ONE
The Four Stages
of Dramatic Imitation
1660â1732
The transition in dramatic imitation of nature from the imitation of Ideas to the imitation of interior human nature and the emulation theory consequent upon it occurs in four stages. These stages are only roughly datable, since the progression is, of course, a continuum.
Stage 1
In Stage 1 (circa 1660-70), as a derivation from earlier seventeenth-century thinking, drama imitates nature as the Ideal. It is a shape of reality seen whole, the design of a microcosmic order that may be envisioned either as the Neoplatonic scale of Caroline drama set in motion or as the old three-tiered medieval universe secularized and modified by Hobbesian thought.1 The design may be a mounting progression toward transcendent truth that is effected by dialectical juxtaposition and refinement. These images of reality were the Restorationâs inheritance from its Caroline predecessors, transmitted in large measure by Davenant, whose influence on the restored theater was profound.2 Davenant had preserved the old conception of imitation almost intact during the Interregnum. His postscript to the 1673 edition of Gondibert expresses his conception of the process by which an artist imitates âreality.â âI intended in this poem,â he says, âto strip Nature naked and clothe her again in the Perfect Shape of Vertue.â3 In âThe First Dayâs Entertainment at Rutland Houseâ (1656), he applies the conception to a dramatic piece. The function of his âopera,â he says, is âto advance the Characters of Vertue in the shapes of Valour and Conjugal Love.â4 The key words in this sentence are âcharacterâ and âshape.â Until about 1680, âcharacterâ did not mean personage in a fiction. The word meant, as it had originally, the delineation of an Idea, or essential form. In the 1660s it was still very closely associated with the âshape of realityâ that Renaissance thinkers believed to be the proper object of artistic imitation. For example, Theophilus Gale writes in 1669:
If with attentive eye we look
Upon the six days of volume of the Book
Where God and mighty Nature doth appear,
Writ in an Universal Character;
We still shall find in evâry part
Space and dominion left for Art.
Or rather, all our Arts are but to know,
How and from whence was made so great a Show.5
Even when the shape of reality came to be embedded in phenomenal nature as the design of Providence, the word âcharacterâ continued to denote the delineation of an idea. The Theophrastan Character itself was conceived to be the shape of an abstract essence. Characters âdiffer from Portracts,â Flecknoe tells us, âin that they are onely Pictures of the Mind, abstracting from the Body.â6
In his 1663 quarto dedication of The Siege of Rhodes, Davenant declares that his subject is âIdeas of Greatness and Vertue.â He praises Corneille and says that his object, like Corneilleâs, is âheightening the Characters of Valour, Temperance, [and] Natural Justice.â7 The conception of imitation is Caroline English, though the method of âheighteningâ by dialectical juxtaposition owes a debt to French formalism and particularly to Corneille.
This foundation is the inheritance of the Restoration playwright; and it is this conception that he fosters and improves upon during the 1660s and early 1670s. âA Play,â Dryden writes, âto be like Nature, is to be set above it, as Statues which are placed on high are made greater than the life, that they may descend to the sight of their just proportion.â The playwright quite consciously tries to avoid portrayal of actual speech and behavior, for, as Dryden goes on to say, âIf nothing were raisâd above that level, the foundation of Poetry would be destroyâd. . . . thoughts [must] be exalted and Images and Actions. . . . raisâd above the Life.â8
We have no difficulty in accepting the validity of such a conception of dramatic imitation when it is applied to strictly defined âheroic drama,â but when it comes to other dramatic genres, âwe expect drama to approximate life. . . . We pronounce characters true to life, or false: hail them as interestingly independent agents or dismiss them as authorial puppets. We want drama to have ideas but we want the characters to experience those ideas, not merely to enunciate them.