Chapter 1
Sympathy and Cosmopolitanism
Does reading literature enhance the sympathetic imagination? If so, might the study of literature foster a cosmopolitan practice that establishes equitable relations premised on mutual sympathy? These questions may easily be decried as naïvely and sentimentally utopian. They may be decried as naïve because they envision diverse readerships that are homogenously affected by a course of literary study. They may be decried as sentimental because they suggest a correlation between sympathy and equality. Yet contemporary cosmopolitan thinkers have repeatedly affirmed the potential of reading literature for the development of the sympathetic imagination and the increased capacity to feel for other human beings, howsoever distant and different. Such affirmations foreground both a desire for a universal human sympathy and a faith in the humane effects of sympathy persisting within contemporary cosmopolitan theory, even though contemporary cosmopolitan discourse actively refutes accusations of naïveté and sentimentality. This chapter and the two following endeavor to articulate the ways in which discrete understandings of sympathy come to dictate and reify cosmopolitan practices.
In the first part of this chapter, I delineate the relation between cosmopolitanism and sympathy with reference to two particular strains of cosmopolitan thought. Specifically, I contextualize contemporary cosmopolitan theory within a brief historical genealogy of the connections between sympathy, cosmopolitanism, and the novel in works by Adam Smith and Immanuel Kant. These thinkers are touchstones for contemporary debates that ask if and how reading constitutes a sound basis for cosmopolitan practice. I go on to argue that even discussions of cosmopolitanism that do not center on the literary often invoke sympathy, and its cultivation, as central to cosmopolitan practice. In the second part of the chapter, I distinguish my approach to sympathy in J. M. Coetzeeâs fiction from previous scholarship that has argued for that fictionâs potential to broaden the scope of readersâ sympathies. In charting the evolution of the representation of sympathy across Coetzeeâs oeuvre, I justify the project of examining the limits of cosmopolitan sympathy in Coetzeeâs later work.
The Novel and Cosmopolitan Sympathy: A Historical Genealogy
Since the novelâs popularization in the eighteenth century, novel reading has been associated with the cultivation of an ethically or politically efficacious sympathy. Theories of the relation between novels and sympathy have not always been amenable, however, to the cultivation of a particularly cosmopolitan perspective. In The Theory of Moral Sentiments (1759), Adam Smith articulates an idea of sympathy that is concomitant with a âsense of proprietyâ that both marks individual virtue and ensures the fulfillment of public duties (137). This idea of sympathy, however, is explicitly pitted against â[t]he stoical apathyâ that characterizes classical cosmopolitan thought (Smith 137). In the philosophy of Zeno, the cosmo-polites, the âcitizen of the world,â is detached from the feelings of the polis, while in communion with the wise and virtuous, through divine logos (Douzinas 152). The apatheia of the Stoic stands in contrast to the sympatheia of the united demos: âThe Greek verb sympascho and the noun sym-patheia mean to suffer with others, to feel with and for others, to be affected by the same thing and to link emotions in publicâ (Douzinas 75â76). Smith argues against the Stoics, stating that we must relinquish the idea that âwe should view ourselves, not in the light in which our own selfish passions are apt to place us, but in the light in which any other citizen of the world would view usâ (136). In place of such stoical efforts, Smith advocates the cultivation of âthat extraordinary sensibility, which we naturally feel for the misfortunes of our nearest connectionsâ (137), and suggests that such proper sensibility is better cultivated through the study of literature than through the âmetaphysical sophismsâ of classical philosophy: âThe poets and romance writers, who best paint the refinements and delicacies of love and friendship, and of all other private and domestic affections, Racine and Voltaire, Richardson, Marivaux, and Riccoboni, are, in such cases, much better instructors than Zeno, Chrysippus, or Epictetusâ (137). Smith prescribes the sentimental, epistolary novel precisely because it does not portend the instruction of universalistic, cosmopolitan philosophy, with its attendant insistence on the suppression of âselfish passions.â
Smithâs rejection of cosmopolitan philosophy hinges upon his understanding of sympathy as that which is dictated by extant relationships and obligations. Duties and sympathies alike, he suggests, materially end with âcountryâ: âThe state or sovereignty in which we have been born and educated, and under the protection of which we continue to live, is, in ordinary cases, the greatest society upon whose happiness or misery our good or bad conduct can have much influenceâ (229). The state that protects the individual is also the state that the individual can affect. Smith dismisses attempts to sympathize on a cosmopolitan scale because he understands sympathy to be dependent on such mutual âinfluenceâ: only if you can claim universal influence, his logic would propose, can you go on to claim universal sympathy. Otherwise, he argues against the idea that we must feel âextreme sympathy with misfortunes which we know nothing aboutâ (Smith 135). âThe care of the universal happiness of all rational and sensible beings,â proclaims Smith, âis the business of Godâ (238). âTo man is allotted a much humbler department,â he concludes: âthe care of his own happiness, of that of his family, his friends, and his countryâ (238). For Smith, God may love âthe citizen of the world,â but between âone citizen of the worldâ and another, there is no relationship worthy of the name and so no basis for substantive sympathetic engagement.
