Notes From Underground

Fyodor Dostoyevsky

• Publisher: Heritage Books
• Year: 2019
• ISBN:
  9780599391987
• Edition: 1
• Topic: Literatura
• Subtopic: Colecciones literarias europeas

Notes from Underground, also translated as Notes from the Underground or Letters from the Underworld, is an 1864 novella by Fyodor Dostoevsky. Notes is considered by many to be one of the first existentialist novels.
Dostoyevsky is usually regarded as one of the finest novelists who ever lived. Literary modernism, existentialism, and various schools of psychology, theology, and literary criticism have been profoundly shaped by his ideas. His works are often called prophetic because he so accurately predicted how Russia’s revolutionaries would behave if they came to power. In his time he was also renowned for his activity as a journalist.
Unlike many other Russian writers of the first part of the 19th century, Dostoyevsky was not born into the landed gentry. He often stressed the difference between his own background and that of Leo Tolstoy or Ivan Turgenev and the effect of that difference on his work. First, Dostoyevsky was always in need of money and had to hurry his works into publication. Although he complained that writing against a deadline prevented him from achieving his full literary powers, it is equally possible that his frenzied style of composition lent his novels an energy that has remained part of their appeal. Second, Dostoyevsky often noted that, unlike writers from the nobility who described the family life of their own class, shaped by “beautiful forms” and stable traditions, he explored the lives of “accidental families” and of “the insulted and the humiliated.”

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About the author:

Notes from Underground, also translated as Notes from the Underground or Letters from the Underworld, is an 1864 novella by Fyodor Dostoevsky. Notes is considered by many to be one of the first existentialist novels.

Fyodor Dostoyevsky, in full Fyodor Mikhaylovich Dostoyevsky, Dostoyevsky also spelled Dostoevsky, (born November 11 [October 30, Old Style], 1821, Moscow, Russia—died February 9 [January 28, Old Style], 1881, St. Petersburg), Russian novelist and short-story writer whose psychological penetration into the darkest recesses of the human heart, together with his unsurpassed moments of illumination, had an immense influence on 20th-century fiction.

Dostoyevsky is usually regarded as one of the finest novelists who ever lived. Literary modernism, existentialism, and various schools of psychology, theology, and literary criticism have been profoundly shaped by his ideas. His works are often called prophetic because he so accurately predicted how Russia’s revolutionaries would behave if they came to power. In his time he was also renowned for his activity as a journalist.

Major works and their characteristics

Dostoyevsky is best known for his novella Notes from the Underground and for four long novels, Crime and Punishment, The Idiot, The Possessed (also and more accurately known as The Demons and The Devils), and The Brothers Karamazov. Each of these works is famous for its psychological profundity, and, indeed, Dostoyevsky is commonly regarded as one of the greatest psychologists in the history of literature. He specialized in the analysis of pathological states of mind that lead to insanity, murder, and suicide and in the exploration of the emotions of humiliation, self-destruction, tyrannical domination, and murderous rage. These major works are also renowned as great “novels of ideas” that treat timeless and timely issues in philosophy and politics. Psychology and philosophy are closely linked in Dostoyevsky’s portrayals of intellectuals, who “feel ideas” in the depths of their souls. Finally, these novels broke new ground with their experiments in literary form.

Background and early life

The major events of Dostoyevsky’s life—mock execution, imprisonment in Siberia, and epileptic seizures—were so well known that, even apart from his work, Dostoyevsky achieved great celebrity in his own time. Indeed, he frequently capitalized on his legend by drawing on the highly dramatic incidents of his life in creating his greatest characters. Even so, some events in his life have remained clouded in mystery, and careless speculations have unfortunately gained the status of fact.

Unlike many other Russian writers of the first part of the 19th century, Dostoyevsky was not born into the landed gentry. He often stressed the difference between his own background and that of Leo Tolstoy or Ivan Turgenev and the effect of that difference on his work. First, Dostoyevsky was always in need of money and had to hurry his works into publication. Although he complained that writing against a deadline prevented him from achieving his full literary powers, it is equally possible that his frenzied style of composition lent his novels an energy that has remained part of their appeal. Second, Dostoyevsky often noted that, unlike writers from the nobility who described the family life of their own class, shaped by “beautiful forms” and stable traditions, he explored the lives of “accidental families” and of “the insulted and the humiliated.”

