Introduction
Evidence-based policies are critical to the way that contemporary schools are run. Policies serve regulatory functions, and may also create standards of quality for teaching and learning, and opportunities for authentic engagement of staff, students and communities. For the first time, this book brings together research from different disciplinary and international scholars to deliver practical, evidence-based policy for schools.
With policies written by leading scholars in their field, this book collects in one place a rigorous and comprehensive yet accessible compendium of policies that schools can use and adapt. The specialist expertise of the authors means that each policy identifies key principles and issues that need to be considered by school communities across different domains, and anchored in the empirical realities of teaching and learning.
The book provides new understandings in policy development and content for schools to immediately adapt and apply. This makes it unique amongst other contemporary, research-orientated books. The provision of evidence-grounded policy exemplars that forms the heart of the book means that the book is uniquely placed to start the conversation between researchers and schools, and bridge the research-practice schism.
This opening chapter will explain the rationale for the use of evidence-based policies in schools and the need for schools to be equipped with ready-to-adapt policies. This chapter will also discuss why academics have a moral responsibility to translate and transform their work for the public. Finally, this chapter will detail how to consider the implantation issues related to the policies within the book. Readers will be given suggestions as to how they can most effectively use this book through adapting and tailoring policy to fit within their own unique schools and contexts.
Schools need policy
School leaders use policy to create standards, ensure consistency, support vision and mission statements, meet certain accreditation standards and/or guide day-to-day practices (Allen et al., 2017; 2018). It is a requirement for most schools to have supporting policy that is, at a minimum, known and accessible to parents, staff, and in some circumstances, students. There is also a need for policy to remain current and in keeping with best practices (Efreom-Lieber & Lieber, 2010; Magor-Blatch, 2011). Thus, there is an obligation for school leaders to review and update policy documents regularly. Notwithstanding the importance of policies for schools, the processes of writing and maintaining policy can be a significant burden on school leaders and their staff.
School leaders and staff are not always resourced or qualified to meet the demands required to effectively write or update school policy. In general, school staff report not having enough time to engage in policy writing and suggest they lack the required expertise. Moreover, training and professional development available for policy writing are variable or non-existent for many school staff.
The problem with policy
Schools face several systemic challenges when attempting to assemble and write solid policy documents. In general, teaching staff, including school leaders, report increased stress and burnout, and describe feeling undervalued and underpaid (Roffey, 2012). In the UK, an analysis of 27,500 teachers who trained between 2011 and 2015 found that a quarter had left the profession. Data from Australia captured through the Hunter Institute of Mental Health found that up to half of the 453 Australian teachers sampled leave the profession in the first five years after graduation. School staff report various stressors including long hours, high workloads, disruptive and overcrowded classrooms, an overemphasis on testing, prescriptive curricula, teaching subjects that they do not have content knowledge in, a lack of input into decision making and the unavailability of supports for students with additional needs (Bahr et al., 2018). In the United States, we see similar concerns. In fact, it has been estimated that in addition to the significant portion of teachers who leave the profession, up to 8% change schools. Teacher turnover rates pose a major challenge for school leadership (Carver-Thomas & Darling-Hammond, 2019). Many of the concerns we see in the teaching profession are experienced globally. Writing policy documents, including identifying the appropriate data to inform these policies, provides yet another potentially onerous task for school staff.
Another issue stems from the fact that using research and evidence to improve practice is complex and skilled work that requires thoughtful engagement and appropriate evidence (Earl & Timperley, 2009: Rickinson et al., 2020). It is not surprising, then, that there continue to be situations where the results of empirical research are not applied within practice and school policy (Hempenstall, 2006). This lag in knowledge is possibly why many schools still implement outdated educational practices not supported in the literature (e.g., the teaching of learning styles, reading recovery). There are many barriers affecting this, including problems related to leadership, culture and ethos, time, staff capability and a lack of training opportunities (Reupert, 2018; Prendergast & Rickinson, 2019). Likewise, many school libraries do not have access to database subscriptions, making it difficult for school staff, such as teachers, to access research-driven knowledge.
In addition, though some school staff have access to information that can help inform common and generic policy statements (e.g., anaphylaxis, after school care or academic achievement), it is increasingly acknowledged that schools need to focus on the development of the whole student (Waters et al., 2017), a priority supported by most schools (Allen et al., 2018). This means that there is mounting pressure on schools to implement approaches towards building social and emotional competencies, positive relationships, a sense of school belonging and emotional wellbeing in students alongside attaining literacy and numeracy competencies. These kinds of priorities take educators into new areas of practice and policy development.
Overall, school leaders require policy documents to support whole-school, evidence-based approaches. Policy in such areas requires a high level of specific expertise that may not be easily available to schools. Building Better Schools with Evidence-based Policy: Adaptable Policy for Teachers and School Leaders provides schools with policy in areas that are not readily accessible and require specialised evidence-based knowledge. Policies that aim to build better schools take into consideration the whole student, in an evidence-based manner. Therefore, this book addresses a critical gap in school policy internationally.
From a different perspective, the research community needs to connect their research with the realities of the day-to-day running of schools. To do this, researchers need to find accessible ways of disseminating their work in a clear, succinct manner. Building Better Schools with Evidence-based Policy: Adaptable Policy for Teachers and School Leaders is designed to address the research-practice gap by offering the best practice policy directly to schools in an accessible and useful way. Thus, the dual purpose of this book is to provide school leaders and staff with a useful, time-saving resource for building important policy and, at the same time, provide academics and researchers with a clear and effective vehicle for disseminating their research to the people who will benefit from it the most.
How to use this book
The policies to be included in this book cover a broad range of popular topics that are not readily accessible to schools, and each policy is built on theory, driven by research and created by policymakers and experts. Each policy is based on substantial evidence and this is ensured through the inclusion of contributors who are active and highly reputable in their respective field. Each policy is presented in a ready-to-use and adaptable format that includes guidelines for school policy makers to help guide them in removing and adapting text to create their own school-specific policy. The keyword here is adaptable. All policies within this book are designed to be adapted and tailored to the unique diversity and needs of each school as reflected by the context and the people that make up the school community.
All policy included in this book is free for schools to use as their own.
The importance of evidence-based practice in schools
Evidence-based practices are well established practices or interventions that have undergone a rigorous evaluation process and demonstrated effectiveness with specific population groups, for example, certain school communities, year levels or students with particular needs (Reupert, 2020). Rather than relying on the pendulum swings of fads and opinion, evidence-based practice relies on significant and reliable evidence, obtained by rigorous, replicable methods. Understanding and applying data-driven evidence provides an opportunity for genuine and sustainable structural change in the way we teach and support students. Commonly espoused as models of “gold standard”, the use of data-driven, evidence-based practices typically identifies “what works” and, accordingly, is essential to driving policy and thereby continuous improvement in schools.
It is also important, though, to recognise that research evidence does not replace but rather complements the professional expertise of educators. In other words, the challenge is integrating professional expertise with the best external evidence from research in specific contexts (Sharples, 2013). This brings us on to the important challenge of implementation.
Implementing policy with fidelity
Most teachers would agree that it is not worthwhile having a terrific intervention or idea if nobody implements it. When implementing policy, it is important for schools to consider:
- How will key stakeholders be identified and how will they become actively involved in decisions related to the policy (particularly those decisions that affec...