PART I
Background (1890sâ1914)
[Americans are] part of one great English-speaking family whose proud destiny it is to lead and control the world.
âFormer Secretary of State Richard Olney, 1897
I think the twentieth century will still be the century of the men who speak English.
âVice President Theodore Roosevelt, 1901
If the existence of the British Empire should be called in question there is no knowing what constellation might then make its appearance among the powers.
âSecretary of State John Hay, c. 1900
[Should Britain suffer a serious disaster] in five years it will mean a war between us and some one of the great continental European nations, unless we are content to abandon the Monroe Doctrine for South America.
âNew York Governor Theodore Roosevelt, 1900
The Anglo-Saxon people have undertaken to reconstruct the affairs of the world, and it would be a shame upon them to withdraw their hand.
âPresident of Princeton University, Woodrow Wilson, 1904
It is confidently expected that the initiative of the United States will lead to the early establishment at The Hague of a permanent court of arbitration. Such an eventuality will be the realization of one of the aspirations of all the centuries. The ideal is as old as the Roman altar of peace.
âSecretary of State Philander C. Knox, 1910
CHAPTER 1
The United States Steps Out
Washington had a definite world policy in 1914, the year the Great War broke out in Europe. Understanding what it was is critical for grasping the nature of the U.S. response to that conflict. While the members of the Wilson administration, which had come to power in early 1913, had certainly brought with them their own particular ideas and emphases, they operated broadly within a set of fundamental tenets most of whose origins dated back to the end of the nineteenth century. This chapter provides a summary overview of this all-important background.
Foreign policy activism was not something new for the republic at the turn of the century. Indeed, Massachusetts senator Henry Cabot Lodge was on fairly safe ground when he asserted in 1895 that the United States had âa record of conquest, colonization, and territorial expansion unequalled by any people of the nineteenth century.â1 But earlier activity had been focused overwhelmingly on the acquisition, occupation, and development of the most valuable portions of North America. What was different, starting in the late nineteenth century, was that a growing number of influential political, military, and business figures, taking stock of the U.S. rapid industrial expansion and growing might, were now focused outward on the world beyond that continent.2
In many ways the model was England, this particularly insofar as prominent Americans, following the lead of the naval strategist Alfred Thayer Mahan, were now coming to think of their home continent as a kind of gigantic analog of the British Isles. America here was reconceptualized as a kind of oversized island whose future destiny was to be shaped by its ability to expand its economic activity and project its influence out across the surrounding seas. In widely read books and articles, Mahan, the celebrator of sea power of the sort that Britain historically had practiced, encouraged the American national elite to pursue what he called its future âwealth and greatnessâ via comparable naval and maritime means.3
The way this subsequently was pursued owed yet more to the British example. In the broadest terms, influential U.S. political, business, and military leaders had, by the end of the nineteenth century, come strongly to identify with key elements of an international order that had taken shape over the course of the previous fifty to one hundred years, largely under the aegis of the policy and power of Britain, âthe first industrial nation.â They were convinced that if essential elements of that international orderâas they saw it, that natural international orderâcould be sustained, America would in the coming century ascend to a rightful global position of leadership, responsibility, and influence comparable to, if not exceeding, that of its âmother country.â
As was the case with the other large industrial and industrializing powers at this time (including England), which it saw as its rivals, the policy of the United States was driven by the idea that Americaâs future depended on its standing in the broader world.4 In turn, this was seen to depend on the success with which it could assert its leadership and expand its economic activity in less industrial regions in competition with those other powers. (Such extensive activity had of course become possible only over the course of the nineteenth century because the industrial revolution had given rise to new forms of power, especially military power, and to new methods of transport, communications, and protection from disease for people from northern climes who were sent to undertake tasks in other parts of the globe.)5
At this point, American leaders looked in particular to the rest of the Americas and to China as lands that were valuable and in which they had a strong chance to fare well, this partly because of what they felt were geographic advantages they had relative to their European (British and continental) rivals in accessing those areas. The United States also had a greater domestic resource base than any of the other industrial states and growing supplies of capital. Its manufacturing output was in the 1890s already exceeding that of England. So long as this growing economic competitiveness, stemming from these factors, could be brought to bear, U.S. leaders felt every reason to be optimistic that American trade and influence would ultimately come to dominate in both regions.6
Yet, there was the rub. The future that American leaders envisioned for other lands was not necessarily that desired by the leaders of other, rival states (or by the people who lived in those lands themselves). If the earlier expansion of the United States across North America had led many Europeans (starting at least as early as Alexis de Tocqueville) to sit up and take notice, turn-of-the-century American leaders took alarm at the rapid European partition of Africa in the 1880s and 1890s. To them it was axiomatic that the whole world would benefit by American leadership in the twentieth century. But if such dividing up of the less industrialized world continued elsewhere, the prospect of that would be diminished.
