Increasingly expected to help resolve citizensâ difficulties, the disciplineâperceived as fragmented and method-drivenâfaces the challenge of becoming more relevant, more comprehensible, and (where necessary) more critical of governments, political and business elites.
End AbstractâA neglect of the citizenâ: No less was attested to political science in its present state by 2009 Economics Nobel Laureate Elinor Ostrom. During an interview, she illustrated her criticism with the observation that once, while waiting at a meeting of the American Political Science Association (APSA), she had been asked why she was reading a book on peasants. Political science, she had been reminded, âwas about presidents, parties, and Congressâ (Toonen 2010: 197).
Ostrom was scheduled to be keynote speaker at the 2012 Madrid World Congress of the International Political Science Association (IPSA). Her research focus on polycentric systems of power and on the direct involvement of citizens in the governance of such systems has provided inspirations for political science, for a hopefully renascent political economy, and for climate policies (see Tarko 2017: 12/13, 53, 172; passim). Sadly, she died from cancer a few weeks before the world congress.
Any political scientist who remains unconvinced by the mere reference to a past APSA Presidentâsâand James Madison Award recipientâsâreading habits could do worse than glance at the following sentences by AntĂłnio de Figueiredo, journalist and campaigner in Salazarist Portugal (de Figueiredo 1975: 10â12): âReading and writing letters for illiterate peasants made me understand that poverty takes many cruel forms other than occasional hunger.â He sensed, Figueiredo wrote, âhow my intrusion must have inhibited them and saw how inarticulate they were.â He also recalled his shock of discovering at an early age âthat illiteracy or semi-literacy were not a product of casual neglect but part of the established social order.â
Figueiredo went on to recount how, while reading to a gathering of peasants from the speeches of President Roosevelt promising freedom, a rural Republican Guard had threatened to beat him up if he persisted âin disturbing the minds of local people with that âCommunist poisonââ. At the time, he had determined for himself that one day he would be capable to figure out the guardâs motives and the basis of his power.
As with Figueiredo, should not a similarly determined effort rank high among the concerns of political science to broaden our own and othersâ understanding about the ways in which citizens are being encouraged or prevented to effectively participate in their political systems? And should not such an effort include, as Ostrom insisted in her 1997 APSA Presidential address, a searching look at the knowledge and the skills which our discipline presently provides?
âAll too many of our textbooks focus exclusively on leadersâ, Ostrom held. They do not inform future citizens âof the actions they need to know and can undertakeâ. Nor are their moral decisions discussed. âWe are producing generations of cynical citizens with little trust in one anotherâ (Ostrom 1998: 3, 18).
The shortcoming which this admonishment called by name was unexpectedly brought into the limelight by a US legislatorâs derogatory assessment of the discipline. Submitting, in November 2009, an amendment to the 2010 Commerce, Justice & Science Appropriation Act, Senator Thomas Coburn (R, OK) contended that the National Science Foundationâs (NSF) Political Science Program drew resources away from research which might otherwise yield âdiscoveries that can improve the human conditionâ. The implication was obvious.
Coburn wished to bar the NSF from allocatingâor, as he read into the record, from âwastingââfederal research money for any political science project. His motion obtained 36 votes in the US Senate, with a majority of 62 senators voting against (Eisfeld 2011: 220). Four years after his first attempt, Coburn tried again, this time choosing a time-proven approach which came close to succeeding. The âhuman conditionâ was not mentioned again. Instead, the 2013 Coburn Amendment wanted to restrict NSF political science funding to projects certified by the agency as âpromotingâ either national security or the economic interests of the United States.
Favored by a situation, when avoiding a government shutdown required rapidly resolving a budget stalemate between the Democratic-controlled US Senate and the Republican-led House of Representatives, Coburn managed to reach an agreement with Appropriations Committee Chair Barbara Mikulski (D, MD). Passed by acclamation (voice vote), rather than by recorded (roll call) vote, the amendment was included in the Continuing Appropriations Act of 2013, prompting the NSF to cancel the current political science grant cycle (APA 2013; Reilly 2013; Mole 2013).