This is not to say that, for Smith, sympathies are indelibly fixed in the domestic and national spheres. In fact, Smith avers that sympathies change with habit. He understands this potential for change, however, not as an opportunity for extending sympathy but as a circumstance that might disrupt proper social order. Consequently, for those seeking âdomestic happiness,â he recommends against an education that takes members of the family very far from home (223). âThe education of boys at distant great schools, of young men at distant colleges, of young ladies in distant nunneries and boarding-schools,â he writes, âseems in the higher ranks of life, to have hurt most essentially the domestic morals, and consequently the domestic happiness, both of France and Englandâ (223). For Smith, reading together is an excellent way of finding pleasure in mutual sympathy (8). A public education that leads one to sympathize with others outside oneâs immediate domestic sphere might nurture any number of bold new ideas. It does so, however, only at the risk of losing âdutiful childrenâ for âwant of habitual sympathyâ (223â24). Similarly, we might presume that, for Smith, a cosmopolitan education that brings one into habitual sympathy with those beyond oneâs national borders occurs only at the risk of losing dutiful neighbors or dutiful citizens. A cosmopolitan education seems practicably harmful to domestic relationships in a way that Smith cannot abide: âThe most sublime speculation of the contemplative philosopher can scarce compensate the neglect of the smallest active dutyâ (238). Smithâs sympathy directs that passions be brought into the service of such an active, extant duty so as to further mutually beneficial relationships.
Adopting Smithâs antipathy for the virtues of apathy, many contemporary advocates of cosmopolitanism follow Smith in privileging the âthickâ experience of everyday feelings, habits, and loyalties before a pure, universal âreason.â1 Much of contemporary cosmopolitan theory contravenes Smith, however, by suggesting that the age of globalization has expanded the scope of those on whom âour good and bad conduct can have much influence,â even as international capital and environmental degradation have affected crises of the nation-state.2 In envisioning the de facto existence of a global society, cosmopolitan thought tends to follow the work of Immanuel Kant, for whom our very existence in the world creates an inescapable sociability, encapsulated in and furthered through international commerce and culture (Cheah, Inhuman 81). In his 1795 tract, âPerpetual Peace: A Philosophical Sketch,â Kant argues that because â[t]he peoples of the earth have . . . entered in varying degrees into a universal community . . . a violation of rights in one part of the world is felt everywhereâ (107â8). An assumption of global mutuality forms the basis for Kantâs cosmopolitanism, which he defines as the right to âconditions of universal hospitalityâ and upholds as a necessary precondition for the rational advancement of perpetual peace (Kant 105).3 A presumed human community necessitates sympathy for the suffering of distant others and the consequent pursuit of an international cosmopolitan order.
Whereas Smith recommends the reading of literature because it counters the cosmopolitan tendency to discount that we ânaturallyâ feel more for those who can most affect our happiness, Kant embraces, if not literature specifically, then the humanities generally because he believes in their potential to forward his cosmopolitan project. As Pheng Cheah has shown, Kant attributes to âthe humanities (humanoria) the power of cultivating our humanityâ (1); the humanities work to instill âthe universal feeling of sympathy, and the ability to engage universally in very intimate communicationâ (Kant qtd. in Cheah Inhuman, 1; emphasis in original). Consequently, humanity is able to âovercome the limitations of immediate existence and expand the circle of identification and belonging through sociabilityâ (Cheah 1). The humanities, in other words, exercise a âuniversalâ sympathy that reveals global humanity. As Pauline Kleingeld argues in Kant and Cosmopolitanism: The Philosophical Ideal of World Citizenship (2012), although reason is key to Kantian cosmopolitanism, Kant âattributes an important role to feeling in providing an account of the feasibility of the cosmopolitan idealâ by âclaiming that human psychology is not only entirely compatible with cosmopolitanism but even promotes itâ (161).
