Critique of Instrumental Reason

Max Horkheimer, Matthew O'Connell

• Publisher: Verso
• Year: 2014
• Print ISBN: 9781781680230
• eBook ISBN: 9781781689905
• Topic: Philosophy
• Subtopic: Critical Theory

These essays, written between 1949 and 1967, focus on a single theme: the triumph in the twentieth century of the state-bureaucratic apparatus and 'instrumental reason' and the concomitant liquidation of the individual and the basic social institutions and relationships associated with the individual.

THE CONCEPT OF MAN

(1957)

When contemporary philosophers speak of man, they seldom fail to note that the fundamental philosophical problem, the problem of being as such, is inseparable from the problem of man. At least in Europe in recent times, philosophy, including existentialism (the philosophy of concrete existence) is characterized by the fact that in it the doctrine of being as such arises, if not objectively, then at any rate in the process of reflection, only after the effort to win insight into man.

Such a state of affairs would seem to be due to the very nature of the question, if nothing else. For one thing, man the knower is himself part of the totality, of the world and all it contains; he is therefore able to perceive within himself, and perhaps even more clearly there than elsewhere, the being with which he must come to grips philosophically. In addition, an understanding of the very question of being, and consequently of the conditions which any response must satisfy and to which indeed any response is antecedently subject, require man’s entering into himself and especially into his own thinking and philosophizing. In this respect, the most recent ontological philosophy is following in the footsteps of that older critical philosophy which it rejects. Classical German idealism began with an analysis of thought, with a rigorous exposition of the requirements which metaphysical answers must meet, with the critique of reason. The now dominant ontological trend likewise turned its attention first of all to the meaning of philosophical questions and then proceeded to man and finally to that being which supposedly embraces every individual reality and the questioner himself. Ontology is thus related to German idealism in many respects, and perhaps it is again discovering behind hidden being, as idealism did behind the unknowable thing-in-itself, the subject and spirit and activity. Yet the tone of both question and answer is different today, and it is worth our while to dwell briefly on it.

Kant reduced the concern with man to three questions: “What can I know? What ought I to do? What may I hope?”¹ The third question, which is “at once practical and theoretical,”² includes the other two. Examination of this third question leads to the idea of the highest good and absolute justice. The moral conscience, upon the truth of which depends the difference between good and evil, rebels against the thought that the present state of reality is final and that undeserved misfortune and wrongdoing, open or hidden, and not the self-sacrificing deeds of men, are to have the last word. Kant, therefore, no less than Voltaire or Lessing, postulates eternity. The postulate of a transcendental world is identical, in his philosophy, with the judgment on the immanent world. What mediates between the two, however, is not faith alone nor interiority but human life. Reality indeed does not seem able to promise fulfillment of man’s claims on it, but this does not mean that the idea of the world “in so far as it may be in accordance with all the ethical laws”—in other words, the idea of a just order of things—“may [not] have, and ought [not] to have, an influence on the world of sense, so as to bring it as far as possible into conformity with itself.”³ Such is the consequence of man’s autonomy. Kant’s assurance that the realization of right order and the removal of contradictions belong to the infinite, intelligible world, is intended to help bring about change in the finite world. Hope that urges men on and guides their action is a constitutive element in the Kantian system and plays a role in even the subtlest transcendental analyses, as it is does not in mere epistemology.

In the critical view of man, therefore, an essential role belongs to the idea of a moral order and the conception of a world in which human merit and happiness are not simply juxtaposed but necessarily connected and in which injustice has disappeared. Kant, according to his own testimony, was “set straight” by Rousseau and would regard himself as “more useless than a common laborer” if his meditations could not contribute to “re-establishing the rights of mankind.”⁴ In this he is typical of the eighteenth century. The embarrassment which the militant Enlightenment causes contemporary philosophy, the neglect of its constitutive elements even in interpreting Kant, the superficiality which has been achieved through depth (as one Hegelian puts it) in the last few decades, the passage from critique to the positivistic stance and to concreteness—all this is proof not of an advance but only of resignation.

In the historical period after Kant the material conditions needed for a rational administration of the world improved to a degree undreamt of. Yet those who inherited these improved conditions are far from drawing the Kantian conclusion. Instead they have begun to speak of man in a different fashion. In the century of Enlightenment free thought was the force that knocked the solid supports of stupidity from under institutions which bad conscience had driven to adopt terroristic methods; it was the force that gave the bourgeoisie its self-awareness. In our own time, on the contrary, the feeling is abroad that free thought is helpless. Mastery of nature has not brought man to self-realization; on the contrary, the status quo continues to exert its objective compulsion. The factors in the contemporary situation—population growth, a technology that is becoming fully automated, the centralization of economic and therefore political power, the increased rationality of the individual as a result of his work in industry—are inflicting upon life a degree of organization and manipulation that leaves the individual only enough spontaneity to launch himself onto the path prescribed for him.

