Effective Internal Control Practices in Banks
eBook - PDF

Effective Internal Control Practices in Banks

A Practitioner's Aid

  1. 193 pages
  2. English
  3. PDF
  4. Available on iOS & Android
eBook - PDF

Effective Internal Control Practices in Banks

A Practitioner's Aid

About this book

In the wake of numerous global banking scandals and regulatory failures, governments and banking regulators around the world have introduced stringent internal control laws within their financial institutions to safeguard against fraud, financial misreporting, and systemic failures. Effective Internal Control Practices in Banks: A Practitioner's Aid offers a comprehensive exploration of best practices in designing and implementing robust internal control environments in banks and public companies.

Author Sophia Beckett Velez delves into the essential components of internal controls—control environment, risk assessment, control activities, information and communication, and monitoring—offering strategies to mitigate risks and prevent breaches. This valuable work offers an original contribution to the study of internal controls in banking, providing useful insights for undergraduates, master's, and Ph.D. students, as well as academics, researchers, and banking professionals.

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Yes, you can access Effective Internal Control Practices in Banks by Sophia Beckett Velez in PDF and/or ePUB format, as well as other popular books in Economics & Financial Risk Management. We have over one million books available in our catalogue for you to explore.

Table of contents

  1. Cover
  2. Effective Internal Control Practices in Banks
  3. Effective Internal Control Practices in Banks: A Practitioner’s Aid
  4. Copyright Page
  5. Dedication
  6. Contents
  7. List of Figures and Tables
  8. About the Author
  9. Preface
  10. Acknowledgement
  11. Introduction
  12. Part 1 - Lack of Effective Internal Controls in Banks and Significant Financial Institutions (SIFIs)
  13. Part 2 - Government SOX Regulations of Banks and SIFIs’ Control Environment
  14. Part 3 - Bank Leadership Consensus on Designing Effective Control Environment
  15. References
  16. Index