In an edited volume on educational privatization and social justice, Ian Macpherson, Susan Robertson, and Geoffrey Walford (2014), brought together a collection of case studies from Asia and Africa that provide empirical evidence of the scale, scope, and diffusion of educational privatization into many aspects of education from policy-making to provision. The cases showed that the education sectors in these locations had opened up to profit-making motives by private actors. Additionally, learners across diverse contexts had been conceptualized to varying degrees as consumers. This is the heart of educational privatization: Schools are potential sites of immense economic profit, which either turns teachers, students, and schools into customers or the products being sold.
The editors pointed out that issues of privatization were not new. Nevertheless, they argued that the intensity of privatization in public education had become more acute since the 1980s and therefore demanded attention. Their point suggests that the process (or processes) of privatization can ebb and flow across time, dependent on national and global political economic formations (see also Sahlberg, 2016). A similar point was made 20 years earlier. Mark Bray (1994), in his reply to William K. Cummings and Abby Riddell's (1994) article on alternative policies for the finance, control, and delivery of basic education, drew attention to the fact that there is a complex range of possibilities ā a continuum of sorts ā between privatization and publicization:
At one extreme, private schools with no government funding or controls may exist, and at the other extreme, government schools with full government funding and control may exist. However, between these extremes, private institutions may receive varying amounts of public funding and be subject to varying degrees of control; and government institutions may supplement their resources through fees and other means, and may have varying degrees of autonomy. (Bray, 1994, p. 820)
The range of possibilities between privatization and publicization that Bray laid out is a useful aid, helping to situate the various processes of privatization not only in relation to each other but also in comparison to the processes of publicization. In the quarter century since Bray's (1994) reply, a plethora of empirical evidence on educational privatization has been produced (see Verger, Fontdevila & Zancajo, 2016). Examining these findings in more detail reveals a diverse array of privatization processes that would likely have been inconceivable in scope and scale in 1994.
The starting point for the increased privatization of education, to which Macpherson, Robertson, and Walford (2014) allude, is the fact that school is potentially a profitable business. That most children around the world attend some form of schooling means large sums of money circulate through the education sector to provide the necessary goods and services. IBIS Capital (2013) estimated that in 2012 global expenditures on education reached US$4.4 trillion. Moreover, the market for e-learning services (i.e., content creation, management systems, and distribution providers) stood at US$91 billion in 2012 and was projected to have a compound annual growth rate of 23 percent through 2017. The Covid-19 pandemic, which forced millions of children around the world to learn from home, has likely increased the profitability of many e-learning companies. By comparison, the S&P 500, which is a collection of 500 large US publicly traded companies, had a compound annual growth rate of 6.6 percent between 1964 and 2013 (Krejca, 2014). Investing in e-learning returns a higher capital gain than investing in the S&P 500. Today, education is big business.
The educational privatization to which IBIS Capital refers in its investment report is a departure from the historic connection between school systems and the State. Since the mid-1800s, education in Western Europe and North America has been organized gradually at the behest of the State in the form of mass schooling and paid for through the collection of taxes (Boli, Ramirez, & Meyer, 1985). Similar versions of this type of schooling supported by the State spread to nations worldwide through various international interventions (e.g., colonialism), education development efforts (e.g., through the World Bank), and global multinational frameworks (e.g., the 1948 Universal Declaration of Human Rights). In Cambodia, mass schooling was imported by the French during the colonial period and had to co-exist and combine with an education system that historically relied on monks who taught religious and moral principles to boys inside pagodas (Clayton, 1995). Today, many State schools in Cambodia are located next to and sometimes inside pagodas (WFDD, 2012).