Dostoyevsky’s father, a retired military surgeon, served as a doctor at the Mariinsky Hospital for the Poor in Moscow, where he treated charity cases while also conducting a private practice. Though a devoted parent, Dostoyevsky’s father was a stern, suspicious, and rigid man. By contrast, his mother, a cultured woman from a merchant family, was kindly and indulgent. Dostoyevsky’s lifelong attachment to religion began with the old-fashioned piety of his family, so different from the fashionable skepticism of the gentry.

In 1828 Dostoyevsky’s father managed to earn the rank of a nobleman (the reforms of Peter I the Great had made such a change in status possible). He bought an estate in 1831, and so young Fyodor spent the summer months in the country. Until 1833 Dostoyevsky was educated at home, before being sent to a day school and then to a boarding school. Dostoyevsky’s mother died in 1837. Some 40 years after Dostoyevsky’s death it was revealed that his father, who had died suddenly in 1839, might have been murdered by his own serfs; however, this account is now regarded by many scholars as a myth. At the time, Dostoyevsky was a student in the Academy of Military Engineering in St. Petersburg, a career as a military engineer having been marked out for him by his father.

Dostoyevsky was evidently unsuited for such an occupation. He and his older brother Mikhail, who remained his close friend and became his collaborator in publishing journals, were entranced with literature from a young age. As a child and as a student, Dostoyevsky was drawn to Romantic and Gothic fiction, especially the works of Sir Walter Scott, Ann Radcliffe, Nikolay Karamzin, Friedrich Schiller, and Aleksandr Pushkin. Not long after completing his degree (1843) and becoming a sublieutenant, Dostoyevsky resigned his commission to commence a hazardous career as a writer living off his pen.

Early works

The first work Dostoyevsky published was a rather free and emotionally intensified translation of Honoré de Balzac’s novel Eugénie Grandet; and the French writer’s oeuvre was to exercise a great influence on his own fiction. Dostoyevsky did not have to toil long in obscurity. No sooner had he written his first novella, Bednyye lyudi (1846; Poor Folk), than he was hailed as the great new talent of Russian literature by the most influential critic of his day, the “furious” Vissarion Belinsky.

Three decades later, in The Diary of a Writer, Dostoyevsky recalled the story of his “discovery.” After completing Poor Folk, he gave a copy to his friend, Dmitry Grigorovich, who brought it to the poet Nikolay Nekrasov. Reading Dostoyevsky’s manuscript aloud, these two writers were overwhelmed by the work’s psychological insight and ability to play on the heartstrings. Even though it was 4:00 am, they went straight to Dostoyevsky to tell him his first novella was a masterpiece. Later that day, Nekrasov brought Poor Folk to Belinsky. “A new Gogol has appeared!” Nekrasov proclaimed, to which Belinsky replied, “With you, Gogols spring up like mushrooms!” Belinsky soon communicated his enthusiasm to Dostoyevsky: “Do you, you yourself, realize what it is that you have written!” In The Diary of a Writer, Dostoyevsky remembered this as the happiest moment of his life.

Poor Folk, the appeal of which has been overshadowed by Dostoyevsky’s later works, is cast in the then already anachronistic form of an epistolary novel. Makar Devushkin, a poor copying clerk who can afford to live only in a corner of a dirty kitchen, exchanges letters with a young and poor girl, Varvara Dobrosyolova. Her letters reveal that she has already been procured once for a wealthy and worthless man, whom, at the end of the novel, she agrees to marry. The novel is remarkable for its descriptions of the psychological (rather than just material) effects of poverty. Dostoyevsky transformed the techniques Nikolay Gogol used in The Overcoat, the celebrated story of a poor copying clerk. Whereas Gogol’s thoroughly comic hero utterly lacks self-awareness, Dostoyevsky’s self-conscious hero suffers agonies of humiliation. In one famous scene, Devushkin reads Gogol’s story and is offended by it.