Kant recognizes the boldness of this claim for the expansiveness of human sympathy in a way that reinforces his connection of textual study with cosmopolitanism. In âIdea of a Universal History with a Cosmopolitan Purpose,â Kant frets that his âhistoryâ of cosmopolitanism might be read as a ânovelâ (51â52). This Kantian ânovel,â Bo Earle argues, is one that imaginatively engages with âbehavioral trends of the human species in aggregate,â including trends in culture and commerce, and represents them as moving toward a yet-to-be-realized âcosmopolitan endâ (210). Kantian cosmopolitan philosophy, by offering a narrative that describes a common humanity, âprovocatively directs us out into the unromantic world of hard empirical and even statistical data for redemption of our Romantic idealsâ (Earle 210).4 And indeed, this philosophy finds resonance in Percy Bysshe Shelleyâs proclamations that poetry can strengthen âa man[âs]â capacity to be âgreatly goodâ by encouraging him to take on âthe pains and pleasure of his speciesâ (844). For both the philosopher and the poet, the imagination is capable of world-making: the writer apprehends a common humanity and transmits this insight through prose or poesy. A sympathetic imagination that is cosmopolitan in scope emerges as a means to cultivate a cosmopolitan community in practice.
Smith and Kant, respectively, suggest that novels cultivate those human sympathies that are antithetical to cosmopolitanism and that novels cultivate the sympathy for humanity that is a precondition for the realization of cosmopolitanism. Both thinkers, however, maintain that literature evidences something essential about human feeling. For Smith, literary sentiment exemplifies how humans do not feel sympathy on the basis of an abstract idea of shared humanity. For Kant, literature exemplifies, through its very circulation via sympathetic engagement, the fact of a shared humanity. In both cases, the possibility of cosmopolitan community hinges on if and how sympathy comprehends âthe human.â This project argues that assumptions about the nature and scope of âhumanâ sympathy continue to define models of cosmopolitan reading and, by extension, of cosmopolitan community. By making such assumptions explicit, I suggest, we might better understand how current cosmopolitan theory delimits the âhuman.â
The Novel and Sympathy in Contemporary Cosmopolitan Theory
Models of âhumanâ sympathy continue to play a central role in accounts of the potential value of a literary education for the cultivation of cosmopolitan community.5 Martha C. Nussbaum and Kwame Anthony Appiah are perhaps the two moral philosophers and literary critics who, in the past twenty years, have most prominently connected novel reading with cosmopolitan practice. Both of these thinkers have imagined human sympathy as cosmopolitan in its scope. They have done so, however, in markedly different ways. While Nussbaum argues, pace Smith, that sympathy can be cultivated to embrace all humanity, Appiah suggests, pace Kant, that humanity can already be defined as cosmopolitan because of a universal capacity to sympathize.
Nussbaum defines cosmopolitanism primarily as a moral project that is critical of isolationism and requires the cultivation of sympathy beyond existing national boundaries.6 âMost of us are brought up to believe that all human beings have equal worth . . . but our emotions donât believe it,â writes Nussbaum (Love xii). Reading literature, she posits, is one way to overcome this problematic âemotional narrownessâ and to create a citizenry that feels responsibility to all humankind. The novelâs very form, Nussbaum argues, âconstructs compassion in readers, positioning them as people who care intensely about the sufferings and bad luck of others, and who identify with them in ways that show possibilities for themselvesâ (Poetic 66).7 An education that presents âlives outside our [national] bordersâ as âdeep, rich, and emotion-worthyâ consequently works to ârenew our commitment to the equal worth of humanityâ (Nussbaum, Love xiv). As such, a âcosmopolitan educationâ not only helps us to âlearn more about ourselvesâ but also allows us to âmake headway solving problems that require international cooperationâ and to ârecognize obligations to the rest of the world that are real and that otherwise would go unrecognizedâ (11â12). Nussbaumâs cosmopolitans understand that âthey are, above all, citizens of a world of human beingsâ (6).