In recent years, there has been a trend for state governments to adopt various privatization schemes to pay for parts of public education. In some cases, state governments allow private entities to operate public schools. In other cases, privatization has emerged not because of the government's desire to privatize, but rather as a consequence of the state's inability to provide public education. Nevertheless, variations of privatization within public schools exist worldwide. For example, the architects of the charter school movement in America hoped to improve quality through increasing choice and accountability (Dempster, 2013), low-fee private schools in India enrolled students where the government had been unable (Srivastava, 2013; see also, Tooley & Dixon, 2006), the rapid growth of shadow education in East Asia prepared students for high-stake examinations (Bray & Lykins, 2012), and the introduction of school fees for tertiary education in Africa shared education costs with students and their families (Varghese, 2004). Notwithstanding their differences in content or context, these varied schemes and trends may be broadly considered part of the privatization of public education movement. This movement includes a range of private actors from for-profit business to philanthropic organization and has an intellectual history dating to Milton Friedman and James Buchanan in the 1950s (MacLean, 2018, p. xviii).
Ball and Youdell (2007) unpacked some of the ways in which public schools are being privatized by categorizing reforms into endogenous and exogenous privatization:
The first form of privatization [is called endogenous], where the public sector is asked to behave more like the private sector, [and] is widespread and well established. The second form of privatization [is called exogenous], where the private sector moves into public education, [and] is a newer but rapidly growing form of privatization. These forms of privatization are not mutually-exclusive and are often inter-related, indeed, exogenous privatization is often made possible by prior endogenous forms (Ball & Youdell, 2007, p. 13).
In this conceptualization, privatization is both a process to extract profit from the education system and the reconfiguration of the education system to resemble the ways in which private businesses operate. In other words, privatization is simultaneously āthe many and complex ways in which the mentality of the business world has been injected into education, such that it operates like a competitive market, with choice, marketing managers, branding, data on student performance as proxies of quality and so onā (Macpherson, Robertson & Walford, 2014, p. 14) while also the ārange of ways in which what was once public-sector activity ⦠have now been outsourced to the private sector through tendering, consultancies, joint ventures, or new forms of financing (Macpherson, Robertson & Walford, 2014, p. 15).
But should one be skeptical of educational privatization as the previous authors imply? Advocates of privatization see these changes as an effective and cost- efficient way to administer and deliver education to a nation's youth. Opponents of privatization of education cite a host of inequalities and inefficiencies that result from the reliance on private markets in public education. Despite this on-going debate, a growing number of governments are embracing the logic of privatization to pay for and administer public education. As a policy tool, privatization is commonplace.
The general outcome of educational privatization is the changing role of the nation-state from service provider to service regulator of mass schooling and the increased logic of the market inside the space of schooling. Despite mixed evidence of privatization reforms leading to increased student achievement (Zimmer et al., 2009) or of equity issues between rich and poor students, there has been a rise of charter schools in America, free schools in Britain, low-fee private schools in India, and Pearson Education operating worldwide (to name but a few notable cases). Although the world is not at the extreme of total privatization along Bray's continuum ā as is evidenced by the fact that State governments still allocate large sums of money to public education ā the array of privatization processes and private actors in education certainly suggests that the contemporary manifestation of privatization has moved towards the privatization end of the spectrum. Pasi Sahlberg (2016) calls these various privatization practices the Global Education Reform Movement (GERM for short), highlighting the āglobalā nature of the policy regime and the political nature of the international development āmovement.ā More recently, Diane Ravitch argues that the GERM has been overcome, at least in the USA, because of the effectiveness of teacher union strikes (Ravitch, 2020).
Educational privatization is often examined as part of government policy reforms. This ātop-downā approach focuses on particular government policies such as the school-based management approach to decentralization or the growth of private universities. It also focuses on the amount of recurrent expenditures spent on education by national governments and new policy schemes in national development plans, such as outsourcing the publication and printing of textbooks to private companies.