American leaders wanted to discourage that trend in general. But they were especially anxious to prevent any interference with the expansion of American activity in the Americas and in China. To avoid that they sought to shore up and make permanent the existing political boundaries and open door (equal access) commercial framework in both regions. To a large degree, those arrangements had been set up and upheld by London during the nineteenth century. They dated back to Britainâs efforts (in the post-Napoleonic era) to undermine the control over South America exercised by Spain and Portugal and (in the era of the Opium War and after) to break the Qing Empireâs resistance to the involvement of others in China. Now they were to become the hallmark of Washingtonâs two most fundamental turn-of-the-century foreign policies, known in shorthand as the Monroe Doctrine and the âopen door policy.â
These aspirations carried obvious implications for U.S. policy toward its neighbors in North America. If Washington was going to enter into rivalry with the other major powers of the world, it seemed increasingly important that its strategic priorities also become those of the Dominion of Canada to the north and the (after 1910) increasingly nationalistic Republic of Mexico to the south. The former was largely achieved as a consequence of a major confrontation (with both Ottawa and London) over the boundary between Alaska and British Columbia in 1903. As shall be seen, Mexican-American relations were, by contrast, to be in considerable turmoil throughout the period of the Great War. For both Canada and Mexico, relations with Washington were also impacted by the latterâs desire to see their food and raw materials become an extension of the resource base of the United States.
Of especial pertinence to this story, Americaâs extracontinental aspirations ultimately seemed also to require greater attention to affairs in Europe. The possibility of war there, among intensely rivalrous, increasingly globally oriented major powers, many of whom shared common boundaries, seemed to American leaders to be something they should not ignore. Not only might such conflict jeopardize a very important trade, mostly in farm products, that the United States continued to conduct with that continent. It also might bring about rearrangements of power that could affect adversely a broader international order that American leaders wished to maintain. As noted, throughout the early to mid-nineteenth century the U.S. posture had repeatedly been that of a state testing existing boundaries and challenging the status quo. Perhaps ironically, as the United States emerged as a rising power on the world stage, it did so in important ways as a defender of the status quo.
American leaders were particularly anxious that Britainâs predominant influence in the eastern hemisphere not be overturned (this by contrast with the western hemisphere where they were eager to see Britainâs role reduced). Washington saw itself as a rival of London. At the same time, it believed that Britainâs posture and key policies were often aligned with those the United States desired. Such policies included relatively equal trade access for all nations to British markets. â[T]hrough what agency,â former Secretary of State Richard Olney asked an audience at Harvard rhetorically in 1898, âare we so likely to gain new outlets for our products as through that of a Power whose possessions girdle the earth and in whose ports equal privileges and facilities of trade are accorded to the flags of all nations?â (For this among other reasons, Olney described Americans as âpart of one great English-speaking family whose proud destiny it is to lead and control the world.â) They included as well Londonâs avowed support for existing political boundaries and for the open door policy in China and South America.7
U.S. leaders did not want to face a situation where the power of Britain and its fleet in the eastern hemisphere was eclipsed by that of one or more rivals who might be less attached to a global order seen to work to Americaâs advantage. Anxious to head off the turmoil and possible rearrangements of power that might accompany a European war, Washington, beginning at the turn of the century, gradually began to promote better relations with England and, when called for, to bolster that powerâs position in the eastern hemisphere. Simultaneously, American leaders sought, often in conjunction with their British counterparts, to promote reforms in the conduct of international affairs, particularly mechanisms for the settlement of disagreements that would diminish the prospects for wars and upheavals.