In the next few years Dostoyevsky published a number of stories, including Belyye nochi (“White Nights”), which depicts the mentality of a dreamer, and a novella, Dvoynik (1846; The Double), a study in schizophrenia. The hero of this novella, Golyadkin, begets a double of himself, who mocks him and usurps his place. Dostoyevsky boldly narrates the story through one of the voices that sounds within Golyadkin’s psyche so that the story reads as if it were a taunt addressed directly to its unfortunate hero.

Although Dostoyevsky was at first lionized, his excruciating shyness and touchy vanity provoked hostility among the members of Belinsky’s circle. Nekrasov and Turgenev circulated a satiric poem in which the young writer was called, like Don Quixote, “The Knight of the Doleful Countenance”; years later, Dostoyevsky paid Turgenev back with a devastating parody of him in The Possessed. Belinsky himself gradually became disappointed with Dostoyevsky’s preference for psychology over social issues. Always prone to nervous illness, Dostoyevsky suffered from depression.

Political activity and arrest

In 1847 Dostoyevsky began to participate in the Petrashevsky Circle, a group of intellectuals who discussed utopian socialism. He eventually joined a related, secret group devoted to revolution and illegal propaganda. It appears that Dostoyevsky did not sympathize (as others did) with egalitarian communism and terrorism but was motivated by his strong disapproval of serfdom. On April 23, 1849, he and the other members of the Petrashevsky Circle were arrested. Dostoyevsky spent eight months in prison until, on December 22, the prisoners were led without warning to the Semyonovsky Square. There a sentence of death by firing squad was pronounced, last rites were offered, and three prisoners were led out to be shot first. At the last possible moment, the guns were lowered and a messenger arrived with the information that the tsar had deigned to spare their lives. The mock-execution ceremony was in fact part of the punishment. One of the prisoners went permanently insane on the spot; another went on to write Crime and Punishment.

Dostoyevsky passed several minutes in the full conviction that he was about to die, and in his novels characters repeatedly imagine the state of mind of a man approaching execution. The hero of The Idiot, Prince Myshkin, offers several extended descriptions of this sort, which readers knew carried special authority because the author of the novel had gone through the terrible experience. The mock execution led Dostoyevsky to appreciate the very process of life as an incomparable gift and, in contrast to the prevailing determinist and materialist thinking of the intelligentsia, to value freedom, integrity, and individual responsibility all the more strongly.

Instead of being executed, Dostoyevsky was sentenced to four years in a Siberian prison labour camp, to be followed by an indefinite term as a soldier. After his return to Russia 10 years later, he wrote a novel based on his prison camp experiences, Zapiski iz myortvogo doma (1861–62; The House of the Dead). Gone was the tinge of Romanticism and dreaminess present in his early fiction. The novel, which was to initiate the Russian tradition of prison camp literature, describes the horrors that Dostoyevsky actually witnessed: the brutality of the guards who enjoyed cruelty for its own sake, the evil of criminals who could enjoy murdering children, and the existence of decent souls amid filth and degradation—all these themes, warranted by the author’s own experience, gave the novel the immense power that readers still experience. Tolstoy considered it Dostoyevsky’s masterpiece. Above all, The House of the Dead illustrates that, more than anything else, it is the need for individual freedom that makes us human. This conviction was to bring Dostoyevsky into direct conflict with the radical determinists and socialists of the intelligentsia.

In Siberia Dostoyevsky experienced what he called the “regeneration” of his convictions. He rejected the condescending attitude of intellectuals, who wanted to impose their political ideas on society, and came to believe in the dignity and fundamental goodness of common people. He describes this change in his sketch The Peasant Marey (which appears in The Diary of a Writer). Dostoyevsky also became deeply attached to Russian Orthodoxy, as the religion of the common people, although his faith was always at war with his skepticism. In one famous letter he describes how he thirsts for faith “like parched grass” and concludes: “if someone proved to me that Christ is outside the truth, and that in reality the truth were outside of Christ, then I should prefer to remain with Christ rather than with the truth.”