The top-down perspective conceptualizes the structure of educational privatization as deriving from government policies and a network of actors pursuing agendas that foster privatization, sometimes unknowingly (Burch, 2009). The latter includes not only international agencies such as the World Bank and UNESCO but also private companies (e.g., Pearson, Inc.) and civil society organizations (Ball, 2012). All of these actors participate and advance different neo-liberal agendas in global educational reforms. The actors advancing this neo-liberal agenda are all-powerful; hence, the metaphor to the Biblical David and Goliath in Ravitch's (2020) title: Slaying Goliath. From this perspective, privatization is part of neo-liberalism, which is best defined as a āpolitical project carried out by the corporate capitalist class as they felt intensely threatened both politically and economically towards the end of the 1960s and into the 1970s. They desperately wanted to launch a political project that would curb the power of laborā (Harvey, 2016). Over the preceding decades, national and global capitalist classes slowly retooled states and societies as capitalism became dominant. In education, this has resulted in a political economic restructuring that has promoted, to list but a few outcomes, individualism, self-realization, competitiveness, decentralization, managerialism, and student-centered learning (Carney, 2009). Teacher unions were slowly undermined, and new ways of de-skilling teachers were found with every technological innovation (Apple, 1982, 2003). Public education, as a result, was undermined by various privatization practices, including by NGOs, perhaps unknowingly (Silova & Steiner-Khamsi, 2008). Returning to Ravitch: The power of labor in the form of teacher strikes (across the USA starting in 2012) was the proverbial David trying to slay the almighty Goliath of owners of capital exploiting education systems for profit.
In the ātop-downā approach to privatization, agency is held by elite actors (or oppressed labor unions). At the school level, actors are mostly affected by privatization policies, through such changes as school management, funding, and operations. The processes of privatization, in other words, are constituted by macro structures conceived and implemented by (inter)national actors, which then affect local actors, such as teachers and students. What happens at the top, impacts what happens at the bottom.
An alternative way to understand the structures of privatization ā and the agency of those involved in the process ā is through social practices, a ābottom-upā approach. In this perspective, it is the very social practices that constitute the phenomenon of privatization, not simply government policy dictated by the capitalist elite. What happens at the bottom is not simply determined by what happens at the top. Agency at the bottom is not confined to labor movements responding to policy changes at the top. Individuals and communities far removed from the policy process can socially construct forms of educational privatization.
Although this dichotomy between top-down and bottom-up is artificial and simplistic, the separation is helpful in showing different foci and underlying assumptions about the way in which social structures and human agency function. It is most likely the case that both types of privatization exist simultaneously. They are relational.
Theoretically this ābottom-upā perspective highlights how the interactions of people not only construct society but are also simultaneously constructed by it. This is not a new insight in the social sciences (Harvey, 1982, 1985, 2006; Lefebvre, 1974; Massey, 1994, 2005; Soja, 1980, 1996) and can be considered a sociological approach to privatization (Robertson, 2010). For me, the most important part of the bottom-up approach to educational privatization is that it extends the gaze to other institutions in social life. Schools do not operate in a vacuum, apart from religious, family, or government life. These institutions operate simultaneously, at times reinforcing certain social practices while at other times diverging.
The study of educational privatization has seen a nascent use of these types of sociological theories. Steven Ball (2012) used network theory to understand the diverse groupings and interactions of global education businesses participating in policy-making; Susan Robertson (2010) applied a spatial lens to the processes of privatization (namely, decentralization and markets) affecting educational governance; and Prachi Srivastava (2006) developed an idea called āmental modelsā to highlight how children learned proper practices of schooling through the environment around them. Whereas Ball (2012) and Robertson (2010) were focused on educational privatization at the level of governance and policy- making, my approach begins with the lived experiences of teachers, parents, and students within a situated context, similar to Srivastava (2006). This particular approach requires historical and anthropological analyses to understand the changes to school and society and in-depth engagements with individuals to show āhow people make policies and the ways that markets are oh-so human in their constructionā (Forsey, 2010, p. 239). It requires an in-depth understanding of the social patterns in a given context. Utilizing insights derived from anthropology allows for such an analysis of privatization from the bottom-up, something that has rarely, if ever (to my knowledge), happened in the academic literature on educational privatization.