Part
I
The Evolution and Broadening of Cultural Policy Rationales
1.
From Indicators to Governance to the Mainstream:
Tools for Cultural Policy and Citizenship
COLIN MERCER
The arguments presented below are designed to address a range of issues being taken up by the colloquium but, essentially, I can summarize this chapter by suggesting that there is a need to move along and up the âknowledge value chainâ from data (statistics), to information (indicators), to knowledge (benchmarks), to wisdom (policy).
We need to know more about âcultureââhowever we define it in local, regional, national, and global contextsâboth quantitatively and qualitatively. We need to improve the quantitative baseline (cultural statistics) and the qualitative baseline (evidence on âsocial impacts,â the relationship between culture and quality of life, social cohesion and inclusion, etc). We need more numbers, more facts, more indicators, more benchmarks in both quantitative and qualitative terms.
This will require a research and knowledge-development culture which is stakeholder-based in the terms suggested above in our advocacy of cultural mapping, involving both âtop-downâ research expertise and âbottom-upâ local knowledge, expertise, and ownership. This will require great efforts in âtranslationâ and application from the best conceptual and theoretical work in the fieldâin cultural studies, anthropology, development economics, economic, social and cultural geography, social theoryâinto policy-relevant and policy-enabling forms.
The environmental movement has done this, partly by re-inventing the concept of âenvironmentâ (on the basis of a robust and accumulated knowledge and research base), and investing it with a strategic significance that it never had before, and partly by developing a common understanding not of what environment âisâ but, rather, of how it connects and relates to how we go about our lives, live in our families, run our businesses, consume products and experiences: how, in short this thing called âthe environmentâ relates to the sustainability of our development objectives and to the quality of our lives.
The challenge for us, in the cultural movement, is the same. It is not simply (or even) to define âcultureâ in a universally acceptable form but, rather, to define its relationshipâtension, conflict, reciprocityâthe broader and bigger-picture issues of economic development, community regeneration, social inclusion, diversity, convivencia (learning how to live together) and, ultimately, that elusive, but measurable, quality of life.
When we have done that then we can begin to claim that, for the cultural field, we have brought together indicators, governance, and the strategic place of culture in public policy within a unified conceptual horizon within which an enlarged and enriched concept and ambition of citizenship is the central landmark and stake.
Preamble: Citizens
Statistics ... one of the fundamental branches of the art of government.
â The AbbĂ© (Henri Baptiste) GrĂ©goire1
The AbbĂ© GrĂ©goire, that most enlightened and durable of the legislators of the French Revolution, and effectively the âfatherâ of modern cultural policy, knew a thing or two. He knew that for governmentâand governanceâin mass and proto-democratic societies, you had to know how to count. More importantly, you had to know what to count. In his case this was books, artifacts, monuments, languages, street signs, and nomenclature, the symbols and signs of the Republic, its manners, and customs. And you had to know in what context and to what ends you were counting. In his case this was âunity of idiomâ for the newly formed âOne and Indivisible Republicâ and âUnity of the Revolution.â There was a single word for the unit, fulcrum and focus of calculation: citizen. Cultural policy, that is to say, has the strategic purpose of forming, maintaining, and âmanagingâ citizens.
Our ambitions two centuries later are perhaps less radical, less revolutionary, less unifying, but there is a common logic to be pursued which underscores the fundamental relationship between âculture,â âpolicy,â and âcitizenshipâ and the ways in which we can both identify and evaluate this relationship by means of âindicators.â
The aim of this chapter is essentially to map and highlight the conceptual field which does or should inform the work of building a knowledge base for the development of policy-relevant and policy-enabling indicators for cultural citizenship or, properly speaking, cultural indicators for citizenship. I do not fully engage here the array of possible indicators and/or operational issues as these are covered in my book Towards Cultural Citizenship: Tools for Cultural Policy and Development.2 Not do I dwell for too long on the actual definition, currency, or resonance of the concept of citizenship itself, as that could become too abstract for the purposes of this chapter. Rather, just as Baudelaire (no realist!) once pragmatically said, âpuisque rĂ©alisme il y a,â Iâll add âpuisque citoyennetĂ© il y a.â
It is certainly the case, as two Australian authors have recently argued, that cultural policy in general is one of the least studied but possibly most important domains for understanding what citizenship actually means and how it works. âStudies of cultural policy,â argue Meredyth and Minson, âare centrally concerned with ... modes of neoliberal governance, which work between public institutions and private lives and at both national and international levels, shaping civic or civil habits, tastes and dispositions in ways that are all the more effective for not being experienced as obtrusive....â3
This being so, and we strongly believe that it isâincreasingly so in a globalized worldâthe question of âresourcing citizenriesâ becomes very important and strategic. At the beginning of the nineteenth century (when cultural policy first became an âagenda itemâ for the institutions of governance), as at the beginning of the twenty-first century (when culture is becoming newly strategic in its connections with industry, with communications, with identity and simply âliving togetherâ), citizenship is what cultural policy is, or should be, about.
