Historical Materialism
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Historical Materialism

Nikolai Bukharin

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eBook - ePub

Historical Materialism

Nikolai Bukharin

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About This Book

This classic volume contains Nikolai Bukharin's 1928 treatise, "Historical Materialism". Nikolai Ivanovich Bukharin (1888-1938) was a Russian revolutionary, politician, and author. Bukharin was an important Bolshevik revolutionary, and spent six years with Lenin and Trotsky in exile. He wrote prolifically on the subject of revolutionary theory. This book will appeal to those with an interest in the Russian Revolution, and would make for a fantastic addition to collections of related literature. Contents include: "The Practical Importance of the Social Sciences", "Cause and Purpose in the Social Sciences (Causation and Teleology", "Determinism and Indeterminism (Necessity and Free Will)", "Dialectic Materialism", "Society", "The Equilibrium Between Society and Nature", "The Equilibrium Between the Elements of Society", etc. Many classic books such as this are becoming increasingly rare and expensive. We are republishing this volume now in an affordable, modern, high-quality edition complete with a specially commissioned new biography of the author.

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1: Cause and Purpose in the Social Sciences (Causation and Teleology)
a. The Uniformity of Phenomena in General and of Social Phenomena in Particular
If we regard the phenomena of nature which surround us, as well as those of social life, we shall observe that these phenomena by no means constitute a confused mass in which nothing may be distinguished or understood or predicted. On the other hand, we may everywhere ascertain, by attentive observation, a certain regularity in these phenomena. Night is followed by day; and, just as inevitably, day is followed by night. The seasons regularly follow one upon the other, accompanied by a great number of concomitant phenomena, repeating themselves year after year; the trees put forth their leaves and shed them; various kinds of birds of passage fly into our country and out again; men sow or reap; etc. Whenever a warm rain falls, mushrooms grow up in profusion, and we even have a saying, "to grow like mushrooms after a rain." A grain of rye, falling upon the ground, will strike root and the plant under certain circumstances will ultimately produce an ear of grain. But we have never observed that any such ear grew - let us say - out of frogs' eggs or from bits of sandstone. Everything in nature, therefore, from the movements of the planets down to the little grain or mushroom, is subject to a certain uniformity or, as it is generally put, to a certain natural law.
We observe the same condition in social life also, i.e., in the life of human society. However complicated and varied this society may be, we nevertheless observe and discover in it a certain natural law. For example, wherever capitalism develops (in America or in Japan, in Africa or in Australia), the working class also grows and expands, likewise the socialist movement; the theory of Marxism is spread. Together with the growth of production there is a growth in "mental culture": in the number of persons able to read and write, for example. In capitalist society, crises arise at definite intervals of time, which follow upon industrial booms in as precise a succession as the succession of day and night. The bringing out of any great invention which revolutionizes technology also speedily alters the entire social life. Or, let us take another example; let us count the number of persons born every year in a certain country: we shall see that in the following year the increase in the population by percentage will be approximately the same. Let us calculate the quantity of beer consumed each year in Bavaria; we shall find that this quantity is more or less constant, increasing with the increase in population. If there were no uniformity, no natural law, it is of course clear that nothing could be predicted, nothing could be done. Day might follow upon night today, and then there might be daylight for a whole year. This year, snow might fall in winter, while next winter oranges might grow. In England, the working class might grow up by the side of capitalism, while in Japan the number of landowners might perhaps increase. Now we bake bread in an oven but then - why not? - perhaps loaves of bread will grow on pine trees instead of cones.
As a matter of fact, however, no one has any such thoughts, every one well knows that loaves of bread will not grow on pine-trees. Every one has observed that in nature and society there is a definite regularity, a fixed natural law. The determination of this natural law is the first task of science.
This causality in nature and society is objective; it exists whether men are aware of it or not. The first step of science is to reveal this causality and free it from the surrounding chaos of phenomena. Marx considered the earmark of scientific knowledge to be its character as "a sum of many determinations and relations", as opposed to a "chaotic conception". (Introduction to A Critique of Political Economy, Chicago, 1913.) This character of science of "systematizing", "coordinating", "organizing", etc., is recognized by all Thus Mach (inErkenntnis und Irrtum) defines the process of scientific thinking as an adaptation of thoughts to facts and of thoughts to thoughts. Karl Pearson, an English professor, writes: "Not the facts themselves constitute science, but the method of elaborating them." The original method of science is the "classification" of facts, which does not mean a mere collection of facts, but their "systematic connection". (Karl Pearson, Grammar of Science, London, 1892, p.15 and 92.) Yet, the great majority of present-day bourgeois philosophers find the function of science to be not the discovery of those causalities that exist objectively, but the invention of such causalities by the human person. But it is clear that the succession of day and night, of the seasons, the uniform sequence of natural and social phenomena, are independent of whether the mind of the learned bourgeois will have it so or not. The causality of phenomena is an objective causality.
