Governance and Regulations
eBook - ePub

Governance and Regulations

Contemporary Issues

  1. 288 pages
  2. English
  3. ePUB (mobile friendly)
  4. Available on iOS & Android
eBook - ePub

Governance and Regulations

Contemporary Issues

About this book

Contemporary Issues in Economic and Financial Analysis 99 includes fourteen studies on contemporary issues within governance and regulations by authors invited from various universities and institutions. The chapters are a mix of discussion-based studies and empirical research studies aimed at understanding particular aspects of governance and regulations. Some refer to a particular country—specifically Malta, Indonesia, and India—and others are more generic and/or European-focused.  

These chapters include studies of the following: the challenges of corporate governance in small family-owned firms; a credit institution's perspective for managing conduct risk in the boardroom; the implications of the regulation and governance of financial advice in Europe for the retail financial advice sector and its consumers; the barriers to the development of Maltese cooperatives; corporate governance and cash holdings in Indian firms; whether good governance fosters trust in the government; the impact of takeover bids on European law and corporate governance; the developments and outcomes of the reform of the doctrine of "utmost good faith" in the UK; whether corporate decisions in Indonesia are a result of corporate governance requirements; earning management and audit reports; the European deposit insurance scheme; product intervention of supervisory authorities in financial services; the teaching of financial services regulation; how to link the human element to the risk management process, which is one of the internal control processes in governance of an organisation; and whether the transparency regime on the financial institutions market really works.

Frequently asked questions

Yes, you can cancel anytime from the Subscription tab in your account settings on the Perlego website. Your subscription will stay active until the end of your current billing period. Learn how to cancel your subscription.
No, books cannot be downloaded as external files, such as PDFs, for use outside of Perlego. However, you can download books within the Perlego app for offline reading on mobile or tablet. Learn more here.
Perlego offers two plans: Essential and Complete
  • Essential is ideal for learners and professionals who enjoy exploring a wide range of subjects. Access the Essential Library with 800,000+ trusted titles and best-sellers across business, personal growth, and the humanities. Includes unlimited reading time and Standard Read Aloud voice.
  • Complete: Perfect for advanced learners and researchers needing full, unrestricted access. Unlock 1.4M+ books across hundreds of subjects, including academic and specialized titles. The Complete Plan also includes advanced features like Premium Read Aloud and Research Assistant.
Both plans are available with monthly, semester, or annual billing cycles.
We are an online textbook subscription service, where you can get access to an entire online library for less than the price of a single book per month. With over 1 million books across 1000+ topics, we’ve got you covered! Learn more here.
Look out for the read-aloud symbol on your next book to see if you can listen to it. The read-aloud tool reads text aloud for you, highlighting the text as it is being read. You can pause it, speed it up and slow it down. Learn more here.
Yes! You can use the Perlego app on both iOS or Android devices to read anytime, anywhere — even offline. Perfect for commutes or when you’re on the go.
Please note we cannot support devices running on iOS 13 and Android 7 or earlier. Learn more about using the app.
Yes, you can access Governance and Regulations by Pierpaolo Marano,Simon Grima in PDF and/or ePUB format, as well as other popular books in Business & Financial Risk Management. We have over one million books available in our catalogue for you to explore.

INDEX

Act XXI (1959), 67
Aditya Birla group, 100
Advice
European Union (EU), advice regulation (developments), 3638
Europe, financial advice (regulation/governance), 33
gap, creation, 43
market, technology (impact), 4647
online advice, cost, 47
payment, 4144
regulated financial advice, definition, 3840
role, 3536
suitability, 4446
Against the Gods (Berstein), 280
Agencification phenomenon, 242
Agency problems, cash accumulation, 95
Aid to Industries (Act XXI), 67
Alternative Investment Fund Managers (AIFMs), 230, 232
American National Election Studies (ANES) surveys, 125
Anil Ambani group, 100
Annual general meeting (AGM), 70
cooperative members, interaction, 7980
uselessness, 65
Anti-money laundering, failures, 20
Apex organisation, 77, 83
Articles of Association, change, 150, 152153
Asymmetric information, effects, 235
Auditors, remuneration, 101102
Audit statement, 185187
Australian Law Reform Commission, suggestions, 177178
Austria
foreign currency/repayment vehicle loans, risk, 243244
Austrian Banking Act (BWG), 230, 243244
Austrian Financial Market Authority (FMA), 230, 233
Minimum Standards for the Risk Management and Granting of Foreign Currency Loans and Loans with Repayment Vehicles (FMA-FXTT-MS), 230, 243244
Austrian Financial Market, product intervention, 243244
Austrian Securities Supervision Act (WAG), 231, 244
Austrian Stock Exchange Act (BõrseG), 230
Austrian Supreme Administrative Court (VwGH), 231
Baldacchino, Peter J.,...

Table of contents

  1. Cover
  2. Title
  3. Small Family-Owned Firms: The Challenges of Corporate Governance
  4. Managing Conduct Risk in the Boardroom: A Credit Institution’s Perspective
  5. The Regulation and Governance of Financial Advice in Europe – the Implications for the Retail Financial Advice Sector and its Consumers
  6. Analysing the Barriers to the Development of Maltese Cooperatives
  7. Corporate Governance and Cash Holdings in Indian Firms
  8. Does Good Governance Foster Trust in Government? An Empirical Analysis
  9. Takeover Bids European Law and Corporate Governance
  10. The Reform of the Doctrine of Utmost Good Faith: A Reconnaissance of the Developments and Outcome with Particular Reference to the UK
  11. The Corporate Decision in Indonesia: A Result of Corporate Governance Requirements, Earning Management and Audit Reports
  12. The European Deposit Insurance Scheme: A Myth or a Fact?
  13. Product Intervention of Supervisory Authorities in Financial Services
  14. The Teaching of Financial Services Regulation: A Contextual View
  15. Linking the Human Element to the Risk Management Process: One of the Internal Control Processes in Governance of an Organisation
  16. Transparency Regime within the Financial Institutions: Does It Really Work?
  17. Index