Part I
Philosophy, the Filmmaker, and the Human Condition
The âBig-Littleâ Film and Philosophy
Two Takes on Spielbergian Innocence
Gary Arms and Thomas Riley
Filmâat least good filmâcan be assessed in a myriad of ways. In this essay we attempt to help the reader better understand and appreciate Steven Spielbergâs choices as a filmmaker. Part I conveys pertinent literary and psychological insights, and part II offers relevant philosophical assessments. Through this combination, we intend to offer the reader an enriched conception of what Spielbergâs movies have in common and how one goes about mining their surprising philosophical depths.
Part I
Steven Spielbergâs favorite kind of film (the modern worldâs favorite, too) is the melodrama, especially that variety of melodrama known as the âaction film.â Melodramas portray the struggle between good and evil; the two forces violently contend, and good always wins. Spielbergâs fondness for this sort of material has often attracted criticism. As Mark Kermode remarks at the beginning of his TV documentary An Interview with Steven Spielberg, âthere are those who find Spielberg showy, melodramatic and, worst of all, sentimental.â1 Lester Friedman in his book Citizen Spielberg notes that âeven sympathetic commentators routinely liken the energetic director to Peter Pan or Huck Finn, lumping him with archetypal figures who refuse to grow up.â2 In the minds of some critics, the melodrama seems a low form of narrative, one designed to appeal to the childish. The melodrama seems juvenile and artificial when compared to realism or tragedy.
Spielberg is Americaâs most commercially successful maker of cinematic melodramas. In his most famous films (E.T.[1982], Jurassic Park [1993], Jaws [1975]), virtuous protagonists flee from, and eventually triumph over, terrifying villains. In E.T., an alien from outer space, assisted by a brave boy, escapes from a variety of faceless adult officials (most of the time we see only their legs and flashlights). In Jaws, three men fight an enormous shark. In Jurassic Park, two children successfully escape the jaws of a T-rex and a pair of velociraptors. Asked to describe his 2005 film War of the Worlds, Spielberg told an interviewer: âItâs about a family trying to survive and stay together, and theyâre surrounded by the most epically horrendous events you could possibly imagine.â3
The formula for many of Spielbergâs most famous films is innocence in great jeopardy. Normally, innocence is represented by children and their families. The parents are often separated or divorced. Spielbergâs fondness for broken families seems connected to the divorce of his own parents, which occurred when he was sixteen. In an interview with Stephen Schiff, Spielberg described his parentsâ marriage as never a very happy one: âMy dad was of that World War II ethic. . . . He brought home the bacon, and my mom cooked it, and we ate it. I went to my dad with things, but he was always analytical. I was more passionate in my approach to any question, and so we always clashed.â4 Arnold Spielberg is often described as a preoccupied, hard-working, rather distant man who caused his son to feel neglected.
Spielbergâs films are full of missing or neglectful fathers and lonely children; this sort of material often provides the emotional heart of his films. âThere is nothing wrong with being sentimental,â Spielberg told interviewer Kermode. Defending his use of children and broken families, he stated: âWithout these more personal emotional subconscious themes, these films wouldnât be as successful with audiences.â5 For Spielberg, the intact, loving family is a primary value; the story that his films often tell is that of the endangered broken family, the family that must struggle to survive terrifying peril. The happy ending at the conclusion of many of his films occurs when the enemy of the family is destroyed and the family returns to health.