In the late nineteenth and early twentieth centuries, U.S. leaders commonly explained their overseas activities and ambitions, both to themselves and to anyone else who would listen, by recourse to social evolutionary thought.8 Variants of such thought had become popular in both Europe and America in the wake of the rise to prominence of theories of evolution in the field of biology in the nineteenth century. At bottom they involved the misapplication of those scientific ideas to society.
Such thought initially gained currency in the United States as much for reasons of domestic as foreign policy. In a society that was coming increasingly to be marked by inequality during the Gilded Age and after, social evolutionary ideas became especially popular among those who wished to defend from criticism what they saw as the fundamental fairness of the way the social and economic system was organized. In this telling, huge disparities of wealth and power in America were principally to be explained by the fact that the country was filling up with more and more people who were not of old-stock, Protestant, Northwestern European background. Such latter folk were the ones who largely controlled wealth and power in America, it was maintained, because they had evolved further than other people beyond the nasty, brutish creatures that all humans originally had been. Above all they were endowed with a superior character, specifically a self-mastery, that fitted them for accomplishments and responsibilities that others were incapable of. (In this view, the idea that âall men are created equalâ was simply seen as quaint and naive.)
Such conceits, dressed up as science, were easily transferred to the global scene. Seemingly without exception, every American policy maker in the late nineteenth and early twentieth centuries accepted a social evolutionary view that presented the world as a place composed of an enormous array of differently endowed âraces,â each of which, it was held, occupied a specific evolutionary position somewhere back down the âpath of progressâ behind the elements who led the United States. In this view, America was the seat of the most mature and civilized men in the world. It was axiomatic that they had an obligation to exercise leadership and, most importantly, prevent âirresponsibleâ or âselfishâ people, who lacked their self-controlled wisdom, from interfering with the world as it should be.
Strikingly, U.S. policy makers found one of the biggest threats to such international custodianship to actually be the American people. Forâ âirresponsiblyâ or perhaps âselfishlyââsizable numbers of them often voiced objections to the overseas activities American statesmen wanted U.S. resources to be used for. Indeed, these views were often articulated in Congress. Many Americans felt that the new activities inappropriately broke with tradition. A still quite widely shared sentiment, dating back to the early republic, held in suspicion a large military establishment, an executive branch with wide latitude in foreign affairs, or any other of what were seen as the trappings associated with empire. These were considered counter to the ideals the country had been founded on and were seen as a potential threat to citizensâ liberties.
Large numbers of Americans were particularly opposed to any âentanglementâ by the United States in European affairs. Political or military involvement in Europe, or alliances with European powers, was held to be contrary to sage advice that Washington had given in his Farewell Address. More to the point, such activity was thought dangerous. It could draw the United States into costly conflicts among the seemingly always quarreling Old World powers.
Still others incorporated foreign policy into a critique of corporate power that was widely held in turn-of-the-century America. Many argued that the new âtrustsâ were coming to exercise a dangerous degree of power over the economy and the political system of the country. A move toward a more active overseas policy, they thought, represented an effort by those same business and financial entities to get the nation to promote and protect their economic interests abroad. Such criticism was voiced in Congress by numerous southern Democrats and, after 1909, by insurgent midwestern Republicans.9
Proponents of a more active overseas policy sought to counter such opposition in a variety of...