â9 Because he stands on this side of the great seventeenth-century divide, the twentieth-century critic cannot envision a drama that does not imitate experience, that purposefully does not attempt to approximate âreal lifeâ in its characterization. In the 1660s all dramaâcomedy as well as tragedyâimitates abstract, ideal reality. Writing of Bartholomew Fair in the âDefence of the Essay,â Dryden says, âThe Author does so raise his matter. . . as to render it delightful, which he never could have performed had he only said or done those things that are daily done or practiced in the fair. . . . the copy is of price, though the original be vile.â10 In this decade tragedy and comedy may be said to train attention upon different aspects of ideal reality, but comedy is not more ârealisticâ or more closely approximate to life than tragedy. The difference between the two genres, as Edward Howard argues in his preface to The Womenâs Conquest, is not in their level of abstraction but rather in the kinds of Ideas they imitate: âwhereas the business of Tragedy is in the highest nature to dispose and elevate the intrigues of passions and affections; I mean such as depend on Ambition, Revenge, Love, Honour and the like and so detect their vices accordingly, as it is the duty of Comedy to do the same in those that come nearest our Moralities.â11 (It is important to note that âintrigueâ here is the movement not of persons but of âpassions,â a turn of idea.) Sir Samuel Tuke, whose Adventures of Five Hours (1663) was the longest-running comedy of the decade, says in his preface to the 1671 edition that all plays are âMoral picturesâ whose âChiefest Perfections consist in the Force and Congruity of Passions and Humours, which are the Features and Complexions of our Minds.â12 In the 1660s and early 1670s the dominant aesthetic assumption is that a play of whatever genre is ânearest nature when in certain respects it is farthest from it.â13
Stage 2
Given the highly abstract representation that governs the designs of drama in Stage 1, Stage 2 (circa 1670-80) in the evolving conception of dramatic imitation is inevitable. In Stage 2 the drama imitates interplay between the ideal and the actual. The most felicitous expression of such interplay is in dramatic satire, wherein ânatureâ lies somewhere between the ideal vision that romantic imagination affords and the tawdry actual world that obscures and distorts it. Jean Hagstrum has said: âCaricature, both in its Italian origins and in its later English literary manifestations, was a countertendency to the dominant idealism. High culture was capable of turning itself upside down. . . . The art of distortion is to the art of idealization what bathos is to hypsos: an exact inversion, to which the same techniques apply though the direction is down and not up. The art of distortion reality is the precise reversal of la belle nature. It is nature consummately wrought to a lower pitch.â14 From his earliest to his latest criticism Dryden was concerned with the inextricable connection between the heroic and the burlesque, which he took to be the essence of satire. As early as the preface to Annus Mirabilis (1666), he locates nature between âimagesâ of âheroic poesy,â which âbeget admiration,â and âimages of the burlesque, which . . . contrary to this, by the same reason beget laughter: for the one shows nature beautified, as in the picture of a fair woman, which we all admire; the other shows her deformed, as in that of a lazar, or of a fool with distorted face and antic gestures, at which we cannot forbear to laugh because it is a deviation from nature.â15 And late in his career, in âA Discourse concerning the Original and Progress of Satireâ (1695), he declares that in âthe most Noble kind of Satire. . . the Majesty of the Heroique [is] finely mixâd with the Venom of the otherâ and insists that âsatire is undoubtedly a species [of] heroic poetry.â16
The sensibility of the seventies brought the upward and downward exaggerations that Hagstrum describes into conjunction. For instance, 1675 brought to the stage at the same time the extravagances of the operatic Tempest and the grotesque caricature, Duffetâs Mock Tempest. The contrasting perspectives were also brought into disjunctive unity within single satiric works, some of which are comic, like The Country Wife (1675); some mock-heroic, like The Man of Mode (1676); and others darkly ironic, like The Plain Dealer (1676), The Libertine (1675), or Friendship in Fashion (1678).17 The structure of dramatic satire derives from the high-plane heroic and low-plane mock-heroic lines of the earlier three-tiered comic model. In a satire these converge into a single line of subtle interplay. Sometimes the heroic is obviously played against, as in the broad mockery of âlove and honor,â âgenerosity,â and men and ladies âof honorâ in a play like The Country