CHAPTER ONE
Defining Scotland and the Scots Before the Wars of Independence1
Dauvit Broun
However strange past images of Scotland and the Scots may seem to todayâs eyes, some basic features have remained recognisable for centuries. In particular, the idea that Scotland is defined territorially by the geographical limits of the kingdom, and the notion that the Scots are the people of Scotland, appear so obvious that they barely seem to justify comment. Before the mid-thirteenth century, however, even these fundamentals would not have been familiar. For those living within the kingdomâs bounds at that time âScotlandâ and âScotsâ usually meant something quite different. To make matters even more confusing from a modern viewpoint, there was no agreementâeven among the literate fewâabout where they thought Scotland was. The most dramatic illustration of this is that it was possible in 1214 for someone to refer to âScotlandâ as limited to the area north of the Forth and south of Moray,2 but for someone else in 1216 to write unambiguously of âScotlandâ as including Galloway in the south-west and the Merse in the extreme southeast.3
It might seem tempting to dismiss such variation as something awkward, rather like the miriad unstandardised weights and measures of the pre-industrial age, which need only concern the specialist. This would be a mistake. If contemporary definitions of âScotlandâ and âScotsâ are taken into account it is possible to gain new perspectives on Scotlandâs early development, as well as achieve a more general appreciation of how even such basic terms can be flexible and adaptable.
It must be admitted that defining Scotland and the Scots hardly seems to be much of a problem according to the generally established contours of how Scotland first took shape in this period. From the beginning, we are told, there were Scots (originating from Ireland) who settled in Argyll around the year 500 AD as a branch of the Ulster kingdom of DĂĄl Riata. Around the year 843 Cinaed mac Alpin (âKenneth Iâ), king of DĂĄl Riata, became king of the Picts and so formed the kingdom of Scotland by uniting Picts and Scots. Scotlandâs kings are therefore numbered from Cinaed (Kenneth) onwards. In the process the Scots overwhelmed the Picts, who subsequently vanished. The kingdom expanded southwards, taking Edinburgh in the reign of Illulb mac Constantin (954â62), and incorporating âStrathclydeâ after its last king died (probably) in 1018. The Scottish king at that time, Mael Coluim mac Cinaeda (âMalcolm IIâ) (1005â34), therefore, sometimes vies with Cinaed mac Alpin as the first king of a âunitedâ Scotland.4 Throughout such an account âScotlandâ is defined as the Scotland of today, progressively âunifiedâ first of all when âKenneth Iâ overran the Picts and (allegedly) began to rule most of Scotland, and then finally when his successors gained control over what remained of mainland Scotland. The Scots, in turn, are ultimately the people whose kings conquered the Picts and expanded their realm into southern Scotland. Bede referred to them (while they were still confined to Argyll) as Scoti, so any quibble about the matter would apparently seem unnecessary. In short, Scotland is seen first-and-foremost as a concrete realityâthe medieval kingdom and, ultimately, the present-day country.
No-one would deny that the early development of the Scottish kingdom is a fundamental part of Scottish history. There is an important distinction to be made, however, between the kingdom on the one hand and, on the other hand, the âScotlandâ understood by contemporaries before the wars of independence. As noted already, it was possible for someone nearly two-hundred years after 1018 to see âScotlandâ as only part of the area ruled by the king of Scots. If contemporaries did not automatically equate âScotlandâ with the kingdom, it must be asked whether by doing so ourselves we may be losing sight of an important aspect of Scotlandâs history in this period. Moreover, giving insufficient weight to contemporary definitions can lead to distortion. The use of âScotsâ by modern historians to refer both to the kingdomâs inhabitants in the time of Wallace as well as the people from Argyll who (we are told) overwhelmed the Picts, threatens to obscure how the meaning of Scoti changed fundamentally in this period, and actually meant âIrish/Gaelsâ in Bedeâs day. Indeed, âScotsâ as a general term for the kingdomâs inhabitants does not appear to have gained universal acceptance in written sources until the late thirteenth century.5 Neither does the generally accepted view of Scotlandâs origins do justice to the insistence of contemporary record that the Picts were the people of the kingdom for at least a generation after âKenneth Iâ.6 Because the usual outline of Scotlandâs early history is not sensitive to how people in the Scottish kingdom at the time defined themselves and defined Scotland territorially, it actually fails to address the early development of âScotlandââas distinct from the kingdom. It therefore risks giving insufficient attention to a significant dimension of Scotlandâs formative period as a society. The question of how contemporaries in the Scottish kingdom defined âScotlandâ and âScotsâ in this period can not, however, be given a simple answer, and this essay will not attempt to cover all aspects of the subject. Also, the issue of how the kingdom itself was identified will not be discussed fully. It may be noted, however, that in charters from the 1160s onwards the entire realm of David Iâs successors was increasingly referred to as âkingdom of Scotsâ or âkingdom of Scotlandâ,7 which brings us back to the question of how âScotlandâ and âScotsâ were defined in this period.