As Spielbergâs comment implies, there is a sound commercial reason that so many of his films focus on broken families and children. Films are extremely expensive to make. A modern action film will cost anywhere between $100 million and $200 million. According to the Internet Movie Database (www.imdb.com), Spielbergâs War of the Worlds cost $132 million. Peter Jacksonâs King Kong (2005) cost more than $200 million. Films this expensive are risky to finance and must be aimed at the widest possible audience. It helps if they focus on children. They should either have children in central roles, as with the Harry Potter films (2001, 2002, 2004, 2005, 2007), or tell melodramatic adventure stories designed to appeal to young people, like the X-Men series (2000, 2003, 2006) or the Lord of the Rings trilogy (2001, 2002, 2003). This strategy makes commercial sense because spectacle-oriented melodramas that focus on young people can be appreciated by adults and children. Most modern adults proudly retain a remnant of their child self, their inner child. The reverse is not true of children. What child contains an inner adult? Most children, if forced to watch a film for âgrown-upsâ (e.g., Munich [2005], Crash [2004]) will soon grow bored. For this reason, an exciting film aimed at young people potentially will gain a much larger audience than a film with a complicated adult problem at its center. There is a way, however, to combine realistic family problems with sensational and fantastic material, to combine the emotional upheavals experienced by the members of a broken family with the thrills of melodrama. Spielberg is the master of this mixture.
Filmmakers often refer to films that focus only on realistic emotional and social problems as âlittle films.â Such films (e.g., Little Miss Sunshine [2006]) feature the acting and writing and have few special effects; they are made with relatively low budgets. Action films with huge budgets, full of special effects, explosions, and monsters, are called âbig films.â Talking about Spielbergâs War of the Worlds, its star, Tom Cruise, described the film as âthe biggest, smallest movie that weâve made.â6 Spielberg compared the film to David Leanâs Lawrence of Arabia (1962) and added, âI thought that [Lawrence] was the biggest smallest movie Iâd ever seen. It has the most intimate, sensitive, personal, up-close story, and yet it was told against some of the greatest [scenes] weâd ever beheld in 70 mm.â7 Spielberg has mastered this particular art, the art of making big-budget thrillers that also contain realistic family conflict, the art of âbig-littleâ films.
In Spielbergâs case, we may suspect that the commercially sensible focus on broken families caught up in exciting melodrama is supported by a psychological need to explore and revisit his personal trauma. At least, there seems little doubt that psychologically Spielberg remains intimately connected to the intense feelings he experienced in his adolescence, and that he has become adept at exploiting such feelings in order to make gripping films.
The topic of the broken family provides a filmmaker with enormously sympathetic material. In the United States, we often hear, something like one half of marriages end in divorce. Those of us who work with college students are highly aware that a great many of our students are the children of divorced couples. They are often affected emotionally by these divorces. Almost all of us are touched by divorce; we are divorced ourselves, or the children of divorce, or have somehow witnessed the effects of divorce at close hand. Spielbergâs remembered trauma, the divorce of his parents, is very similar to the experience of huge numbers of modern filmgoers.
ADAPTING MINORITY REPORT
In the film Minority Report (2002), the source material, the original novella by sci-fi writer Philip K. Dick, is altered in significant ways. The screenplay was written by Scott Frank and Jon Cohen, but it had to meet with Spielbergâs approval. Spielberg hesitated about making the film until he found the right script; not until then did he call his star, Tom Cruise, and tell him, âYeah, Iâll do this version of the script.â8 There are numerous differences between the Dick novella and the screenplay, but the most noticeable is the scriptâs inclusion of a highly personal story about a broken family. It is this that transforms Minority Report from a typical âbigâ film to a trademark Spielbergian âbig-littleâ film.
From the Dick version of the story comes the concept of Precrime (criminals are captured before they commit murder), as well as the idea of precogs (humans who are able to predict the future). Potential murderers are identified by the precogs; these âcriminalsâ are arrested by the enforcers of Precrime and then imprisoned. In both versions of the story, the protagonist, Anderton, who works for the Precrime organization, discovers that he is suspected of a murder that has yet to happen; he must flee to save his life while struggling to learn why he is being set up. (As is typical of Hollywood adaptations, the middle-aged and out-of-shape protagonist of Dickâs story is transformed by the film into a handsome and youthful movie star [Tom Cruise].) In the Dick version of the story, Anderton has a wife who he fears is cheating on him, but there is no mention of any children. His primary motivation is to save his own life, and to save his invention, Precrime. The screenplay contains several revealing alterations.