After some debate, APSA responded in an equally time-honored way. The organization did not refer either to possible improvements of the human condition. Rather, it spent $48,000 in hiring the services of a Washington lobbying firm which provides âstrategic communication services to clients who wish to have an impact on decision-makersâ: Barbara Kennelly Associates, established by a congresswoman from Connecticut who is also a political science professor. According to APSA President John H. Aldrich, someone was needed âwith access to Senator Mikulskiâ. The effort paid off: When Congress passed the omnibus appropriations bill in early 2014, the restricting amendment was omitted (Stratford 2014).
While the outcome may be considered a victory, of course it does not touch on problems posed by the state of the discipline. Soberingly enough, observations such as Ostromâs have been piling up over the past two decades. Giovanni Sartori contended in 2004 that political scienceâat least American-style, largely quantitative political scienceââis going nowhere⊠Practice-wise, it is largely useless science that does not supply knowledge for useâ (Sartori 2004: 786). The New York Times quoted Joseph S. Nye in 2009 with the assessment that the discipline may âbe moving in the direction of saying more and more about less and lessâ (Cohen 2009). Two years later, former IPSA Secretary General John Trent, who had organized the organizationâs world congresses from 1973 to 1988 and again in 2000, highlighted the disciplineâs âretreatâ from public debate: There are âfew âpublic intellectualsâ and few connections with the political classâ. The general result, Trent concluded echoing Ostrom, is âa sense that we are not helping citizensâ (Trent 2011: 196/197).
To a considerable extent, these misgivings stem from two ongoing debates about the fragmentation (less kindly, the balkanization) of the discipline and about how much relevant work is being done in a predominantly method-driven field, whose mainstream approach has come to be âsymbolized by multiple-regression equationsâ (Smith
1997: 254).
Advanced fragmentationâor compartmentalizationâhas been tied to the emergence of ânichesâ where highly specialized political scientists survive by defending their âturfââtheir priorities, their projects, and their responsibilities. They conduct âhighly particularizedâ research, and they write for their own kindâfor âhighly specialized audiencesâ, rather than for âa few specialists and many non-specialistsâ (Sigelman 2006: 475). The specialization of individual scholars has been supplemented, even fortified, by the specialization of loosely organized, research-oriented standing sections or working groups. By 2010, four national organizations aloneâthe British Political Studies Association, the American, German, and Russian Political Science Associationsâhad collectively generated no fewer than 147 such sub-groups. In many instances, there has been little or no mutual awareness of each otherâs projects, meetings, or publications. Cross-field research, engaging salient issue areas by cutting across traditional domains, remains underdeveloped (Eisfeld 2016: 16, 18).
Formalized method taking precedence over substantive issues implies that problems addressed will be âfairly narrowâ (due to obtainability of quantitative data), results âlimitedâ in range, much of the work terminologically âincomprehensibleâ to a general public and âuninterestingâ as regards contentâin a word, âarcaneâ (Smith 2009: 2). For the sub-field of environmental policy studiesâwhich will resurface in this bookâthe assessment was recently borne out by Jennifer Clapp and Peter Dauvergne, two long-time past editors of the leading journal Global Environmental Politics: Critical faculties are impaired, as refinement of sophisticated approaches takes precedence over examining their appropriateness for addressing salient problems. Increasingly complex modeling and statistical methods risk to disconnect scholarship from policy and issue orientation (Dauvergne and Clapp 2016: 3). More determined critics, such as Donald Green and Ian Shapiro, have dissected what they label the âpathologiesâ of method-driven political science, due to practitionersâ eagerness âto vindicateâ their models, rather than âto understand and explain actual political outcomes â (Green and Shapiro 1994: 33; Shapiro 2002: 598).
To add insult to injury, the adopted mathematics, as will be seen below, did not always convince mathematicians.
The results of fragmentation and of method-driven, rather than problem- ...