Ways of Being Roman

Discourses of Identity in the Roman West

Louise Revell

• Publisher: Oxbow Books
• Year: 2016
• eBook ISBN: 9781785701887
• Topic: History
• Subtopic: Roman Ancient History
• Index: History

This book examines the question of identity in the Roman provinces of the western empire. It takes an innovative approach in looking at the wider discourses or ideologies through which an individual sense of self was learnt and expressed. This wide-ranging survey considers ethnic identity, status, gender and age. Rather than constructing a paradigm of the 'ideal' of any specific aspect of personal identity, it looks at some of the wider cultural ideas which were drawn upon in differentiating groups of people and the variability within this. It focusses on the daily and mundane practices of everyday life through which identities were internalized and communicated.

Chapter 1

Identity in Roman Archaeology

Introduction

A popular feature of many museums and archaeological sites is the cut-out of three or four people from the past. The face is cut out, and the visitor is encouraged to put their own face into the hole whilst friends and family capture the moment in a photograph. The visitor in the present becomes the person in the past, and can be photographed as part of a Roman family, or as a Roman soldier. Whilst these can add to the fun of the visit, they rely on the assumption that people in the past were just like us. In contrast, questioning the contextual specificity of identity has become an important theme within archaeology, reflecting a wider interest in the topic within the Humanities and Social Sciences. Until recently, personal identity was conceptualised as a static entity, and even an innate, essential quality. Specific aspects of identity were used as ways of describing people and were believed to be unchanging and universally applicable: to call a person a man or woman, or an adult or child was seen as self-evident and unproblematic, and similarly the criteria through which such labels were defined was also seen as universal. Because these identifiers were unproblematic they were largely ignored within archaeology: the definition of a group of people was viewed as a direct relationship to the material associated with them, or a product of their biology. The classification of the material was self-evident, and once a particular piece of material had been identified, the user or the community could then be classified in the same way. This allowed the production of an archaeological narrative of cultural groups to mirror the event-driven historical narrative produced from textual sources. Outside of the identification of cultural groups, the question of identity was of little concern.

This picture has changed completely in the last 20–30 years in both wider academia and in archaeological research. Work focussed on the question of identity arose out of an initial desire to identify so-called minority groups, such as children or women or even slaves, but it has since gone beyond that. It still takes as its fundamental starting point the recognition that there were divisions within the social group, and such marginalised groups did exist, as opposed the traditional normalisation of the experience of the elite, adult male. However, a fuller account of identity goes beyond this. There is a conceptual problem with an approach which critically explores the construction of the social identity of the marginalised, but leaves the dominant groups and the construction of their group identity unproblematised. Therefore, an archaeology of identity is concerned with looking for the ways in which all these categories of identity were made meaningful: what were the social conditions through which the identity of male or female, or even soldier, centurion and general were understood by both the individual and society overall. Further, if these conditions are not static, how might their construction change over time. The foundation of this work is sociological and philosophical theories about the nature of the self, and as such rejects the idea of common-sense assumptions of a cross-cultural universalism.

Roman archaeology has not been immune to these wider shifts. The clearest impact has the use of such theoretical approaches to rethink the question of cultural change within the provinces. The debate concerning Romanization has been reframed as the transition from one form of ethnic identity to another (or alternatively, a rejection of the imperial cultural identity). More recently, there has been an increase in the work looking at other forms of social identity, such as gender, the lifecourse, and military identities. This work on identity in the Roman world has not been confined to archaeology, and there have been parallel developments in Roman history and art history which have looked at questions of gender and status in particular.

Identity as common-sense

The idea that the question of identity is a recent innovation within the study of the Roman world may seem strange to some, since it could be argued that there is a longstanding tradition of studies of the other, whether this is women or slaves. Biographies of notable women from the ancient world, or the identification of women within the archaeological record from specific artefacts might suggest that they have formed part of our narratives of the ancient world, and raise the question of how an approach based on identity can present something new. However, this apparent visibility hides the fact that such volumes are actually few in number, and that the level of critical engagement is somewhat depressing. Eleanor Scott has demonstrated that there are a series of techniques through which marginalised groups have been excluded from serious academic study in their own right (Scott 1995: 176–9), particularly in the more grand narrative accounts of the Roman empire:

1. exclusion: women are completed ignored because the narratives of the Roman world have concentrated on male-dominated activities such as political activity within Rome and the provinces
2. pseudo-inclusion: women are included, but only appear when they are anomalous to the male norm
3. alienation: women only considered in relation to men, or when they threaten male views of ‘correct’ female behaviour

Whilst Scott is primarily discussing the writing out of women, these same techniques can equally be applied to the erasure of children, slaves or the poor within Roman archaeology. If we took the same three factors and substituted ‘children’ for ‘women’ and ‘adult’ for ‘men/male’, the argument would still stand. Children are excluded from the dominant adult world, except in discussions of the waning power of the paterfamilias, or in narratives of the imperial family, where they are considered in relation to the imperial succession. Similarly, studies of slavery have focussed on their economic value, and so their relationship to the production of elite wealth. The biographical tradition, which appears to rescue these excluded categories from obscurity, is more likely to provide a narrative of the events of an individual life without consideration of the social construction of their identity.

