This study explores the intellectual tradition initiated by Fukuzawa Yukichi,1 a renowned nineteenth-century Japanese political theorist. Despite his having developed a distinctive brand of liberalism and enlightenment tradition, there has been little research into his life and theories. My primary aim in this study is, therefore, to address the significance of comparative political theory by introducing this fascinating theorist of the enlightenment in Asia.
The main purpose of comparative political theory has changed little since Fred Dallmayr persuasively summarized its goal: Western political theory should abandon its âmonologueâ approach and start engaging in cross-cultural âdialogueâ to find âtruly universalâ ideas.2 However, compared with the traditional focus on the ancient tradition of the East, very little attention has been paid to the modern tradition that emerged from the experiences of Asian intellectuals who struggled with the divide between Confucian tradition and modernity. These intellectuals, who constituted what I call âEast Asian enlightenment,â had to confront imperialism and also Western modernity, which encouraged them to actively engage in the theory and practice of two fundamentally different traditions of political theory.3
Further, the enlightenment tradition that emerged in Japan, which changed the course of history by quickly modernizing the country into the only world power in Asia, remains somewhat under-researched. These intellectuals of the East Asian enlightenment were the first to seriously engage in âcross-cultural dialogues,â perhaps addressing far more serious and urgent political concerns than any political theorist of our time. In order to truly engage in cross-cultural universality, then, comparative political theory should rescue the great modern theorists in Asia from obscurity. This study begins the task by introducing an extraordinary political theorist who initiated the East Asian enlightenment, from a small island in the East: Fukuzawa Yukichi.
Fukuzawa is generally respected in Japan as a pioneer of liberalism and enlightenment. His face is still featured on the 10,000 yen bill, which makes him, so to speak, the Ben Franklin of Japan. Outside of Japan, however, his legacy is often considered controversial and is sometimes even denigrated. He was not only the proponent of liberalism whose Western ideas spread to East Asia, but also the most representative liberal of his time, for better or worse. His life and thought reflect the general history of East Asian liberalismâits rise, frustration, and betrayal. Most scholars acknowledge Fukuzawaâs contribution in spreading liberalism and enlightenment in his early life and awakening the dormant masses in Asia to face the modern world. Fukuzawa, however, later betrayed transnational solidarity in Asia and encouraged the rise of imperialism in Japan, which naturally drew heavy criticism, particularly in Korea and China. Understandably, postmodernists regard Fukuzawaâs betrayal as a fundamental failure of Western modernity and, further, as the problem inherent in the idea of enlightenment and âprogressâ as such. Confucianists and nationalists in Korea and China also frequently link the âfailureâ of (Western) modernity with Fukuzawa. For them, Fukuzawa is no more than a betrayer of the harmonious and orderly tradition of East Asia in favor of Western philosophy, which they believe would fundamentally encourage aggressive and expansionist politics.4
This study is an attempt to defend Fukuzawaâs project of East Asian enlightenment against the postmodern critique introduced above and to highlight the universal significance of the traditionânot just in the Asian context. Of course, even within the non-Western context, Fukuzawaâs enlightenment project is worthy of Western political theoristsâ attention. While many countries outside of Western Europe and North America are still struggling with modernization, Japan rapidly modernized itself with minimal sacrifice in the nineteenth century, and Fukuzawa Yukichi played a significant role as the most respected educator during that period. In the urgent moment of the Western invasion of Asia, Fukuzawa did not waste any time on âharmonizingâ different traditions and philosophies. He directly addressed the most serious issue: the creation of a rational bourgeois class that would be an agent for modernization and general social reform. Constantly under threat of assassination, Fukuzawa bravely criticized the samurai classâs irrational obsession with loyalty to the Emperor and encouraged them to be reborn as a new, rational class, armed with what he often called âa spirit of individual independence and self-reliance.â5
The most important lesson of Fukuzawaâs liberalism is that it tries to use tradition as a practical resource to promote the universal ideal in liberalism and the liberal rule of law instead of being obsessed with retaining the âspiritâ of Japan. Fearing revolt by the reactionary traditionalists, many non-Western liberals compromised with conservatives who refused to accept the possibility of universal rights in favor of defending the particularity of their âcultureâ or âidentity.â By contrast, Fukuzawa courageously criticized this conservative obsession with identity as a âcredulityâ and reinterpreted the tradition from the perspective of the universal progress of history. Even some feudal traditions in Japan, Fukuzawa argued, prepared Japan for the liberation of individual rights and the cultivation of individual autonomy, which would be realized in the course of history.