b. The Nature of Causation, Formulation of the Question
If uniformity, as stated above, may be observed in the phenomena of nature and society, we may well ask what is this uniformity? When we examine the mechanism of a watch and note its precise operation, when we observe how beautifully the little wheels have been adjusted one with regard to the other, each tooth meshing with another, we are fully aware why the mechanism works as it does. Watches are made on a definite plan; this instrument has been constructed for a definite end; each screw has been put in its place precisely for the attainment of this end. Similarly, in the great universe, the planets move regularly and smoothly in their courses; nature wisely preserves the specially developed forms of life. We have only to regard the construction of the eye of any animal in order to observe at once how cunningly and skilfully, with what practical planfulness this eye has been constructed. And everything in nature seems informed with a plan: the mole, living under the surface of the ground, has little blind eyes, but very excellent hearing; while the deep-sea fish against whose body the weight of the water is pressing, resists this pressure by an equal pressure from within (if taken out of the water, the fish will burst), etc. And how is it in human society? Does not humanity propose a great goal for itself; namely, communism? Does not the entire evolution of history move toward this great goal? Therefore, if everything in nature and in society has an object, which may not in every case be known to us, but which consists in an eternal process of perfection, should we not consider all things from the point of view of these goals? In this case, the natural law condition of which we have spoken will appear to be a condition of purposeful natural law (or of teleological natural law; from the Greek telos, "goal", "purpose"). This is one of two possibilities, one of the ways in which the question as to the character of natural law may be formulated.
Another formulation of the question starts with the fact that every phenomenon has its cause. Humanity moves toward communism for the reason that the proletariat has grown up within capitalist society and this proletariat cannot be accommodated in the framework of this society: the mole has poor sight and excellent hearing because in the course of thousands of years the natural circumstances have been exerting their influence on these animals, and the changes called forth by these circumstances have been handed down to their offspring; those animals which were more adapted to these circumstances finding it easier to continue to live, to reproduce and to multiply, than those less adapted to the changes. Day is followed by night, and vice-versa, because the earth revolves about its axis and turns to the sun now one side and now the other. In all these cases we do not ask for the purpose ("for what end?"), but we ask for the cause ("why?"). This is the causal (from Latin causa, "cause") formulation of the question. The natural law of phenomena is here represented as a law of cause and effect.
Such is the nature of the conflict between causality and teleology. We must dispose of this conflict at once.
c. Teleology and Objections to Teleology, Immanent Teleology
If we consider teleology as a general principle, i.e., if we closely examine this view, according to which everything in the world is subject to certain purposes, it will not be difficult to grasp its complete absurdity. After all, what is a goal? The conception of a goal presupposes the conception of some one who sets this goal as a goal, i.e., who sets it consciously. There is no such thing as a purpose apart from him who conceives the purpose. A stone does not set any goals for itself, any more than does the sun, or any of the planets, or the entire solar system, or the Milky Way. A purpose is an idea which can be associated only with conscious living creatures, having desires, representing these desires to them selves as goals, and aspiring to the realization of these desires (in other words, to "approach" a certain "goal"). Only a savage may ask the purpose pursued by a stone lying by the wayside. The savage imputes a soul to nature and to the stone. Therefore, "teleology" is dominant in his mind, and the stone acts in the manner of a conscious human being. The advocates of teleology are similar to this savage, for in their minds the entire world has a purpose, this purpose having been set by some unknown being. It is clear from the above that the conception of purpose, of planfulness, etc., is absolutely inapplicable to the world as a whole, and that the natural law of phenomena is not a teleological natural law.
It is not difficult to trace the roots of the conflict between the adherents of teleology and those of causality. Ever since human society has been divided into groups, some of which (the minority) rule, command, control, while the others are ruled, and obey, them, men have been disposed to measure the entire world by this standard. As the earth holds kings, judges, rulers, etc., who make laws, pronounce judgments, impose punishments, so the universe has a celestial king, a celestial judge, his heavenly host, generals (arch-strategists). The universe has been conceived as a product of the creative will which-appropriately enough gives serious attention to fixing the goals it has in mind, its "divine plan". The causality in phenomena has been taken to be an expression of this divine will. Aristotle went so far as to say: "Nature is the goal" (ή δέ Φΰσις τέλσς έστιυ ). Greek nomos (υόμσς "law") meant both a "natural law" and a "moral law" (commandment, standard of conduct), as well as order, planfulness, harmony.
As the omnipotence of the emperors was extended, the jurisprudence of ancient Rome also was transformed into a worldly study of divinity. Its further development proceeded hand in hand with dogmatic theology. Law now simply meant a standard (rule of conduct: - N.B.), emanating from the supreme power - the celestial imperator, in theology; the terrestrial God, in jurisprudence - and prescribing a certain conduct for its creatures. (E. Spektorsky: Sketches on the Philosophy of the Social Sciences, Series ...

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