PART ONE
Peacebuilding: Themes and Debates
ONE
Peace as an Incentive for War
DAVID KEEN
THIS CHAPTER LOOKS AT THE INCENTIVES FOR FURTHER VIOLENCE that may be established by peace agreements. It does not aim for a comprehensive discussion but rather seeks to highlight a key element of building peace that has been somewhat neglected both at the policy level and in academic discussions. This is risk of âincentivizingâ further violence through the very act of peacemaking.
The question of how âinclusiveâ or âexclusiveâ a peace agreement should be is a difficult and critical one. A considerable measure of inclusion of the main armed groupsâboth at the negotiating table and in governmentâwould appear to be necessary. Why else would they agree to lay down their arms? The case of Liberia is instructive here. In the four years prior to the 1996 Abuja II peace agreement, as Adekeye Adebajo has shown,1 the Economic Community of West African States (ECOWAS), through its Cease-Fire Monitoring Group (ECOMOG), made a serious attempt to marginalize Liberian warlords and support a civilian government in Monrovia. Yet peace agreements in this period simply did not stick, as powerful warlords refused to disarm and clung to their profitable economic activities. By 1996, subregional mediators exhibited a new determination to bring warlords into political power in Monrovia. Distasteful as this âwarlordsâ peaceâ was, it had the significant advantage that the agreement could actually be implemented; in this new climate, both demobilization and elections became possible.2
The constraints imposed by warring parties may be severe; but going too far in the direction of including and appeasing war leaders may damage equity, deepen impunity, and store up trouble for the future. There are grave dangers in excluding civil society and politicians not linked to armed groups. A key problem is the signal sent out: in particular, it may sometimes be difficult to discern the exact difference between rewarding people for giving up violence and rewarding people for taking it up.
Armed groups have proliferated in many conflicts, and there may be many political interests who might potentially turn to arms if their grievances are not met. To what extent should a peace process embrace a proliferation of armed groups? Is it possible that a peace process could itself encourage such proliferation?
Incentive-based approaches to peacemaking tend to focus on the violent (who constitute the immediate problem) while often ignoring those who have not (or not yet) been drawn into participation in violent processes. By contrast, those emphasizing a need for justice and an âend to impunityââincluding human rights organizationsâtend to focus on the importance of signals, notably to those who might one day contemplate violence. However, the advocates of both positions often âtalk pastâ each other.
Incentivizing Violence: Three Mechanisms
There are three key incentive problems when it comes to peacemaking. The first key danger is that a peace process may exclude major armed groups taking part in a war, who will therefore have little incentive to abide by the peace. An extreme example was the 1997 Khartoum Peace Agreement in Sudan, an agreement that actually excluded the main rebel organization, the Sudan Peopleâs Liberation Army (SPLA), and predictably did not bring the war to an end. Also in Sudan, the May 2006 Darfur Peace Agreement was not accepted by two of the three rebel factions, and the Khartoum government then set about attacking and intimidating the nonsignatories, in alliance with the one faction (under Minni Minawi) that had signed the agreement. The exclusion of the Arab militiasâoften referred to as Janjaweedâfrom the Darfur peace process has also caused significant risks.
A second problem is that even when the main armed groups are represented, the underlying causes of violence are likely to remain unaddressed. In particular, where large sections of civil society are excluded, this will tend to prolong or even exacerbate the grievances of ordinary citizens. What forms of corruption are being institutionalized in a particular peace process? Economic initiatives may help cement a peace agreement between armed factions, perhaps by providing the right mix of incentives and disincentives, but a key danger is that deep fissures in the society may simply be âpapered over.â In practice, armed actors who have been able to use violence to secure control of production, trade, and emergency aid in wartime may be able to carve out for themselves a degree of control over production, trade, and development and reconstruction aid after a peace settlement.3 By consolidating exploitation and corruption, an exclusive peace agreement may store up problems for the future.4 When civilians fall victim to an exclusionary peace agreement that institutionalizes corruption, this may sometimes be an extension of collaborative warfare that targeted and exploited civilians.5
The dangers of consolidating corruption and exploitation were illustrated in the case of Liberia. What looks to some people like realism and pragmatism may look to others like appeasement. After the 1995â96 Abuja II peace process had brought a number of warlords (most notably Charles Taylor) into the political settlement, Taylor, who was subsequently elected president in 1997, proved unwilling to engage in substantial reform of the security services while promoting widespread corrupt practices and harassing civil society and the press.6 In Sierra Leone, the controversial appointment of Revolutionary United Front (RUF) leader Foday Sankoh as vice president and head of a new mineral resources commission (under the 1999 LomĂ© Peace Agreement) was profoundly offensive to many Sierra Leoneans: it looked even more distasteful when the RUF returned to war in 2000.7 The 2003 peace agreement in the Democratic Republic of the Congo (DRC), while in many ways a step forward, was also seen by many as a kind of âwarlordsâ peaceâ that entrenched the exploitation of economic resources by various military commanders, often with foreign backing, who were given a degree of power within the state apparatus and a degree of political legitimacy.8
An earlier and revealing example of a political fix that âpapered overâ important societal grievances came at the end of Sudanâs first civil war. The 1972 Addis Ababa Peace Agreement, which ended Sudanâs first civil war, included important concessions to the southern rebels, such as incorporation into the national army, but it did not produce the kind of accountable political system that was capable of remedying the extreme underdevelopment of the south or the marginalization of significant groups within the north. In effect, a military government entered into alliance with former rebels at the expense of rival political forces within the north. When President Jaafar Nimeiri and his successors courted some of the discontented elements in the north (especially the western part of northern Sudan) during the 1980s, the south was left without protection. In these circumstances, the limited economic rehabilitation in the south after the first civil war served merely to regenerate resources, notably cattle, that could be raided by disgruntled northern pastoralists allied to the government.