This is not to criticise the scholarship of these works or to downplay their contribution to Roman archaeology. Nevertheless, their contribution to interpretations of the social organisation of the Roman world is problematic, as the categorisation of the individual is left as a given, whether that is the more powerful free, elite man, or the ‘other’, the slave, child or woman. Such categorisations are taken as being self-evident and a description in themselves: we may worry about the legal definitions of slavery, but not the social definition. This was part of a wider context of social attitudes and academic research where social categories were seen as being innate and inevitable: in a world view were women were believed to be inferior to men through bodily and mental incapacity, for example, there was no need to investigate how the attributes and characteristics associated with each gender were social constructs.

There are various reasons why this incomplete account was accepted by those studying the Roman world. The first is that are various sources of evidence are not themselves value-free representations of the past, but were actively used by the Romans themselves in constructing social hierarchies. All Romanists rely heavy on the ancient writers, such as Livy or Tacitus, to provide a framework for their historical narrative. Alternatively, more specialised texts are used to provide the context for specific issues or themes, such Columella or Varro for villas, or Vitruvius for architecture. However, such sources were written by elite, adult men, who were talking about their world from their particular perspective. Until recently, they have been taken at face-value as providing an insight on how things really were, but now we are beginning to see them as part of an idealising discourse. Rather than providing a true account of the lives of children, for example, like all material culture they were part of the means through which the Romans debated the definition of childhood, the correct behaviour for children, and constructed the social boundary between child and adult. To add to this complexity, identities could be used as a metaphor: they could be used to express ideas about other aspects of society. For example, the iconography of children was used by various emperors as a way to symbolise the prosperity of their rule, most notably by Augustus on the Ara Pacis (Currie 1996).

With the problem of bias within the textual evidence, the temptation is to fall back on the archaeology as somehow conveying a more ‘truthful’ picture of the past, representing the lives of the non-elites and marginalised. However, this is still problematic. Post-processual archaeologists have argued that material culture is not value-free, but given symbolic meaning which is context specific (Hodder 1986, Shanks and Tilley 1992). These meanings are then drawn upon in the construction of social relationships, and as such are implicated in how people in the past maintained their positions of power within these societies. As with the textual evidence, the material culture of the Roman empire highlighted the experiences of the elite, adult male, making other groups within the society invisible. As we shall see, public architecture served to highlight the power of the elite male, writing out those marginal to the political world through which power was gained and maintained. The problem is that there has been a tendency amongst archaeologists to reconstruct this privileged experience as the norm, thus rendering the powerless invisible a second time. In this way, the writing out of certain experiences has arisen because our material record is not a direct reflection of some form of truth, but rather is implicated in the maintenance of social identity.

A second problem has arisen from what might be termed common sense assumptions, or seeing identity as something which is static and unchanging throughout human history. The result of this is that there is an approach which sees Roman identities as similar to modern experiences. Where there has been research into less privileged groups within Roman society, this has at times been uncritical and based around this Roman-modern equivalence. For example, when in 1962 Balsdon wrote about Roman women, he looked at the changes in their lifestyles within a chapter entitled ‘Female emancipation’, thereby directly equating it with the gender politics of the mid-20th century. His descriptions of the lives of Roman women is framed and explained through modern gender stereotypes:

In early Rome, if she was loving and obedient to her husband, a good Hausfrau and an attentive mother, she led by Roman standards – as by the later standards of the Victorian age – a full and complete life … By the last fifty years of the Republic, when we have plenty of contemporary evidence – for good or ill – in the smart, corrupt society of Rome itself, the New Woman has arrived. (Balsdon 1962: 45)

Balsdon equates the lives of women in the early Republic with those of the late 19th century, interpreting the changes in women’s lives during the late Republic and early Imperial period with those of western women during the 20th century, and seeming to disapprove of both in equal measure. This temptation to see identity as either timeless or within a series of enduring caricatures results in a lack of critical research into identities and the way in which identities were formed in the past. There is, for example, an assumption that women had set roles within agricultural activity within the early Medieval period. However, more detailed research has demonstrated regional variability in the ways in which agricultural tasks were used to maintain the difference between men and women (Smith 2005: 122). In some areas, the production of bread is the preserve of men, in others it falls to women. Similarly, in some places harvesting the grain was allotted to men, in other estates, women were expected to participate in the harvest, sometimes through making sheaves. This warns us against assuming what constituted gender specific tasks in the past, and the allocation of domestic duties to women, and agricultural or economic activity to men.