Against Nussbaumâs vision of aspirational moral community that is critical of a perceived status quo, Appiah defines cosmopolitanism primarily in terms of an extant ontology that accounts for already existing sympathies that cross national boundaries. Appiah proposes that the practice of cosmopolitanism does not so much require agreement about moral principlesâsuch as the equal worth of all human beingsâas âdialogue among differenceâ and âconversations among placesâ (âCosmopolitanâ 207, 225). Cosmopolitanism, argues Appiah, âbegins with the simple idea that in the human community, as in national communities, we need to develop habits of coexistence: conversation in its older meaning, of living together, associationâ (Cosmopolitanism xix). Such âhabits of coexistence,â argues Appiah, are made possible through the sympathetic imaginationâthrough âthe capacity to follow a narrative and conjure a worldâ (âCosmopolitanâ 224). Whereas Nussbaum views reading literature as a means for extending sympathy beyond national borders, Appiah views it as the exercise of an extant cosmopolitan sympathy. âWhat makes the cosmopolitan experience possible,â writes Appiah, what âgrounds our sharing,â is âthe grasp of narrative logic that allows us to construct the world to which our imagination respondsâ (âCosmopolitanâ 223). For Appiah, our capacity âto respond in imagination to narratively constructed situationsâ (223), our ability to read with âsympathy and concern for othersâ (203), makes cosmopolitans of us allâeven as the novel, as a standing invitation to exercise the ânarrative imaginationâ (223), âis cosmopolitan in its very beginningsâ (203). Novel reading exercises what Appiah sees as the quintessentially human sympathy that binds us in an extant cosmopolitan community. Appiahâs cosmopolitans are not necessarily united by the fellow feeling and shared principles that are often implied by the term citizenship; rather, Appiah insists, among cosmopolitans, âthe world we imagine is more than a world of fellow-citizensâ (202).
Nussbaum and Appiah argue, respectively, that the reach or existence of the sympathetic imagination determines the possibility of cosmopolitan practice. Both visions of universal cosmopolitan sympathy have been placed under critical scrutiny. Homi Bhabha, notably, has critiqued Nussbaumâs vision of a self that privileges a liberal conception of âhumanityâ before other, more local loyalties (âUnsatisfiedâ). âThe usual argument against Nussbaumâs version of cosmopolitanism,â writes Bruce Robbins (echoing Adam Smith), âis that we cannot possibly be expected to care about those far away as intensely as we care about our familiesâ (âCosmopolitanismâ 53). In demanding the universal cultivation of sympathy for all humankind, Nussbaumâs cosmopolitanism demands the universalization of an ideal liberal humanist subject.8 Consequently, âthe older, singular, Nussbaum-style cosmopolitanism is now regularly dismissed as universalism in disguiseâ (Robbins, âCosmopolitanismâ 48). As Megan Boler argues in Feeling Power (1999), âthrough modes of easy identification and flattened historical sensibility, the âpassive empathyâ represented by Nussbaumâs faith in âpoetic justiceâ may simply translate to reading practices that do not radically challenge the readerâs world viewâ (156).
Appiah, in contrast, strikes an âattractively âconversationalâ balance between universal demands and local particularitiesâ (Bongie 58), suggesting that cosmopolitanism can be practiced in different ways in different localities. The assumption, however, of a humanity that is essentially cosmopolitan in its capacity to sympathize with âothersâ who âare down the street today or across oceans or centuries from ourselvesâ risks a certain complacency (Appiah, âCosmopolitanâ 224). As Chris Bongie, building on the work of Peter Hallward, argues, Appiah tends to conflate a âdescriptive assessment of cultureââas cosmopolitan and hybridâwith âprescriptive political practicesâ (58). Robbins similarly notes in Appiah a problematic elision of cosmopolitan culture and substantive politics. There is âcontinuityâ between Appiahâs notion of âgetting used toâ and a âmore general liberal presentism,â Robbins suggests (âCosmopolitanismâ 56). The notion of an ongoing, cosmopolitan cultural exchange constructs âa temporality that quietly urges us to go easy on the imperial horrors of the pastâ and âis credited with almost super-natural ability to resolve the contradictions of the present and future, or at least to get used to themâ (57).9 Appiahâs cosmopolitanism resonates not just with a problematic liberalism but also with a strain of localist conservatism, which Lauren Berlant describes as ârephras[ing] the embodied indignities of structural inequality as opportunities for individuals to reach out to each other, to build concrete human relationsâ (4). Whereas Nussbaumâs prescription of sympathy risks articulating a cosmopolitan politics premised on an abstract universal sympathy, Appiahâs description of sympathy risks depoliticizing cosmopolitanism. Such critiques question whether and how human sympathy can be conceived in cosmopolitan terms. The question of whether and how sympathy can be conceived as âhumanâ remains relatively untouched. As I will demonstrate, the tendency to query the limits and potentials of human sympathy is s...