Deeper, Strategic Collaboration in the Securities Sector
eBook - PDF

Deeper, Strategic Collaboration in the Securities Sector

India and Australia

  1. 506 pages
  2. English
  3. PDF
  4. Available on iOS & Android
eBook - PDF

Deeper, Strategic Collaboration in the Securities Sector

India and Australia

About this book

In an era of globalised finance and increasing cross-border activity, regulatory cooperation has become essential for market integrity and development. This book examines the potential for strategic collaboration between India and Australia in the securities sector—two nations with distinct but complementary economic and legal frameworks. Through a comparative analysis of the Securities and Exchange Board of India (SEBI) and the Australian Securities and Investments Commission (ASIC), it evaluates alignment with International Organization of Securities Commissions (IOSCO) principles, focusing on supervisory powers, enforcement mechanisms and compliance effectiveness. The analysis identifies shared regulatory goals and governance principles, highlighting opportunities for bilateral cooperation.

Offering a roadmap for capital market integration and regulatory innovation, the book makes a timely contribution to international financial scholarship. It delivers practical insights for policymakers, legal scholars and regulators interested in forging resilient cross-border partnerships—both within the Indo-Pacific and beyond.

Winner of ANU Press ECR Prize in Legal Scholarship

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Yes, you can access Deeper, Strategic Collaboration in the Securities Sector by Sonia Khosa in PDF and/or ePUB format, as well as other popular books in Law & Financial Law. We have over one million books available in our catalogue for you to explore.

Information

Publisher
ANU Press
Year
2025
eBook ISBN
9781760467043
Edition
1
Topic
Law
Subtopic
Financial Law
Index
Law

Table of contents

  1. Foreword
  2. Abstract
  3. Acknowledgements
  4. List of key abbreviations
  5. 1. Introduction
  6. 2. The financial systems of India and Australia: Structure and regulation
  7. 3. The role and responsibilities of the regulator and its cooperation regime: IOSCO Principles 1–7 and 13–15
  8. 4. Supervision and enforcement powers of SEBI and ASIC: IOSCO Principles 10 and 11
  9. 5. Enforcement and compliance regimes of SEBI and ASIC: IOSCO Principle 12
  10. 6. Self-regulation and gatekeepers: IOSCO Principles 9 and 19–23
  11. 7. The regimes for issuers, collective investment schemes and hedge funds: IOSCO Principles 16–18 and 24–28
  12. 8. Secondary markets, market intermediaries and settlement systems: IOSCO Principles 8 and 29–38
  13. 9. Conclusion—and a proposal
  14. Annexures