Due to the dynamic change that occurred in his thoughts and politics, however, a discussion of Fukuzawaâs life and thought cannot be merely limited to an Asian context. He was a liberal but also a nationalist. He was a rationalist but also had an irrational existential desire to have the West recognize the greatness of Japan. He was a stubborn individualist but also encouraged individuals to unite under the banner of âNational Rights,â as his contemporaries in Japan would call national sovereignty or their national interest.6 He constructed his own idea of progress based on individual rights and the liberation of individual autonomy, but later became increasingly skeptical of the idea of progress. His life was filled with desperate struggles between the realistic goal of preserving Japanese sovereignty and the more idealistic goal of bringing about progress.
Fukuzawaâs internal contradictions are reflected in the serious questions that modern liberals face today. The role of liberals and their relationship with the idea of âprogress,â derived from the Enlightenment, increasingly became challenged and obscure.7 As liberals abandoned their commitment to progress, the heritage of universal individual rights and the belief in progressive history was thought to be collapsing in the West. The democratic procedure, one of the few remaining values that modern liberals have defended faithfully, is unable to stop the far right from encroaching on mainstream politics. This situation makes Fukuzawaâs betrayal of his own enlightenment project even more relevant for our time. Despite what postmodernists argue, the impulse toward imperialist expansion and totalitarianism came out of the frustration of enlightenment rather than its continuation and extension, or as Horkheimer and Adorno would say, the âdialectic of enlightenment.â As this study will show, the frustration of the Enlightenment and liberalism was the result of liberalsâ failure to maintain their own commitment to progress and universal rights.
A great many liberals, like Fukuzawa, have betrayed the progressive cause when the left needed their support the most. For example, the rise of neoliberal solutions, or âthe Third Way,â to the ReaganâThatcherian market fundamentalism further intensified the problem it sought to remedy. At the same time, neoliberal governments and politicians frequently engage in aggressive foreign policies based on dubious ideas, such as âexpanding democracy.â Conversely, the left, frustrated by the neoliberals, often attack modernity and the idea of progress itself. Neither position is an intelligent one. The political compromise of neoliberals cannot be identified with the rational consequence of the original egalitarian impulse in liberalism. The more important question is âwhat is the key mechanism that brought about such a compromise in the first instance?â
This study suggests that Fukuzawaâs struggle between liberalism and nationalism helps explain not only the cause of such compromises but also the consequences. His life shows how the idea of progress and liberal universalism is important in keeping politics rational and humane in a troubled time while also demonstrating what liberalism often lacksâa strong commitment to its own principles.8 In Fukuzawaâs case, the extraordinary Japanese liberal ended up compromising with militarist expansionism in order to unify the âwill of the people.â His infamous semi-fascist slogan, âdomestic peace [for] external competition [or aggression],â would be one of the most unthinkable remarks for a âliberalâ to utter.
Fukuzawa was certainly not a fascist. Just like the classical Scottish liberals, he decried government interference in the private life of the individual, especially when such interference was not duly mediated by the liberal rule of law. It is still questionable, however, why Fukuzawa and his fellow Japanese liberalsâand other Asian liberals in generalâcould not stop their totalitarian enemies and sometimes even actively supported parts of the totalitarian cause. As the starkest example, Yi Kwang-su, a Korean liberal writer who openly paid homage to Fukuzawa as the single most respectable intellectual, later became an active supporter of Japanâs totalitarianism in the 1930s, encouraging his fellow Koreans to âfight for the Emperorâ until the West perished before the glory of Greater East Asia. Hu Shih, a Chinese liberal intellectual who led the enlightenment movement in the early twentieth century, later supported Chiang Kai-shekâs anti-communist totalitarianism on the condition that Chiang would implement Western democracy after communism was crushed. This promise remained unfulfilled until the deaths of both Hu and Chiang.
Although some Western readers may wonder why Asian liberals should betray their own cause, in fact, the same has occurred in the European context as well. German liberalsâ betrayal of their initially revolutionary cause is especially astonishing. The impetus for social reform was hindered by the German liberalsâ obsession with social harmony and national âgreatnessâ that would eventually support imperialism. The liberals commonly dreamed âof a state or of a political party which would create social harmony out of conflict, which would be guided by cultural and ethical objectives and by the ideal of German greatness in world affairs.â9 Indeed, as Fritz Stern argues, the German liberals encouraged rather than hindered the growth of the distinctive German âilliberalism.â10 Looking at the historical re...