Dostoyevsky suffered his first attacks of epilepsy while in prison. No less than his accounts of being led to execution, his descriptions of epileptic seizures (especially in The Idiot) reveal the heights and depths of the human soul. As Dostoyevsky and his hero Myshkin experience it, the moment just before an attack grants the sufferer a strong sensation of perfect harmony and of overcoming time. Freud interpreted Dostoyevsky’s epilepsy as psychological in origin, but his account has been vitiated by research showing that his analysis was based on misinformation. In 1857 Dostoyevsky married a consumptive widow, Mariya Dmitriyevna Isayeva (she died seven years later); the unhappy marriage began with her witnessing one of his seizures on their honeymoon.

Works of the 1860s

Upon his return to Russia, Dostoyevsky plunged into literary activity. With his brother Mikhail, he edited two influential journals, first Vremya (1861–63; “Time”), which was closed by the government on account of an objectionable article, and then Epokha (1864–65; “Epoch”), which collapsed after the death of Mikhail. After first trying to maintain a middle-of-the-road position, Dostoyevsky began to attack the radicals, who virtually defined the Russian intelligentsia. Dostoyevsky was repulsed by their materialism, their utilitarian morality, their reduction of art to propaganda, and, above all, their denial of individual freedom and responsibility. For the remainder of his life, he maintained a deep sense of the danger of radical ideas, and so his post-Siberian works came to be resented by the Bolsheviks and held in suspicion by the Soviet regime.

Notes from the Underground

In the first part of Zapiski iz podpolya (1864; Notes from the Underground) an unnamed first-person narrator delivers a brilliant attack on a set of beliefs shared by liberals and radicals: that it is possible to discover the laws of individual psychology, that human beings consequently have no free choice, that history is governed by laws, and that it is possible to design a utopian society based on the laws of society and human nature. Even if such a society could be built, the underground man argues, people would hate it just because it denied them caprice and defined them as utterly predictable. In the novella’s second part the underground man recalls incidents from his past, which show him behaving, in answer to determinism, according to sheer spite. Dostoyevsky thus makes clear that the underground man’s irrationalist solution is no better than the rationalists’ systems. Notes from the Underground also parodied the bible of the radicals, Nikolay Chernyshevsky’s utopian fiction What Is to Be Done? (1863).

Stay in western Europe

For several reasons, Dostoyevsky spent much of the 1860s in western Europe: he wanted to see the society that he both admired for its culture and deplored for its materialism, he was hoping to resume an affair with the minor author Appolinariya Suslova, he was escaping his creditors in Russia, and he was disastrously attracted to gambling. An unscrupulous publisher offered him a desperately needed advance on the condition that he deliver a novel by a certain date; the publisher was counting on the forfeit provisions, which would allow him nine years to publish all of Dostoyevsky’s works for free. With less than a month remaining, Dostoyevsky hired a stenographer and dictated his novel Igrok (1866; The Gambler)—based on his relations with Suslova and the psychology of compulsive gambling—which he finished just on time. A few months later (1867) he married the stenographer, Anna Grigoryevna Snitkina. She at last put his life and finances in order and created stable conditions for his work and new family. They had four children, of whom two survived to adulthood.

Crime and Punishment

Written at the same time as The Gambler, Prestupleniye i nakazaniye (1866; Crime and Punishment) describes a young intellectual, Raskolnikov, willing to gamble on ideas. He decides to solve all his problems at a stroke by murdering an old pawnbroker woman. Contradictory motives and theories all draw him to the crime. Utilitarian morality suggests that killing her is a positive good because her money could be used to help many others. On the other hand, Raskolnikov reasons that belief in good and evil is itself sheer prejudice, a mere relic of religion, and that, morally speaking, there is no such thing as crime. Nevertheless, Raskolnikov, despite his denial of morality, sympathizes with the unfortunate and so wants to kill the pawnbroker just because she is an oppressor of the weak. His most famous theory justifying murder divides the world into extraordinary people, such as Solon, Caesar, and Napoleon, and ordinary people, who simply serve to propagate the species. Extraordinary people, he theorizes, must have “the right to transgress,” or progress would be impossible. Nothing could be further from Dostoyevsky’s own morality, based on the infinite worth of each human soul, than this Napoleonic theory, which Dostoyevsky viewed as the real content of the intelligentsia’s belief in its superior wisdom.

After committing the crime, Raskolnikov unaccountably...