Everyone who studies Scottish history in the twelfth and early thirteenth centuries is accustomed to referring to the country north of the Forth as âScotiaâ. This is justified by an abundance of contemporary references. Before the mid-thirteenth century, however, Scotia could be understood as the area north of the Forth, south of Moray and east of the central highlands. A topographical description of Scotland (dating to sometime between 1202 and 1214) referred to the mountain-range running north from Ben Lomond and Breadalbane as âthe mountains which divide Scotia from Argyllâ;8 a charter of David I relating to Urquhart Priory addressed the âworthy men of Moray and Scotiaâ;9 and, in a section of Gesta Annalia (attributed to John of Fordun) which probably reflected the words of a contemporary source, William I is described as returning âfrom Moray to Scotiaâ in 1214.10 Scotia was not always the preferred term in Latin; another term, Albania, is also found in writings of the twelfth and thirteenth centuries.11 Albania was simply a Latinised version of Gaelic Alba, âScotlandâ. It is noteworthy, therefore, that Alba itself was once applied to the area between the Forth, Moray and the central highlands.12
Now, Gaelic Alba and Latin Scotia, if used today, would normally be translated âScotlandâ. There has been an unwillingness, however, to translate them so unless they referred to an area more or less equivalent to modern Scotland. Instead, the Scotia (or Alba) of the twelfth century tends to be called simply âScotiaâ or âAlbaââno doubt with the aim of avoiding confusion. In writing about this period in English a distinction has therefore been drawn which reserves âScotlandâ for what is recognisable in todayâs terms as Scotland. Such a distinction, however, is impossible in medieval Latin or in Gaelic (the native language of the great majority of medieval Scots before the wars of independence): Alba, of course, is the only term available in Gaelic, and Scotia (or Albania) is all that is available in Latin. The best way to reflect contemporary terminology, therefore, would be to translate Alba or ScotialAlbania as âScotlandâ, even if it denoted only part of what is now Scotland. In this way it would be easier to appreciate that, from the perspective of contemporary usage, âScotlandâ already existed as a territorial term before it was redefined during the course of the thirteenth century to include most of modern Scotland.
It would be too simple, however, to say that âScotlandâ meant one thing before the early thirteenth century, and then changed into something else. It is important to emphasise that before this change occurred there was, in fact, a striking variety in what âScotlandâ could mean. The region between the Forth, Moray and the central highlands was only the most restricted definition of âScotlandâ: indeed, in the contemporary âScottishâ section of the Holyrood chronicle (1150â89) it is possible that âScotlandâ was used in a rather general way which included the area south of the Forth.13 Such variation in meaning is even apparent in a single text. In the topographical tract referred to earlier (datable to 1202Ă1214), âScotlandâ is described in detail as either the entire mainland north of the Forth and Clyde (though not Caithness), or the mainland north of the Forth, but not including either Argyll or the Lennox.14
This is not to say that the variety was endless. For most of the period before the wars of independence there were, however, at least two âScotlandsâ: a âlesser Scotlandâ (the area between the Forth, Moray and the central highlands) and a âgreater Scotlandâ, which imprecisely included most of the mainland north of the Rivers Forth and Clyde. The equation of âScotlandâ with the whole area ruled by the king of Scots was, at best, only embryonic before the thirteenth century. Although no specific examples of the idea of âlesser Scotlandâ can be cited later than 1214, it may be noted that chroniclers at Melrose, in a passage relating to Scoto-Norwegian diplomacy of 1265, referred to the Hebrides as âthe tiny islands lying around the full kingdom (ampla regio) of the Scotsâ.15 This equation of mainland Scotland with the kingdom at it fullest extent seems to echo the idea of âgreater Scotlandâ as distinct from âlesser Scotlandâ.
The most difficult of these âScotlandsâ to grasp is doubtless âlesser Scotlandâ. How could it happen that âScotlandâ once referred to an area approximately only a quarter of the landmass of Scotland today? The most likely answer is that this was probably the original extent of âScotlandâ when this term was first coined in Gaelic as Alba. This sits uneasily with the long-accepted view that Alba simply denoted the kingdom created as a consequence of a âunion between Picts and âScotsâ under Cinaed mac Alpin ca 843. In the only sources likely to reflect contemporary usage, however, it was not until 900 that Alba replaced âPictlandâ.16 Two texts, moreover, suggest that one way in which Alba ...