These tendencies to project modern norms onto past behaviours have been exacerbated the privileging of the Classical world, and the way in which modern western societies have styled themselves as the successors of Classical civilization. This has impacted on how knowledge about the Roman period has been generated, both in terms of excavation priorities and assumptions implicit in the resulting interpretations. We are increasingly aware that our reconstruction of the past is fundamentally located within the context of the present, and that the politics and the social assumptions of the present impact upon our reconstruction of past societies (Shanks and Tilley 1992). Frequently cited examples of this include the imposition of a German nationalistic interpretation on prehistoric archaeology (Arnold 1990), or the appropriation of the Roman past by Mussolini under the concept of Romanità as obvious examples of the use of the past for explicitly political motives (Painter 2005). It is tempting to categorise this as a feature of extreme political regimes. However, research has gone beyond this, and looked at the more subtle appropriation of the Roman past by a number of nations and peoples from the immediate post-Roman period through to the present day. This has developed as an important theme in both archaeology and Classics (Freeman 1997, Hingley 2000), and it is not my intention here to repeat that material. Instead, I want to flag the idea that Roman material culture has been used in the creation of more recent identities, and that at times, this has impacted back on the way we have understood the meanings of specific elements of Roman material, and Roman identities themselves.

From the Renaissance onwards western societies have modelled themselves as the direct or indirect heirs of Graeco-Roman culture. The ways in which this has happened have fluctuated over time and between different countries, and I do not want to present this as a uniform phenomenon. Nevertheless, this has resulted in a mistaken familiarity with Roman culture, with the assumption that our societies functioned in similar ways and that we hold similar values (for example, Terrenato 2005). This has created a sort of feedback loop in our interpretation of Roman society. In the recent past ruling elites have modelled themselves on the Greek and Roman political elites, using the textual and material evidence to justify their position of power. In turn, this idea of social organisation has then been projected backwards to interpret the past, reinforcing this idea of similarity and familiarity, and obscuring the way in which this relationship has influenced our understanding of the Roman past. It has fed into excavation priorities, both home and abroad, with local excavations concentrating on villa sites with their wealth of mosaics, and the interest of foreign academies in the archaeology of Rome and Italy (Dyson 2008). The imbalance in the material evidence has impacted upon the narratives produced of Roman society, reinforcing the idea that the Romans were familiar and just like us.

This has continued into the models used in interpreting Roman society, both in terms of wider grand narrative and in terms of Roman Studies themselves. For example, 19th-century family history was dominated by models of social evolution, with the Graeco-Roman period seen as a pivotal period of transformation from primitive to civilised (Patterson 1998), or as bound up in debates about the difference between the oriental and the western family structures, constructed around stereotypes of patrilineality, segregation of the sexes, and endogamy/exogamy (Hajnal 1965, Pomeroy 1997). The Roman family and the roles within it have not been neutral topics of study, but, as seen from the Baldson quotation above, studied through a veil of modern assumptions about the modern, western family. This equation between Roman and modern societies is also seen in the study of the Roman army and its soldiers. Simon James has argued that Roman military studies has been influenced by desires to emulate Roman armies, and subsequently since the 18th century, active or retired soldiers have played an important role in the excavation and interpretation of military material, producing the idea of the eternal army, unaffected by their context, and fighting as a military machine. This removes the possibility that the ancient and modern armies may be different, and so the social life of the Roman soldier and the military unit has been assumed to be identical to that of the modern soldier. More recently, these assumptions have been questioned as this universal paradigm of military service has been picked apart for the Roman period. Carol van Driel-Murray, for example, has argued that that the British army structure is not the only possible model, and that the archaeological evidence of women and children attached to the Roman forts suggests an alternative analogy of the Dutch army of the 18th century, where soldiers were accompanied on campaign by their wives and children (van Driel-Murray 1995).

