Governance and Regulations
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Governance and Regulations

Pierpaolo Marano, Simon Grima, Pierpaolo Marano, Simon Grima

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eBook - ePub

Governance and Regulations

Pierpaolo Marano, Simon Grima, Pierpaolo Marano, Simon Grima

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About This Book

Contemporary Issues in Economic and Financial Analysis 99 includes fourteen studies on contemporary issues within governance and regulations by authors invited from various universities and institutions. The chapters are a mix of discussion-based studies and empirical research studies aimed at understanding particular aspects of governance and regulations. Some refer to a particular countryā€”specifically Malta, Indonesia, and Indiaā€”and others are more generic and/or European-focused.
These chapters include studies of the following: the challenges of corporate governance in small family-owned firms; a credit institution's perspective for managing conduct risk in the boardroom; the implications of the regulation and governance of financial advice in Europe for the retail financial advice sector and its consumers; the barriers to the development of Maltese cooperatives; corporate governance and cash holdings in Indian firms; whether good governance fosters trust in the government; the impact of takeover bids on European law and corporate governance; the developments and outcomes of the reform of the doctrine of "utmost good faith" in the UK; whether corporate decisions in Indonesia are a result of corporate governance requirements; earning management and audit reports; the European deposit insurance scheme; product intervention of supervisory authorities in financial services; the teaching of financial services regulation; how to link the human element to the risk management process, which is one of the internal control processes in governance of an organisation; and whether the transparency regime on the financial institutions market really works.

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Information

Year
2018
ISBN
9781787439870

INDEX

Act XXI (1959), 67
Aditya Birla group, 100
Advice
European Union (EU), advice regulation (developments), 36ā€“38
Europe, financial advice (regulation/governance), 33
gap, creation, 43
market, technology (impact), 46ā€“47
online advice, cost, 47
payment, 41ā€“44
regulated financial advice, definition, 38ā€“40
role, 35ā€“36
suitability, 44ā€“46
Against the Gods (Berstein), 280
Agencification phenomenon, 242
Agency problems, cash accumulation, 95
Aid to Industries (Act XXI), 67
Alternative Investment Fund Managers (AIFMs), 230, 232
American National Election Studies (ANES) surveys, 125
Anil Ambani group, 100
Annual general meeting (AGM), 70
cooperative members, interaction, 79ā€“80
uselessness, 65
Anti-money laundering, failures, 20
Apex organisation, 77, 83
Articles of Association, change, 150, 152ā€“153
Asymmetric information, effects, 235
Auditors, remuneration, 101ā€“102
Audit statement, 185ā€“187
Australian Law Reform Commission, suggestions, 177ā€“178
Austria
foreign currency/repayment vehicle loans, risk, 243ā€“244
Austrian Banking Act (BWG), 230, 243ā€“244
Austrian Financial Market Authority (FMA), 230, 233
Minimum Standards for the Risk Management and Granting of Foreign Currency Loans and Loans with Repayment Vehicles (FMA-FXTT-MS), 230, 243ā€“244
Austrian Financial Market, product intervention, 243ā€“244
Austrian Securities Supervision Act (WAG), 231, 244
Austrian Stock Exchange Act (BƵrseG), 230
Austrian Supreme Administrative Court (VwGH), 231
Baldacchino, Peter J.,...

Table of contents