Wife. Sometimes it enters by way of quite subtle allusion, as it does in Limberhamâs âTricksy hath murderâd sleepâ (V, 323), or in Dorimantâs recitation of lines from Waller (especially interesting, since Wallerâs âInstructions to a Painterâ [1666] had become a persistent and well-known heroic âantithesisâ in verse satires of the period).18 However, the heroic antithesis in satire often stands as an unspoken âunderstoodâ that the playwright expects the audience to recognizeâas it does in outright parodies like Duffetâs The Empress of Morocco (1674) or The Mock Tempest (1675), or in forms of verse satire like the Imitation.19 Both the formulation of the three-tiered structure itself and its relation to dramatic satire has its source in Hobbes. In his âAnswerâ to Davenantâs âPreface to Gondibertâ (1650), Hobbes says that philosophers divide the âUniverseâ into three, âRegions: Celestiall, Aeriall, and Terrestrialâ and that poets, in imitating this three-planed universal design, âhave lodgâd themselves in the three Regions of mankinde, Court, City, and Country, correspondent in some proportion to the three Regions of the World.â Medieval heaven, hell, and middle earth have been secularized. This three-level shape of reality gives rise to the poetic genres, which Hobbes always assumes can be rendered with equal facility in narrative or dramatic modes: âFrom hence [the three planes of the World] have proceeded three sorts of Poesy, Heroique, Scommatique and Pastorali. Every one of these is distinguished again in the manner of Representation, which sometimes is Narrative. . . . and sometimes Dramatique. . . . the Heroique Poem narrative. . . . is called an Epique Poem. The Heroique Poem Dramatique is Tragedy. The Scommatique NarrativeâSatyre, Dramatique is Comedy. The Pastorall narrative is called simply Pastorall . . . . the same dramatique, Pastorall Comedy.â20
But it was Dryden who made the clearest connection between English comic structure and satire. The best satire, he says, must have a double design: âAs in a play of the English fashion . . . there is to be but one main Design: and thoâ there be an Under-plot, or Second Walk of Comical Characters and Adventures, yet they are subservient to the chief Fable, carryâd along under it and helping to it. . . . Mascardi in his Discourse of the Doppia favola, or Double-tale in Plays, gives an Instance of it, in the famous Pastoral of Guarini, callâd Il Pastor Fido; where Corisca and the Satyre are the under-parts.â21 Plays like Aphra Behnâs The Amorous Prince (1671) or Rhodesâs Floraâs Vagaries (1670) clearly anticipate the two-faced satiric design of the mid-seventies.
Plays like The Virtuoso, The Country Wife, and The Feignâd Courtezans are decidedly not the âsex farcesâ that Hume calls them; quite the contrary, as Earl Miner has so often and so well demonstrated, âCritics and poets during the Restoration held to a concept of literature that was dignified, grand, and perhaps even exorbitant in its claims for . . . satire.â22 We must remember that even The Kind Keeper was recognized as satire in 1678. The charges leveled against it were that it was too topical and that in it Dryden, like Juvenal, gave too close attention to the vice he purports to attack, but nobody thought it was a sex farce or any other kind of farce.
Although imitation of the dynamic interplay between the ideal and the actual finds its best and clearest expression in dramatic satire (which we will explore at length in chapters 3 and 4), it is also the foundation in other dramatic forms of the mid-seventies and early eighties. For example, we find in Aureng-Zebe traces of the âladder of loveâ that informs the mounting progression structure of the sixties. Aureng-Zebe figures transcendent, prophetic passion; Arimant, heroic passion; the Emperor, passion in the world. Finally, Nourmahal is Hobbesian passion, or power conflict. The ladder, however, is not used as a structuring device, as it would have been in the previous decade. The play is structured in a single linear pattern that, like a double-backed mirror, reflects upward (the dream of heroic greatness) and downward (limiting, confining actuality) simultaneously. Bruce King has said: âThe main theme of Aureng-Zebe is the disquieting effects of imagination. The characters are driven by their restless minds to extremes of hope, passion and fear. The force that drives them is the desire to fulfill impossible dreams.â23
âNatureâ in Aureng-Zebe is the continuous interplay between transcendent idea and material limit. The conceptual change from...