Developing the Optimal Treatment Plan Together
The optimal dysphagia treatment is developed if the otolaryngologist and SLP with dedicated clinical focus on dysphagia work closely together. Ideally, both should convene a face-to-face meeting and review the core triad of instrumental swallow assessments for dysphagia: flexible endoscopic evaluation of swallowing (FEES), modified barium swallow study (MBSS), and transnasal esophagoscopy (TNE). At the minimum, there should be open channels of communication between the two to co-manage the patient. At our institution, we convene weekly meetings to go over all swallow studies. This collaborative effort has many benefits. For the otolaryngologist, it is very useful to review the MBSS personally with the SLP to correlate and corroborate the anatomic and swallowing dysfunction seen on FEES, especially for surgical planning. An indepth discussion of swallowing evaluations, and the pros and cons of the different treatment options is discussed. The face-to-face discussion also benefits the SLP, as it brings out in discussion the physician's assessment and plans as well as what MBSS images, interpretations, and reporting is needed to facilitate those treatment decisions. The SLP can also view the endoscopic images to more fully understand the patient's anatomy and swallow function and provide input about how a surgical intervention may impact swallow function or swallow therapy. The approach also improves the coordination of care. For example, a decision can be made for a staged treatment approach, with surgery followed by swallow therapy or vice versa. Most importantly, the patient benefits from better treatment decisions and swallowing outcomes that result when cases are discussed and the patient's dysphagia complaints and swallow dysfunction are clarified prior to treatment. This collaboration also allows the swallow team to speak with a single voice, which may improve the patient's understanding of the problem and plans for managing dysphagia.
The dysphagia history is first discussed during the case reviews. A key question to consider is how the medical history may be expected to relate to the patient's swallowing problems. For example, is there a history of chronic neurologic disease, chemoradiation therapy, head and neck surgery, or other acute exacerbating factors such as recent stroke? What is the patient's age? This may be an important consideration since some elderly individuals have multiple medical conditions and reduced functional reserve. Generally, older patients in their 80s and 90s poorly tolerate acute worsening of swallow function and its complications. How long has the patient had a swallowing problem? The time since the onset of dysphagia is particularly important in dysphagia from chemoradiation therapy for head and neck cancer. We also consider the patient's description of the swallowing problems as well as medical conditions that may have a bearing on treatment considerations, such as dementia. Next, the swallow studies are reviewed. FEES provides anatomic details of swallowing apparatus and severity of pharyngeal residue as well as penetration/aspiration. MBSS allows a closer review of all phases of swallowing. The pharyngeal phase of swallowing is quick and lasts about a second, thus reviewing the study in real time often misses the relevant swallow events. Thus, frame-by-frame analysis of the pharyngeal phase of the swallow is performed to fully discern the anatomic and physiologic details of swallow dysfunction. Commercially available video software capable of pausing/advancing/rewinding each frame is needed for this task. After the MBSS review, other tests that may have been obtainedāTNE, esophagram, high-resolution esophageal manometryāare discussed. We find it particularly useful to document the severity and details of the following findings in making treatment decisions: presence or absence of (1) pharyngeal weakness, (2) epiglottic dysfunction, (3) penetration, (4) aspiration, (5) upper esophageal sphincter (UES) dysfunction, (6) findings of an esophageal screen on MBSS, if performed, and (7) overall impression of the swallow dysfunction and the contributing factors.
A consensus treatment plan is then developed. First, an overall impression of the key factors that explains the swallow dysfunction should be made. For example, a patient with long-standing dysphagia from radiation therapy or neurodegenerative disease may have had an acute worsening of swallowing after a recent surgical procedure even if the surgery was not in the head and neck region. In such cases, one could anticipate that the swallow dysfunction may be improved at least to baseline before the latest exacerbation in swallowing. The overall treatment plan is documented, including recommendations for (1) currently safe diet, (2) surgical intervention(s), and/or (3) swallow therapy. If both surgery and swallow therapy are recommended, the timing of either should be decided, as well as the swallow therapy technique(s) that may be most effective. For example, if surgery could worsen penetration/aspiration, then it makes sense to train the patient in the supraglottic or super-supraglottic swallow technique to protect the airway prior to surgery. On the other hand, if significant obstructions to swallowing are present, then those obstructions should be removed prior to swallow therapy (assuming that treating the obstruction will not increase the risk of aspirationāeach patient must be viewed as a unique case). Finally, potential barriers to improving swallow function should be considered and documented. Such considerations include the length of time from chemoradiation therapy, whether the pharynx is insensate, the cogniti...