain stem, optic nerves, or optic chiasm (Fig. 3a, b). Multiple planning comparisons of IMRT and protons or carbon ions support the dosimetric advantages [5–8]. Heavy ion beams have some advantages over proton radiotherapy: while both can produce highly conformal dose distributions, heavy charged particles such as carbon ions have a higher mass than protons. Therefore, Coulomb scatter and hence lateral penumbra is much smaller in heavy ions as compared to protons, which may further improve their toxicity profile.
Fig. 3. Four-field intensity-controlled carbon ion therapy with good sparing of optic nerves (blue, pink), chiasm (pink), and brain stem (bright green) in a patient with SNUC. a Axial dose distribution. b Coronal dose distribution. Courtesy of Heidelberg Ion Beam Therapy Centre (HIT).
Fig. 4. RBE as a function of the position within the particle track. a Protons. b Carbon ions. Reprinted from Frese et al. [9], with permission from Elsevier.
In addition, particle beams also offer radiobiological benefits as compared to standard photon beams. High-LET beams such as ion or neutron beams show an increased relative biological effectiveness (RBE). However, the RBE changes with the position within the particle track, as shown in Figure 4 [9]. Particle beams achieve their maximum RBE with the Bragg peak towards the end of their penetration depth. In scanned particle beams, the RBE not only depends on the position within the beam, but also on the particle charge, energy, and absorbed dose in the tissue. Especially with multiple irradiation fields and dose contributions by different particle tracks, the RBE is no longer intuitive: sophisticated calculation models are an integral part of the respective treatment planning system [10–13]. While the effects of photon irradiation depend on the presence of oxygen in cells, this is not the main mechanism of action in heavy charged particles, which may be especially advantageous in hypoxic tumours. In addition, radiosensitivity in particle radiotherapy varies less within the cell cycle. Due to massive energy depositions by single particle tracks, cell repair phenomena are less prominent, therefore fractionation effects are much smaller in ion radiotherapy. Also, as particle radiation allows less cell repair, it is selectively more efficient against tumour cells with high repair capacities (low alpha/beta) such as chordomas, chondrosarcomas, prostate carcinomas, etc.
Planning comparisons show extensively that particle dose distributions are indeed superior to conventional and IMRT treatment plans [5, 7, 8], but clinical data to show that these dosimetric advantages do indeed translate into improved clinical outcomes are not available for all histologies. Although there is increasing interest in particle radiotherapy and more facilities being projected and opened throughout the USA, Europe, and Asia [14], the technology remains expensive and availability is still limited to specialised centres. The following paragraphs describe available published evidence on particle therapy for the most common head and neck malignancies in the paranasal sinus and anterior skull base.
Salivary Gland Malignancies
The treatment of malignant salivary gland tumours (MSGT) of the head and neck is complex: while the majority of salivary gland malignancies arise in the minor salivary glands and most commonly in the paranasal sinuses, they are also comparatively radioresistant. Doses in excess of 60 Gy are needed to achieve long-term local control in this disease [15–18].
In principle, there are three strategies to increase therapeutic effects of radiation: the addition of radiosensitising agents (chemoradiation), dose escalation, or the use of heavy particles in order to enhance the radiobiological effectiveness of radiation.
Data on radiosensitisation in MSGTs and especially ACC is clearly limited. Only a few groups have reported their experience with chemoradiation using platin compounds [19–24] or bioradiation [25, 26]. Reports are mostly retrospective and patient numbers are small. There is increasing interest in chemoradiation for the treatment for MSGTs: RTOG 1008 is a prospective randomised multicentric phase II trial currently recruiting patients to investigate this issue further [27]. Until this trial has been completed and the results are mature, chemoradiation remains experimental.
There are two other options to increase biological effectiveness: either by employing other radiotherapy modalities such as neutrons or heavy charged particles, or by dose escalation. The RTOG-MRC trial randomised patients with head and neck malignancies to radiotherapy with photons versus neutrons. Treatment consisted of either 70-Gy standard fractionated or 55-Gy hypofractionated photons versus 16.5- to 22-Gy neutrons in 12 fractions over 4 weeks. Following the interim analysis that showed locoregional control was significantly higher in the neutron arm as compared to the photon arm (67 vs. 17% at 2 years), trial recruitment was terminated early. Overall survival did show a trend towards improvement in the neutron arm (62 vs. 25% at 2 years) but the benefit was not statistically significant [28] and no longer detectable at 5 and 10 years of follow-up [29]. The Seattle group updated their prior neutron experience [30, 31] in 2000 and reported outcomes of a large patient cohort with ACC (159 patients) who were treated between 1985 and 1997 with a median dose of 19.2 nGy (1.05–1.7 nGy/fraction). Forty-eight percent of patients had T4 disease, and 95% had gross residual or unresectable disease. Local control in patients with gross residual disease was 57% at 5 years but varied considerably according to subsites in the head and neck with between 21% for ACCs of the nasopharynx and 67 and 68% for ACCs of the parotid and oral cavity [32]. Also, Douglas et al. [32] saw local control rates as high as 80% for ACCs of the lacrimal gland. With a median follow-up of 75 months, these results have recently been updated by Gensheimer et al. [33]. Local control in these 11 patients was 80% at 3 and 5 years and an estimated 55% at 10 years. Overall survival at 5 years was estimated to be 71% in the complete cohort [32] and 90% in lacrimal gland ACC [33].
The European neutron centres have also shared their expertise from the 1980s and early 1990s. Patient numbers ranged from 8 to 72 with a follow-up between 36 and 52 months [34–36]. Patients, mostly with gross residual or unresectable disease, received between 13.7 and 19 nGy in 3–4 fractions per week. L...