This questioning of assumptions about the military forms part of a wider disquiet with the ‘common-sense’ or essentialist approaches to social archaeology which obscured identity as a topic of research. These approaches argued that certain characteristics of gender, race, status and occupation were innate or at best only changed within a paradigm of slow-moving social evolution. This rendered the research of social structures and identity as largely inconsequential: what it was to be a woman, a Roman or a slave were inevitable and static. It was valid to see what the sources told us about specific individuals, often framed within the biographical approach, but this produced descriptive accounts based on assumptions that the Roman world being essentially the same as the modern world. However, a series of intellectual developments have led to this approach being increasingly challenged and the emergence of identity as a key question within Roman research. In the next section, I will examine some of the factors which have contributed to this.

The development of identity in Roman Studies

Since the 1970s, there has been a growing recognition that our reconstruction of past societies has centred around the construction of the normative experience as that of the adult, elite male as representative of the whole society. Concentration on the processes of the past produced a landscape curiously depopulated of humans. In contrast, the development of post-processual archaeology in the 1980s re-centred people and their identities (Trigger 1989, Johnson 1999). An important element of this was the formulation of new methods for understanding the meaning of material culture, and importantly, the rejection of the idea that it was a passive proxy for human action in the past (Hodder 1986, Shanks and Tilley 1992). Various theoretical strands influenced these approaches, and it would be erroneous to present post-processual archaeology as an homogeneous body of thought. A focus on identity came in part from Giddens’ structuration theory (Giddens 1984, Barrett 1994), but other archaeologists drew on Heidegger’s theory of phenomenology (Thomas 1998). A further influence was feminist theory which broadly speaking has sought to decentre the male experience, and focus attention on those who were previously marginalised, not only women, but also children and gays (Brown 1997: 13, Marshall 2008).

Within Roman archaeology, there have been two key stimuli to the emergence of identity as a theme. The first of these is a more critical investigation of the post-conquest cultural changes. Influenced by the work of Mommsen, Collingwood and Haverfield, these changes have been interpreted through a model of social evolution (Freeman 1997, Hingley 2000). This is particularly acute when dealing with the western provinces where Roman culture was valued in the present as being superior to Iron Age cultures, and so the cultural changes evident in the archaeological record were seen as inevitable in the onward march of human culture towards modern civilisation. In 1990 this was challenged by Martin Millett, who set forward a model for Romanization based upon the aspirations of the provincial elites to enter into the new networks of power (Millett 1990a, 2003/04). Although controversial and not universally accepted, Millett’s work has had the effect of opening up the question of changing ethnic identity in a more explicit way and placing the question of cultural change and ethnicity centre stage. This has led to some Roman archaeologists to reinterpret their evidence through this model, and others to look for alternative theoretical explanations through which to reinterpret their archaeological evidence. One influential strand of this has been the incorporation of post-colonial theory, derived from the work of Edward Said (Said 1979, 1993, Webster 1996) and considering, amongst other elements, the idea of the subaltern and discrepant experiences of Roman imperialism (Mattingly 2004). Nevertheless, such approaches similarly have their critics (Versluys 2014), resulting in a field subject to academic contention and open to new theoretical paradigms.

The second stimulus to the development of identity studies in Roman archaeology has been the Theoretical Roman Archaeology Conference (TRAC), held annually since 1991. Eleanor Scott inaugurated the conference with the aim of offering a venue for theoretically-informed interpretations of Roman archaeology (Scott 1993). The adoption of post-processual approaches had at that time been less prominent in Roman archaeology than prehistoric archaeology, and Scott’s intention was that TRAC would become a forum for their articulation, and in particular, the incorporation of gender archaeology. The annual conferences and the rapid publication of their proceedings have changed the shape of Roman archaeology in Britain at least (James and Millett 2001). The conferences have not promoted a single theoretical perspective; instead identity in the past has been approached through a range of theoretical models such as creolisation, discrepant identities and struturation theory. Whilst TRAC has succeeded in providing a forum for the discussion of new theoretical approaches, it has proved less successful in stimulating Roman archaeologists to move beyond ethnicity and consider other aspects of identity (Laurence 1999). For the first decade of TRAC, many of the papers concentrated on new approaches to Roman imperialism and ethnic identities, in part due to their concentration on the archaeology of the provinces (Hill 2001). Gradually this has begun to change and increasingly wider topics such as gender, children and the body have been considered, although with mixed success (Baker 2003, Revell 2010b). Martin Pitts has analysed publications on Roman identity over a period of ten years, and established that more than 60% of the studies focus...

Table of contents

• Front Cover
• Title Page
• Copyright Page
• Contents
• Figures and Tables
• Acknowledgements
• Preface
• 1. Identity in Roman Archaeology
• 2. Ideas of Roman ethnicity
• 3. A Poly-ethnic Empire
• 4. A New Provincial Elite
• 5. Looking for the Non-elite
• 6. Gendering the Provinces
• 7. Age and Ageing
• 8. Conclusions
• References