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THEORIES OF COMMUNITY
Williams, Heidegger, and Others
Raymond Williamsâs entry for âcommunityâ in Keywords1 is straightforward enough, though it is characteristically succinct, comprehensive, and subtle. He gives a brief history of the etymology of the word and of the different meanings the word has had since it entered the English language in the fourteenth century. He also sets âcommunityâ against two French and German words, commune and Gemeinde. He refers to Tönniesâs influential contrast (1887) between Gemeinschaft and Gesellschaft: an organic community, on the one hand, and an impersonal organization or corporation, on the other. Though Williams distinguishes five senses of âcommunity,â the essence of his definition is expressed in the following phrases: âa sense of common identity and characteristics,â and âthe body of direct relationshipsâ as opposed to âthe organized establishment of realm or state.â A community is ârelatively small,â with a âsense of immediacy or locality.â Williams stresses the affective aspect of the word and its performative power: âCommunity can be the warmly persuasive word to describe an existing set of relationships, or the warmly persuasive word to describe an alternative set of relationships.â
What Williams meant by âcommunityâ is developed more circumstantially in The Country and the City, especially in Chapters 10, 16, and 18 of that book: âEnclosures, Commons and Communities,â âKnowable Communities,â and âWessex and the Border.â2 The last two are on George Eliot and Thomas Hardy, respectively. Williams does not wholly admire George Eliot, nor Jane Austen, whereas Hardy gets his more or less complete approval. What is the difference? âJane Austen,â says Williams, âhad been prying and analytic, but into a limited group of people in their relations with each otherâ (168). Eliot, according to Williams, was, like Jane Austen before her, more or less limited in her comprehension of people to members of the gentry. The latter formed her âknowable community.â She did not really understand the common people: rural farmers, laborers, servants, and tradesmen. They and their community were âunknowableâ to her. In Williamsâs view, Eliot projected her own inner life into working class people in her novels. She was consistently condescending to such people. âGeorge Eliot,â says Williams, âgives her own consciousness, often disguised as a personal dialect, to the characters with whom she does really feel; but the strain of the impersonation is usually evidentâin Adam, Daniel, Maggie, or Felix Holtâ (169).
The latter judgment, by the way, seems questionable. Hetty Sorrel in Adam Bede, for example, seems to me a plausible characterization of someone to a considerable degree unlike George Eliot herself. Like Williams, I come from a rural background, though at the distance of an extra generation, so, like Williams, I too can speak from direct experience about this. Can it be that there is a trace of misogyny in Williamsâs put-down of Austen and Eliot, in favor of male novelists like Hardy and Lawrence? âPrying and analyticâ is a really nasty epithet, and what worse can one say of a supposedly objective realist novelist than that all her protagonists are versions of herself? Eliot, it happens, had had a lot of direct experience with rural people as a child, for example by traveling around the neighborhood with her father in his carriage. He was an estate agent, neither peasant nor aristocrat, but located at an in-between class site well suited to comparative observation by an astute and sharp-eyed daughter who shared his class placement. In my judgment, Williams is, as we say, shooting from the hip in his put-down of Eliot.
Williamsâs judgment of Hardy is quite different. Hardy, he says, truly understood the rural personages and communities he represents in his novels. He understood them because he had experienced rural life first hand as a child. He also had a sharp eye for what rural life is really like. Hardyâs âessential position and attributeâ are his âintensity and precision of observationâ (205). Hardyâs great subject is the displacement of such rural people by education or migration, or both. More precisely, Hardy focuses on the resulting alienation, even if such displaced persons try to go home again, as Clym Yeobright does in The Return of the Native. Hardyâs goal was âto describe and value a way of life with which he was closely yet uncertainly connectedâ (200). The perspective expressed in his novels is that of someone who was inside and outside at once (just like George Eliot, by the way!). This is because such a position was Hardyâs own life situation:
In becoming an architect and a friend of the family of a vicar (the kind of family, also, from which his wife came) Hardy moved to a different point in the social structure, with connections to the educated but not the owning class, and yet also with connections through his family to that shifting body of small employers, dealers, craftsmen, and cottagers who were themselves never wholly distinct, in family, from the laborers. (200)
Nowhere does Williams say in so many words why it is better to describe accurately a rural community than to describe accurately the disasters of courtship and marriage among the gentry, as Eliot did in Middlemarch and Daniel Deronda, or as did Henry James, whom Williams also does not much like. He just takes it for granted that Hardyâs subject matter is better, perhaps because Williams thought âreal historyâ was taking place among rural people, not among the gentry. His panoramic chapter in The Country and the City, on âEnclosures, Commons and Communities,â supports that view. For Williams, the essential action of English history from the eighteenth century to the present is the gradual rise of capitalism and its destruction of rural community life. He calls this the âincreasing penetration by capitalist social relations and the dominance of the marketâ (98). His view of this is quite different from that of Americans today, such as Francis Fukuyama, or George W. Bush, or Paul Ryan. Williams sees the rise of capitalism as pretty much an unmitigated disaster, a âcrisis.â Industrialization, he argues, is only part of the story. âBy the late eighteenth century,â he asserts, âwe can properly speak of an organized capitalist society, in which what happened to the market, anywhere, whether in industrial or agricultural production, worked its way through to town and country alike, as parts of a single crisisâ (98). The increasing dominance of the capitalist system led to mass displacement and alienation, as rural laborers and tenant farmers were forcibly dispossessed and large landed estates established. Enclosure was only one aspect of this process. An equally important factor was the importation of a rigid class system whose material sign was the immense number of large country houses built during the period.