The Case and the Propositions
Are cultural indicators of citizenship therefore possible? If they are, and there is a strong case for this, then there are six propositions informing this chapter which relate to the three core themesâindicators, governance, and rebuilding the case for cultureâof this book:
Indicators
1. Indicators need to rest on a robust knowledge base, both quantitative and qualitative, which is constantly refreshed by research, both pure and applied. We can call this cultural mapping.
2. Statistics are not indicators. They only become such when transformedâor when value is addedâthrough a route map of policy. We can call this cultural planning.
Governance
3. Indicators only become âtoolsâ for policy and governance when they are firmly related to or embedded in a policy framework or strategy from which they gain their meaning and currency. There are no universal cultural indicators independent of these specific and operational contexts of governance.
4. Governance is not the same as government. It describes, rather, our joint and uneven terms of engagement with the complex field of economic, human, social and cultural power relations in which we are all âstakeholders.â Engagement with the concept and reality of governance means moving beyond the more traditional dichotomies of State and People, Government and Community, etc.âa new political rationality, that is.
Rebuilding the Case for Cultureâor Mainstreaming Culture
5. Rebuilding the âcase for cultureâ or, in other words, mainstreaming culture, as a central public policy issue, will entail subjecting culture and the cultural field to the same rigorous forms of research, analysis, and assessment as any other policy domain. This will entailâto return to the first propositionâdeveloping indicators or suites of indicators which are integrated (and share a plausible common currency) with economic, social, environmental, and other policy domains. Knowledge of the cultural field, that is to say, will need to be able to âwalk and talkâ along with its policy neighbours.
6. There are a number of policy catalysts which can enable this work of integration and mobilization and these include sustainable development, economic regeneration, social cohesion, cultural diversity and, especially, the mother of all catalysts: quality of life.
Indicators: âMeasuring Cultureâ or Cultural Mapping?
On the issue of the âknowledge baseâ for cultural indicators and its need for constant refreshing by both conceptual and quantitative research it may be useful to cite a recent example from the United States, that of the Arts and Cultural Indicators in Community Building Project conducted by the Urban Institute in Washington, D.C.
This project sought to develop indicators through a better understanding of arts and culture, cultural institutions, artists in inner-city neighbourhoods and community-building contexts, and to assess the existing data collection practices among the community-based and mainstream arts and culture organizations. According to the projectâs principal researcher, a Toronto-based teacher and consultant, Dr. Arnold Love:
âą Mainstream definitions of âthe artsâ exclude the culture and values of many groups that live in the inner city and many expressions of artistic creativity have not been understood as art or culture;
âą Arts and culture should not be viewed only as products to be consumed but also as processes and systems that are part of the life of the community;
âą Cultural participation should be measured along a âcontinuum of cultural participation and not only as audience participation;
âą Cultural activities are found in mainstream cultural venues and also in many other community locations; and
âą âIndigenous venues of validationâ must be understood by using ethnographic research methods before appropriate indicator categories can be created.4
This example is useful insofar as it pointsâprior to the actual process of data collection and analysisâto the necessity for appropriate and conceptually informed mapping of the specific cultural field in question in order to determine, so to speak, what actually counts as culture to the stakeholder communitiesâthe âindigenous venues of validation.â There is a âqualitative baselineâ which needs to be engaged, that is to say, before the quantitative baseline can be constructed.
Cultural statistics and indicators, in this context, cannot simply be âdownloadedâ or imported from available data sets, no matter how robust these may be. Certainly local, regional, national, and international data on employment in the cultural sector, participation rates, family, or household expenditure, etc., will form an important quantitative baseline for any such investigation but this is necessary but not sufficient for the task of cultural mapping.
The quantitative baseline will need to be gready enhanced by attention to the qualitative baseline of what these activities, participation rates, expenditure patterns, etc., actually mean to the stakeholder communities and how they might contribute, for example, to human, social, and cultural capital and capacity building, to identity and sense of place, to âsocial impacts.â To citizenship in its fullest sense, that is.
To agree on a framework and agenda for cultural mapping in this sense, we need to be attentive toâand informed byâthe special contours, features, and textures of the ground that we are surveying. This will require agreement both on appropriate and sensitive tools and approaches and on the stakeholders to be involved in the mapping process.
On both these counts, there is an urgent need for new forms of collaboration and cross-fertilization between research, community, industry, and government sectors. The research sector often has the competencies in the application and refinement of conceptual frameworks and methodologies; the community sector often has the necessary âlocal knowledgeâ the industry and government sectors, in turn, tend to be concerned with sectoral or departmental objectives but, of course, have powers and resources for policy implementation beyond those of other actors. None of these sectors, on their own, has the capacity to undertake cultural mapping in its fullest sense. Cultural mapping is neither simply âpureâ nor simply âappliedâ but, rather, is stakeholder research.
Cultural mapping can provide both a catalyst and a vehicle for bringing together these diverse interests and stakeholders (and thus moving towards cultural planning). Marcia...