In the film, the protagonistâs psychological profile is dominated by the fact that his beloved son Sean, a child who appears to have been no more than five years old, was kidnapped and then almost certainly abused and murdered by a human monster who was never captured. We learn that the loss of his son became Andertonâs primary professional motivation. He joined the Precrime unit in order to prevent similar murders. Anderton has become a superb professional in his role as an investigator and enforcer of Precrime, but the loss of his son remains an open wound. In his spare time, he gets high on an illegal drug known as âClarityâ and watches holograms of his lost son. He so badly needs to reconnect with the missing child that he has become addicted not only to the drug but also to these holograms. Andertonâs marriage dissolved after the kidnapping, and he seems to have nothing to live for except his job. The screenplay of Minority Report also provides the protagonist with a boss, the director of Precrime, Lamar Burgess (Max von Sydow), who ruthlessly exploits Andertonâs emotional vulnerability in order to set him up for murder. Anderton is tricked into believing he has discovered the man who kidnapped his son and, upon finding the man, fills with murderous rage. This material about the missing son provides the filmâs story its emotional core. The protagonist of Spielbergâs version seems vastly more sympathetic than the protagonist of the Dick story because we witness the suffering he must endure from the loss of his beloved child. Any parent can relate to this sort of subject matter; it is every parentâs nightmare.9
While attempting to clear himself of his alleged future murder, Anderton kidnaps the precog Agatha (Samantha Morton). The film makes Agatha vastly more sympathetic than does Dickâs novella. In Dickâs story, the precogs are described as repulsive, âretardedâ creatures able to do nothing but sit strapped to chairs and mumble their visions. In the film, they are described as âthe innocents we now use to stop the guiltyâ; they float in a large, womblike pool and are cared for by an attentive babysitter who seems almost in love with Agatha. Once Anderton frees Agatha from the pool, she emerges as a genuine human being, a hypersensitive innocent afflicted with terrifying visions, exploited by the Precrime organization, and deprived of anything resembling an ordinary life. Constantly pursued by the Precrime officers (dressed very like storm troopers), the two of them flee from place to place. Although so weak she can barely stand upright, Agatha begins to talk and actually helps Anderton escape. Using her power of precognition, the fragile and innocent victim proves resourceful enough to save her rescuer.10
At the climax of the film, we learn that Agatha was taken from her mother by one of the founders of Precrime, the director Lamar Burgess. Since Agatha and the twins are the only functioning precogs in the country, Precrime could not exist without them. Although it is unclear whether or not Agatha is sister to the twins, several times we hear that Agatha is the best of the three precogs and are told the twins cannot function well in their role by themselves. Burgess, we learn, fearing he might lose control of the invaluable precogs, lured Agathaâs mother, Ann Lively, to a lake by promising her he would return her child to her; in fact he lured her there only to murder her. The mystery of the set-up is finally solved when Anderton learns that Director Burgess, the founding father of Precrime, has ruthlessly destroyed a family, murdered an innocent mother, and kidnapped a helpless child in order to protect his organization. Adding these broken or endangered families to the Dick novella provides the film version of Minority Report its emotional power and allows it to be both a âbigâ and a âlittleâ film.
At the conclusion of Minority Report, Spielberg shows us his two main families restored to health. The murderous Director Burgess is dead. Precrime is shut down forever. The three precogs live in an isolated cabin far from other human beings, where they read a great many books and seem happy and content. Although Anderton failed to save his lost son from the kidnapper, he has saved Ann Livelyâs innocent child, Agatha, from Director Burgess. Our last glimpse of Anderton reveals that he has reunited with his wife, and that she is eight months pregnant. We see the husband and wife in a tender embrace and feel confident that the happy family unit (father, mother, and child) will soon exist again.
ADAPTING WELLSâS WAR OF THE WORLDS
We find intriguingly similar characters in the film that Spielberg made three years after Minority Report, his adaptation of H. G. Wellsâs War of the Worlds. When asked to describe the film, Spielberg told an interviewer: âItâs nothing you can really describe. The whole thi...