CHAPTER
ONE
VISIONS OF THE FLOOD: MASKED AND ANONYMOUS BETWEEN âLOVE AND THEFTâ AND MODERN TIMES
Alberto Brodesco
ALIAS
In a bar, somewhere in the United States, Bob Dylan and his band are playing a Bob Dylan song, âDown in the Flood (Crash on the Levee)â (1967). We are not watching a YouTube clip, a documentary, or a filmed concert but a feature film, Masked and Anonymous, co-written by Bob Dylan and director Larry Charles. In the film, the singerâs name is not Bob Dylan but Jack Fate. Tony Garnier, Larry Campbell, Charlie Sexton, and George Recile (Dylanâs 2003 touring band) are introduced as the Simple Twists of Fate, a Jack Fate cover band that Fate himself joins on stage. Moreover, the bar is geographically in the United States, yet the America in this filmâs narrative is a very different place, a merciless dictatorship. As writer and actor Bob Dylan can play two of his favorite games: assume a mask and shadowbox with an alias; and, continuing to skip from the real world to an imaginary one, portray a world bound for apocalypse.
The plot follows a has-been singer, Jack Fate, freed from prison by promoter Uncle Sweetheart (John Goodman) to hold a music performance intended for a nationwide broadcast. The concert is set up for the benefit of the orphans of the opposing riots of governmental, revolutionary, and counterrevolutionary forces that are devastating the country in a civil war. Fate is the rejected son of the countryâs president-dictator. Fate was in prison because many years before he was caught in bed with his fatherâs mistress. The long-ill president dies at the precise moment when Fate starts to sing the first and subsequently only song of the benefit concert. The president will be succeeded in power by the wicked, Shakespearean-named Edmund (Mickey Rourke), who immediately gives a terrifying speech whose broadcast obscures the concertâs transmission.1 The television screen goes blank. A gang of government thugs bursts into the studio to stop the music. Accused of the murder of a journalist, Fate is led back to jail.
Jack Fate both is and is not Bob Dylan. He is not because he has a different name and because in the filmâs diegetic universe a rock star named âBob Dylanâ does not exist (while Billy Joel, Paul McCartney, Bruce Springsteen, Sting, and others are named). At the same time Fate is Bob Dylan: the character is played by Bob Dylan, sings Dylanâs songs, and plays with Dylanâs band. Furthermore, the depiction of Jack Fate as a washed-out star is evidently tailored on Dylanâs career and personal idiosyncrasies. These involve some of the most common charges addressed to Dylanâs artistic choices and ideological turns. Journalist Tom Friend (Jeff Bridges) asks: âYou remember Hendrix at Woodstock? Iâm just curious, you werenât there were you?ââan allusion to Dylanâs absence from the Woodstock stage in the summer of 1969.2 In Masked and Anonymous, the journalistâa profession often seen with distrust by Dylanâplays the part of the evil character. The assistant to Fateâs manager, Nina (Jessica Lange), tells Uncle Sweetheart: âAre his songs going to be recognizable? Thatâs what I want to knowââa reference to the alleged difficulty to spot the songs rewritten live by Bob Dylan on his so-called Never Ending Tour (1988âpresent). Sweetheartâs reply works as an ironic self-defense for Dylan himself: âAll of his songs are recognizable, even if they are not recognizable.â Also, the scene in which a mother approaches Fate and tells him âmy daughter has memorized all of your songsâ seems to portray Bob Dylanâs daily nightmare when on tour, with obsessed fans willing to show him their love and blind devotion. Fate asks: âIs that so? Whyâd she do that?â The honest but lamentable answer is ââCause I made her, thatâs why.â The interpretation of Fateâs song lyrics is also essentially a Bob Dylan auto-exegesis. Listening to âDrifterâs Escapeâ (1967), Tom Friendâs lover, Pagan Lace (Penelope Cruz), comments: âI love his songs âcause theyâre not precise. Theyâre emotionally ambiguous. Nobody else will do that. They invite different interpretations.â Even Uncle Sweetheart proposes his reading of âDrifterâs Escapeâ: âWhat strikes you about the song is the Jekyll and Hyde quality.â
Jack Fate is doubtlessly Dylanâs alias. Leaving aside concert footage and filmed interviews, Bob Dylanâs cinematographic presences involve a disguised self-portrait: either in documentaries: Dont Look Back (D. A. Pennebaker, 1967), Eat the Document (Bob Dylan, 1972); in fiction: Hearts of Fire (Richard Marquand, 1984), Catchfire (Alan Smithee [Dennis Hopper], 1990), Dharma & Greg episode âPlay Lady Playâ (1999); or in documentary-fiction: Renaldo and Clara (Bob Dylan, 1978).3 Even an âexpository documentaryâ4 like Martin Scorseseâs No Direction Home communicates the idea of an unachievable portrait: facts, witnesses, interviews, concert footage are just pieces of a broken mirror. In Sam Peckinpahâs Pat Garrett and Billy the Kid, Dylan plays the role of an outsider in Billyâs gang. Here is the dialogue between Dylan and two other gang members when his character is introduced:
GANG MEMBER ONE: âWhatâs your name, boy?