Where the word “man,” therefore, is still used in a more pregnant sense, it does not imply the rights of mankind. It does not stand for a theory of reason such as once was based on the unshakable belief that a just world could still be brought into existence. The word “man” no longer expresses the power of the subject who can resist the status quo, however heavily it may weigh upon him. Quite differently than in the context of critical philosophy, to speak of man today is to engage in the endless question of the ground of man and, since in ontological philosophy ground supplies direction, in the endless quest for an image of man that will provide orientation and guidance. Speakers tirelessly challenge men and assure philosophers, sociologists, economists, and not least, the representatives of the economy and government, that “everything depends on the individual.” To the extent that the speakers are not simply, though quite legitimately, looking for qualified young people who are masters of their jobs (we are told in a periodical that the demand for “personality” is quite universally voiced today⁵), what they have in mind, especially in Europe, is the strong individual who stands out against the system. Such an individual is to be a symbol of the fact that there can be such individuals. We must note, however, that when man is regarded as a spiritual being and not as a biological species, he is always a definite individual, not the dimensionless abstraction, distilled from the individuals of every social stratum, class, country, and age, such as those who ride in the antitheoretical train declare to be the concrete reality. Now, do those who exhort us really think that an individual can escape the objective forces which coerce and put their mark on him from his earliest years? Do they think that any individual who is still capable of resistance would allow himself to be guided, even in his sleep, by the deceitful image of the supposedly authentic and real, and not rather by his own insight into relations as they really are, by his awareness of the unity of all living things, and by the desire that everything should turn out right?

The acknowledgment of abstract man as though he were the one to avert the evil that lurks behind all our economic miracles, sounds like both a referral and an appeasement. Physical suffering under injustice and under the complication of an existence which despite the rise in living standards and expectations is becoming ever more difficult and insecure, is fobbed off by referring it to the insight that the important thing is personality. Psychic suffering is assuaged by conjuring up figures, past and present, who are proof that one can still be a man and not part of the masses to which no one wants to belong. The call for the real, authentic man is a call for models and examples and, all too easily, for leaders and fathers. Conceptual thought that is alienated from theory has become so malleable that it is mesmerized by any star from the worlds of power and film if he can but slip inside its defenses with the help of publicity. The so-called “authentic” man, no less than the being that has been materialized into a subject of research for run-of-the-mill philosophers, is but an empty well from which those who cannot achieve their own private life, their own decisions and inner power, fill up their dreams. In a typical book in praise of being and of the mind that inquires into it we read: “The person who finds himself engaged in this world of functions, whether it be a question of organic, psychological, professional, or social functions in the broadest sense, experiences deep within himself the need that there be being.”⁶ The vague profundity of the philosopher and, to no lesser degree, the popular idea that man will rescue us turn attention away from the real totality with its injustice and from the diversified interaction, overt and covert, between society and the individuals who are determined by society and determine it in turn, and direct that attention to the promising symbol of authentic reality. The symbol is then all too easily given its specific meaning by the great historical periods; theology is not indeterminate enough for the purpose. The idea of God and man which hides behind the doctrine of being and concrete existence carries with it a traditional sense. Even the relation of infinite and finite, as conceived by the idealists, still retains a utopistic element which has disappeared from the relation between being and concrete existence.

Theoretical reflection can assist in achieving liberation from this anthropological or existential deception. What is needed is converse with the great philosophers; I am thinking, for example, of Hegel’s Phenomenology of Mind and his Logic. He made us aware of the superstition of the isolated, independent being and the absolutization of immediate experiences as well as of being and all that claims to be being. What is needed, further, is a knowledge of the theological tradition, for our grasp of the inextricable meshing of human freedom and its conditionings, as well as the Kantian hope, have their historical roots in that tradition. What is needed, no less importantly, is the contradiction-filled whole which is body and spirit, and the interconnection between society and individual of which that whole is a part. The belief which declares the abstract concepts of being and man to be concrete reality depends for its existence on decadence in education. Productive negation, on the contrary, depends at every point on solid education. It is impossible to oppose falsity without falling prey to it, unless the knowledge won by past and present generations is kept alive.

In the following remarks I shall be concerned simply to clarify, in contrast to the talk about man which I mentioned above, what is meant by the influence of society and individual on each other, an interaction in which society with its institutions today exercises by far the greater pressure. The knowledge that man’s existence is mediated by society and history does not justify resignation, for the reverse is also true: that history is just as much related to man. But if that dependence on society is not fully perceived, it perpetuates itself. Fatalism, or despair about man’s power to determine his own destiny and to intervene in the course of events, is far more likely to spring from the dark overtones of talk about being and from exaggerated, rootless ideas about a supposed authenticity, than it is from the critical attempt to understand the influential forces that shape and move men for good or for ill.