Twenty-three years after the Addis Ababa agreement, Sudanâs 2005 Comprehensive Peace Agreement (CPA), which ended Sudanâs second civil war, also carried the seeds of major problems in relation to opposition groups in the north. The agreement excluded the opposition National Democratic Alliance, and the CPA allocated only 14 percent of positions in the national and state executive and legislative branches to the northern opposition, compared to 52 percent to the National Congress Party and 28 percent to the Sudan Peopleâs Liberation Movement (SPLM).9 As in 1972, peace meant an alliance with the southern rebels but also an exclusion of many elements of northern, and even southern, civil society. Opponents of the current regime have included those Muslims who hoped, wrongly as it turned out, that common religion could be a basis for common citizenship; with southern secession, many in the north also fear that they will now have no option but to become part of an Islamic state.10 Key grievances in the north have included, first, years of neglect by the government and, second, the loss of access to land by both smallholders and pastoralists as a result of the expansion of Sudanâs large semimechanized farms.11 Leben Moro has presented the north-south peace in Sudan as a rather exclusive business, even in terms of the south. This is manifest, for example, in the difficulty that many displaced people have experienced in returning to oil-rich areas that the government in Khartoum, which came to include the SPLM/A, was interested in exploiting.12
Away from Africa, many similar concerns have attached themselves to peace agreements. In Cambodia in the 1990s, the institutionalization of corruption in a peace process helped deprive the treasury of revenue, and this was subsequently a source of some instability.13 In Tajikistan following the 1992â97 civil war, a considerable degree of stability has been brought about by a peace process that effectively âbought offâ a range of warring factions, not least with the benefits of a privatization program. However, the entrenchment of corruption and of oligopolistic markets has raised concerns about the long-term sustainability of this peace.14 In the former Yugoslavia, the 1995 Dayton Peace Agreement can be seen as rewarding local elites who had already rewarded themselves through violent accumulation in wartime.15
In Afghanistan, as Antonio Giustozzi has highlighted, warlords have tried to use peace agreements to become ârespectableâ and to consolidate their ill-gotten gains; indeed, this impulse may even help to explain why elements of peace became possible.16 Some analysts suggest that during negotiations over the composition of an interim government starting in November 2001 in Bonn, the United States, in concert with senior United Nations (UN) officials, actually strengthened the morale of, and support for, Afghan warlords (some of them described as âpaper tigersâ) at a moment when they could have been weakened.17 It appears that concerns beyond âhuman securityâ were influential, including the need to âincentivizeâ and then reward allies in the Northern Alliance in the context of the âwar on terrorâ and the US-led war against the Taliban. One of the longer-term problems that resulted was that powerful warlords were able to withhold a great deal of customs revenue from the center, making reconstruction and restoring some kind of central authority more difficult. As Ahmed Rashid wrote in 2007: âThe lack of developmental activities in the south [of Afghanistan] has resulted in part from [President Hamid] Karzaiâs failure to purge corrupt or drug-trafficking officials from powerful positions. This has fuelled disillusionment among Pashtuns, the dominant ethnic group in southern and eastern Afghanistan, many of whom are now offering to fight or at least offer sanctuary to the Taliban.â18
A third problem is that peace agreements may actually reward violent behavior, sending potentially damaging signals perhaps internationally as well as nationally about the utility of violence. These signals may be acted upon by a variety of (excluded) groups within a country that is ...