ALIAS: âAlias.
GANG MEMBER ONE: âAlias what?
ALIAS: âAlias anything you please.
GANG MEMBER ONE: âWhat do we call you?
ALIAS: âAlias âŠ
GANG MEMBER TWO: âHell, letâs call him Alias.
ALIAS: âThatâs what Iâd do.
GANG MEMBER ONE: âAlias it is.
Dylan seems to use cinema to play hide-and-seek with his multiple identities. In front of the request for truth made by the film medium, all that Dylan can do is wear a mask. Questioned about his participation in Hearts of Fire, he confirmed how problematic he finds the referential nature of the photographic medium, the ontological connection between the sign and the represented object: âWhen I asked, âWhat am I supposed to do in this scene?â the director would say, âJust be yourself.â Then Iâd have to think, âWhich one?â Nobody ever explained it to me.â5 Surrendering to the multiplicity of Dylanâs identities characterizes Todd Haynesâs anti-biopic Iâm Not There, where the character of Bob Dylan is interpreted by six different actors, including an African American boy and a woman (Cate Blanchett).
Masked and Anonymous certainly does not mark a peak in Bob Dylanâs long artistic journey. Precisely set between âLove and Theftâ and Modern Times, however, it is an important key to understanding his commitment and intention in the first decade of the twenty-first century. Like the two albums, the film is built on lyrical images, trademarks, obsessions, counterpositions, remote visions, and narrative dead ends.6 Also in the film are plenty of what Dylan calls âappropriationsâ7 from a large spectrum of sources. Intertextuality is indeed a major attribute of Bob Dylanâs work, particularly from âLove and Theftâ onward. Masked and Anonymousâs references go from the speeches of US presidents (John Quincy Adams; Andrew Jacksonâs Farewell Address)8 to novels (Naked Lunch by William Burroughs; The Big Money by John Dos Passos; The Journal of Albion Moonlight by Kenneth Patchen; Death Is My Dancing Partner by Cornell Woolrich; Moon Palace by Paul Auster),9 plays (Agamemnon by Aeschylus, Easter by August Strindberg),10 sports books (Ball Four by Jim Bouton),11 and religious texts (the Gospel of Matthew; Letter to Donatus concerning Godâs grace by Saint Cyprian).12
As I have already mentioned, the film also permits Dylan to dedicate space to one of his favorite topics. If Masked and Anonymous is, as many critics have noted, a Bob Dylan song in film form,13 it is certainly an âapocalypse song,â a sort of sub-genre in Dylanâs songwriting at least since âA Hard Rainâs A-Gonna Fallâ (1963).14 As David Janssen and Edward Whitelock write, âapocalypse is Dylanâs muse.⊠Apocalyptic aesthetic ⊠is perhaps the defining element of both the content and style of Dylanâs own songs.â15 In âLove and Theftâ and Modern Times we hear allusions to the end of time in âMississippi,â âHigh Water (For Charley Patton),â âSugar Baby,â âThunder on the Mountain,â âThe Leveeâs Gonna Break,â and âAinât Talkinâ,â songs filled with figures of inundations, deluges, thunders, skies on fire, and blowing horns. All of these signs are intended as warning messages from Nature or God. Masked and Anonymous is a bridge between the two albums and a lightning rod for Dylanâs apocalyptic obsession.