The action of society on the individual begins at his birth, if not sooner. We need not ask here what significance the mother’s health and the nourishment and care given the child have for his future both physically and psychically. In great measure these factors depend on the wealth of the country, the present state of science, and the social status of the parents. After the initial months, mother love—the thing everyone talks about but rarely describes in any precise fashion—becomes decisive. Maternal love does not consist simply in feeling or even in attitude; it must also express itself properly. The well-being of the little child and the trust he has in people and objects around him depend very largely on the peaceful but dynamic friendliness, warmth, and smile of the mother or her substitute. Coldness and indifference, abrupt gestures, restlessness and displeasure in the one who attends the child can introduce a permanent distortion into his relationship to objects, men, and the world, and produce a cold character that is lacking in spontaneous impulses. This was recognized, of course, as far back as Rousseau’s Emile and John Locke, and even earlier. Only today, however, are people beginning to grasp the factors involved in the connection of which we are speaking. It does not take a sociologist to recognize that a mother who is pressed by other cares and occupations has a different effect than the one she wants.

In the first year of life, before the human being is able to reflect and to distinguish himself properly from his surroundings, he is already in good measure being determined by society, right down to those aspects of his being which will develop only much later. For, among the capabilities which every man possesses as a biological being is the ability to assimilate and imitate. His behavior and gestures, his tone of voice, his very walk are all an echo in the child of the ways of some loved and admired adult. Psychic reactions are acquired, in the form if not their content; moreover, if a rigid separation of form and content leads to error in the analysis of a work of art, how much more in the interpretation of human feelings! Sadness and happiness, attention sought and given, shyness and devotion come into existence with the repetition of behavior and gestures, for, as Goethe says, “the outward is the inward.” What we thoughtlessly ascribe to psychic heritage originates to a decisive degree in the impressions and reactions of earliest childhood, and is confirmed and modified by the circumstances and events of later years. Whether a man is bent on promoting his ego or is capable of vital interest in objective situations and of dedication to men and things; whether his thinking and even his sensibility are superficial or deep—all this is not simply a matter of natural fact but is the outcome of a history. The social position of his parents and their relationship to each other play a role in the process, as do the internal and external structure of the family and, indirectly, the ethos of the whole age. The character of an individual is no less determined by the time, place, and circumstances of his rearing than by the language he speaks, which shapes his very being and influences his thinking, and by his political situation of freedom or slavery and his religion.

Classical German philosophy has quite clearly formulated the non-independence of the individual being: “To have an individual, there is need of other realities which likewise appear to have an independent existence of their own; only in all of these taken together, with their interrelationships, is the concept fully realized. The individual as such does not correspond to its concept.”⁷ In other words, the individual is real only as part of the whole to which he belongs. His essential determinations, his character and inclination, his avocation and view of the world all have their origin in society and in his destiny within society. To what extent the society of any given moment itself corresponds to its own concept and thus to reason, is admittedly not settled.

The totality with which we are dealing here is not static but subject to internal movement. As the transition occurred from the bourgeois order of the beginning of the century (an order that was still in a semi-liberal stage) to the phase in which industrial power came to control everything, the change in man that was involved became fully clear. The child now grows up in a different kind of family; he becomes a different kind of individual than he would have been in conditions where a stratum of numerous independent entrepreneurs acting on their own initiative was a determining factor. The child now acquires a different kind of self-awareness. The fact that in the still intact bourgeois family the father was both loved and feared was not significant solely for the latter in his role as procreator or even as provider. Rather, he in his turn depended on his son for die continuation of his own active role in society. In influential circles the young man was the heir and destined to take over from his father the business or factory which the latter in turn had received from his father. At the very least the young man must follow a profession that accorded with his social position, and thus bring honor to his name. The concern with his son, which admittedly could turn a father into a tyrant, was the basis and consequence of the father’s effective functioning as a member of the bourgeosie.

At the present time education is tending to replace the narrow purpose of continuing the parents’ life through the children, with the broader one of producing successful individuals who can stand up for themselves in the contemporary battle of life. The father no longer finds support for himself in a special future for his children; this becomes clear when we observe the liquidation of the remnants of the bourgeois class and the decreasing significance of individualist entrepreneurship. The characteristic social type today is the employee. His relationship to his children is rather that of an older and more experienced comrade to a younger person; in the advanced countries and advanced social strata strictness is being replaced by a toleration and readiness to help that are associated with new ideas in education. The changes in society mean that even the mother is pushed more and more into work outside the home; this of course makes new claims on her psychic capacities and interests. In the nineteenth century the upper-class family guaranteed a lengthy and protected childhood and, as a late reflection of feudal hierarchy, gave rise, in favorable circumstances, to a sense of security, trust, and direction or, in unfavorable circumstances, to parental tyranny and filial resentment. But the family of today has surrendered many of its remaining functions to other institutions or to society at large.

Today’s young man leaves the family a less encumbered person, but he pays for this with the loss of the interiority that had formerly been developed during the interaction which went on throughout a long childhood. In that earlier day the father was in large measure a free man. The outcome of his action in society did not, of course, d...

Table of contents

• Cover
• Title Page
• Copyright
• Contents
• Foreword
• 1. The Concept of Man
• 2. Theism and Atheism
• 3. The Soul
• 4. Schopenhauer Today
• 5. The Future of Marriage
• 6. The German Jews
• 7. The Arrest of Eichmann
• 8. Feudal Lord, Customer, and Specialist
• 9. Threats to Freedom
• Notes