A true community, Williams assumes, is classless. He celebrates the precarious remnants of such communities in remote villages that have no local country house, for example on the Welsh border where Williams himself grew up. He recognizes, however, that even there some invidious class structure exists. It will not do, he recognizes, to idealize these communities, but they are the nearest thing we have in these bad days to true communities. An attractive warmth and enthusiasm pervades Williamsâs description of such communities:
In some places still, an effective community, of a local kind, can survive in older terms, where small freeholders, tenants, craftsmen and laborers can succeed in being neighbors first and social classes only second. This must never be idealized, for at the points of decision, now as then, the class realities usually show through. But in many intervals, many periods of settlement, there is a kindness, a mutuality, that still manages to flow. (106)
The only alternative to these rapidly vanishing communities, Williams holds, is those groups of the oppressed bonding together to fight capitalism and the evils of an âownership society,â as George W. Bush called it, in what for him was a term of praise. The last sentence of Williamsâs chapter is: âCommunity, to survive, had then to change its termsâ (107). This is another way of saying, I take it, âComes the Revolution!â I share Williamsâs utopian hope, his belief in what Jacques Derrida calls âthe democracy to come,â for which we all should work, however distant its horizon, or however much it may even be permanently over the horizon, always still Ă venir, to come.
Several basic features of Williamsâs assumptions about community emerge in The Country and the City. One is the assumption that a true community is not just a relatively small group of people living together in the same place and sharing the same immemorial assumptions in kindness and mutuality. A true community must also be classless. Class structures, particularly those generated by capitalism, destroy community.
A second, crucial, assumption, never stated in so many words, but fundamental to Williamsâs thinking about community, is that the individual is and should be his social placement, with no residue or leftover that is not determined by the surrounding culture. A small freeholder is a small freeholder through and through. I am my subject position. I raise wheat or brussel sprouts, or make shoes, or work as a carpenter, or milk cows, therefore I am. I am the Archdeacon of Barchester Cathedral, therefore, I am. Among the things that must be represented accurately in good realist fiction, according to Williams, is the way the nature and fates of the characters are determined more or less completely by their relations to the surrounding community or lack of it. âAs in all major realist fiction,â says Williams, âthe quality and destiny of persons and the quality and destiny of a whole way of life are seen in the same dimension and not as separable issuesâ (201). This is, of course, a version of Marxist materialist determinism.
Williamsâs third essential assumption is that the warmth and mutuality of a true community depends on the ways I know my neighbor. My social placement exposes me entirely to other people, with no corner of private subjectivity hidden away from them. I understand my neighbor or am understood by him or her, in kindness and mutuality, because he or she is, through and through, his or her social role in a small group. This happy intersubjectivity works because all members of the group have in common a set of traditional habits and beliefs that thoroughly determines what they are. This makes the ideal classless rural community a true Gemeinschaft.
Williams, for the most part, takes it for granted that belonging to a community is proper and good. For him, a genuine community, if there ever were such a thing, would be characterized by a âtolerant neighborlinessâ and âtraditional mutualityâ among equals. The polemical side of Williamsâs book is the argument that the rise of capitalism, including agrarian capitalism in rural places all over England, has made community there less and less possible. Community may perhaps still remain only in remote pockets sequestered from the landownersâ big country houses. In those hidden places, a genuine community of laborers, tenant farmers, craftsmen, and small free-holding farmers may even now still exist.
Agrarian capitalism, not enclosure as such, Williams argues, more or less completely destroyed the possibility of community in England: âThe economic system of landlord, tenant and laborer, which had been extending its hold since the sixteenth century, was now [by the early nineteenth century, with the walls, fences, and âpaper rightsâ of enclosure] in explicit and assertive control. Community, to survive, had then to change its termsâ (107). What Williams means by that last sentence, as other earlier remarks in the chapter make clear, is that community can now only exist as the coalition, the solidarity, of the oppressed in opposition to their masters. Though I accept Williamsâs picture of the evils of the capitalist system in England, it is still reasonable to ask why a small village where everyone accepts class distinctions, goes to the same church, takes care of the sick and the poor, lives by the same laws, and accepts the same social conventions, inequitable though they may be, should be denied the name âcommunity,â even though we might call it a bad one. Williams would probably respond by asking,
What true sharing, or having in common, or mutuality, or neighborliness, or kindness can there be between the rich landlord and the tenant farmers he rack-rents and oppresses? Only a small group of families living in the same place in a more or less classless society, or a society in which class distinctions are minimized, can justifiably be called a community.3
Little or no countenance is given by Williams to the idea that a novel may be an imaginary world, a counter world, a heterotopia with its own somewhat idiosyncratic laws and features. Such a heterotopia is made, no doubt, by a transformation into words of the âreal worldâ as the author saw it. This transformation is brought about through the performative felicity of fictive language. It is, however, by no means a mirror image to be judged solely by the accuracy of its reflection of the phenomenal world, including social phenomena, according to a mistaken ideological assumption that Williams shares with so many critics and teachers of the novel. Nor does Williams give much value to the margin in subjectivity of independence, individuality, idiosyncrasy, or secrecy. Such singularity detaches fictive characters, and perhaps real persons, in part at least, from their circumambient communities. That, for example, is one of Hardyâs main assumptions.
Williams disvalues such detachment under negative names like âalienation,â âseparation,â and âexposure.â Destructive uprooting i...