DOWN IN THE FLOOD
Joining the Simple Twists on stage, Jack Fate picks up the guitar and sings these verses: âCrash on the levee, waterâs gonna overflow / Swampâs gonna rise, no boatâs gonna row.â16 Two years before the production of Masked and Anonymous, Bob Dylan recorded for âLove and Theftâ âHigh Water (For Charley Patton),â another song about the flood. A few years later, in Modern Times, we find one more major water problem in âThe Leveeâs Gonna Breakââa kind of remake of âDown in the Flood.â Floods are prominent in the musical culture of the American South. The image, which has obvious similarities with the Genesis deluge, allows Dylan to cross and condense references to black music and the biblical tradition.17
The first song performed in Masked and Anonymous sets the frame for the whole film, inscribed in an apocalyptic outline. Most of the songs featured in the movie come from the apocalyptic repertoire. Other than âDown in the Flood,â Jack Fate sings, at the filmâs climax, âCold Irons Boundâ (1997). The apocalyptic playlist on the soundtrack also includes the condemned land mentioned in âBlind Willie McTellâ (recorded 1983; released 1991), the black shadows of âNot Dark Yetâ (1997), the mysterious valley below of Sertab Erenerâs cover of âOne More Cup of Coffee (Valley Below)â (1976), and the road to Armageddon in Jerry Garciaâs cover of âSeñor (Tales of Yankee Power)â (1978).
If the apocalypse can be evoked in songs by a few inflamed, biblical lyrics, a film has to face the difficulty of visually creating this same imagery. As Bob Dylan himself said about Masked and Anonymous ten years after its release, âwhatever vision I had for that movie, that never couldâve carried to the screen.â18 What can be portrayed in a film is instead the descent toward the apocalypse. This is the domain of dystopian fiction. Masked and Anonymous does not literally show the apocalypse, yet is set in a dystopian country and depicts a political world and its distortions. Like all dystopian narratives, it assumes the ethical role of a warning: to avoid ending up like that in the future we have to take action to modify our present. Dystopia can be read a contrario as the only possible manifestation of utopia in contemporary society.19 Dystopian literature and art focus on possible futures, faraway planets, afterlife visions. In these representations the reader or viewer is invited to find possibilities of resistance to the apparently inexorable progression that leads to the apocalypse.
In Masked and Anonymous we hear the following news on the radio: âGeologists in Trenton are digging the worldâs deepest hole and have reached the depth of thirty miles. Scientists have measured the temperature down there as up to 3,000 degrees. They have lowered microphones into the pit and heard the sound of millions of suffering souls.â In the world of Masked and Anonymous Hell is a real place, whose existence is confirmed by science. This allusion works as a mise en abyme, a small insert that has a relation of similarity with the larger text in which it is embedded.20 This radio-announced Hell recalls Masked and Anonymousâs dystopia. The shocking news on the radio, however, is received with general indifference. Even the scientific proof of the existence of Hell is not enough to produce a change in human behavior. Given that the insert en abyme summarizes the whole text, the capacity of dystopian art to awaken peopleâs consciousness is therefore radically questioned. If the existence of Hell cannot affect people, neither will dystopian fiction. This nihilism, we may add, can be attacked only by an apolitical or a different political approach to history and social change.
HISTORY, DYSTOPIA, SMITHSVILLE
âIf I know nothing else, I know at least one thing is true: that the sacred is in the ordinary, the common things in life.â In Masked and Anonymous Jack Fateâs voice-over mumbles presumed great thoughts in a very naĂŻve way. Such candor makes Masked and Anonymous a particularly revealing work. Dystopia is presented as a consequence of the distance we took from âthe sacred ⊠in the ordinary.â The return to roots, the ideal of simple living is a recurrent theme of Bob Dylan by the time of âLove and Theftâ and Modern Times.21 Nonetheless, the memory of the past is not a nostalgic experiment but expresses âthe necessity to find an acceptable perspective in front of realityâ;22 it is the logical product of Dylanâs career-long devotion to American folk, country, and blues tradition, the cultural heritage in which Dylan retrieves the sense of sacred for which he longs.23
The confrontation between dystopia and musical tradition is represented in Masked and Anonymous with essential traits. In the film we eventually witness an encounter of three different universes that coexist, overlap, and superimpose each other. The first universe is the domain of history: Masked and Anonymous makes reference to historical events like Woodstock and historical figures like Richard Nixon or Bruce Springsteen, while on the soundtrack we hear songs written by the real-life Bob Dylan. The second universe is the dystopian/apocalyptic one, depicting a country in war, ruled by a president-dictator. In this world Jack Fate (not Bob Dylan) is a well-known rock star. The third universe is an imaginary or mythical one, this time not dystopian but utopian. We could call it, following Greil Marcus, âSmithsville,â the âInvisible Republicâ captured and created by Harry Smithâs Anthology of American Folk Music (1952): âWhat is Smithsville? It is a small town whos...