CHAPTER ONE
Athens
ARISTOTLE (384â322 BC) SAID, âKnowledge is the object of our inquiry, and men do not think they know a thing till they have grasped the âwhyâ of it (which is to grasp its primary cause).â1 He was not the first to raise the question of causation, for it was nigh an obsession of his philosophical predecessors, back through his teacher Plato (ca. 429â347 BC) to Socrates (469â399 BC), and to the earlier âpre-Socraticâ thinkers, including Empedocles (ca. 495â435 BC), Anaxagoras (ca. 510âca. 428 BC), and the atomist Democritus (ca. 460âca. 370 BC). They all grasped that in some sense causationâwhat it is that makes things happenâis (or is often taken to be) both a backward-looking matter and a forward-looking matter.2 The nail is driven into the piece of wood. Backward-looking in the sense that this happens because a hammer was picked up and used to hit the head of the nail; forward-looking in the sense that this happens because the builder wants to tie the planks together to support a roof. The builder did this âon purposeâ or âfor a purpose.â He wanted that end. A roof was something of value to him.
I shall argue that this forward-looking side to causationâthe subject of our inquiryâlends itself to three different approaches. I do not pretend to originality in spotting these approaches. Others, for instance, R. J. (Jim) Hankinson and Thomas Nagel, have certainly remarked on this triune side.3 It is in tracing the way that it persists that makes the story so interesting and illuminating. The first approach, often known as âexternalâ teleology, is the most obvious and intuitively plausible. It involves a mind, whether human or divine or something else. âFor God so loved the world, that he gave his only begotten Son, that whosoever believeth in him should not perish, but have everlasting lifeâ (John 3:16).4 God, right now, let Jesus die on the cross, so that you, the sinner, should have everlasting life in the future. The second approach, often known as âinternal teleology,â is a bit trickier. It involves a kind of life force in some sense, something that need not be conscious, and actually in the broader sense need not even be alive. It might be more a kind of principle of ordering about the world, something that makes everything essentially end-directed. When we see it being argued for, we shall get a better sense of what it is all about. These two notions of purpose, of teleology, go back readily to the Greeks. The third kind of approach we might call âeliminativeâ or, more positively, âheuristicâ teleology, seeing forward-looking causationâpurposeâas in some sense purely conceptual, something we might use to understand the world but in no sense constitutive of the world. This label would apply toâor at least is anticipated inâthe approach of Democritus and comes out more vividly in the (several centuries later) poetry of the Roman Lucretius (ca. 99âca. 55 BC). But it is not until the modern era that this approach could be developed fully.
With respect to the first two approaches, it is not always easy to tell if one has either external or internal teleology. In Emily Dickinsonâs poem, is there a designer god behind everything or is it all a matter of an impersonal force, an Immanent Will (as it has sometimes been called)? What we can say is that Plato offered the first full discussion of external teleology and Aristotle the first full discussion of internal teleology, with the atomists at the least the forerunners of the heuristic option.
Plato
There are two main sources for Platoâs thinking about purpose, about teleology. The first is in the Phaedo, the dialogue about Socratesâs last day on Earth. It is a middle dialogue, and given the nature of the discussion is generally considered a vehicle for Platoâs own thinkingâapart from anything else, Plato notes explicitly that he himself was not present, which gives us a clue that there has to be some element of creativityâalthough there is a comparable discussion attributed to Socrates himself by Xenophon (ca. 430â354 BC), and a version of the argumentation may go back to Anaxagoras. Surrounded by the young men who are his followers, much of the discussion Socrates directs is (hardly surprisingly) about key issues, such as the nature of the soulâmore on this shortlyâand questions about existence beyond this life. Almost in passing, Socrates raises the question of the deity. It is not so much a question of offering a formal proof but in showing how we need such a concept in order to make sense of the ways in which we understand things.
Normally, such an issue doesnât arise. âI thought before that it was obvious to anybody that men grew through eating and drinking, for food adds flesh to flesh and bones to bones, and in the same way appropriate parts were added to all other parts of the body, so that the man grew from an earlier small bulk to a large bulk later, and so a small man became big.â5 This is backward-looking causation, that is, what we have seen called âefficient causation.â Plato acknowledges that this is not a bad explanationâwe do get bigger thanks to eating and drinkingâbut it is in some sense incomplete. Why would one bother to eat and drink? Why would one want to grow and put on weight? See here how the notion of value is coming in. What is the point of doing something? Whatâs the purpose? Why do we want the end result? Here we need to switch to forward-looking causation or (what within the Aristotelian system was called) âfinal cause.â We areâor rather will beâbetter off if we grow. This is crucial. Something happens that we value. Which is just fine and dandy, but why should it happen? Why doesnât eating and drinking make us lose weight? âOne day I heard someone reading, as he said, from a book of Anaxagoras, and saying that it is Mind that directs and is the cause of everything. I was delighted with this cause and it seemed to me to be good, in a way, that Mind should be the cause of all. I thought that if this were so, the directing Mind would direct everything and arrange each thing in the way that was best.â6 So now one has a guide to discovery. âThen if one wished to know the cause of each thing, why it comes to be or perishes or exists, one had to find what the best way was for it to be, or to be acted upon, or to act.â7
Note that we have a heuristic here but more than this, although it is more a presupposition than an explicit proof. Things donât just happen. They are ordered for the best, and this is done by a mindâor rather by a Mind. The teleology in this sense is externalâimposed upon the world from without.
Atomist Interlude
Pause for a moment, to dig a little more deeply. You have features, let us say teeth or hands or whatever. These are brought about through efficient causes, the physiological effects of eating and drinking. They also have purposes or ends, what we are going to call final causes. These features are of value. And God or a Mind is being invoked to explain everything. The Design Argument, although note that truly we have a two-part argument here. First, to the design-like nature of the world. Second, from this nature to a God. Plato more or less takes the first part of the argument as a given and is focused on the second part. Aristotle, as we shall see, as a sometime very serious biologist, has more focus on the first part. In order to bring out these two moves, let me make continued use of the fact that I am not now writing a straight history of philosophy but a history of ideas directed toward the present, and so I have greater freedom to move back and forth in time. Interrupt Plato and turn for a moment for contrast and illumination to the atomists. They argued that we have an infinite universe, infinite time, and nothing but particlesâatomsâbuzzing around in space or the void. Every now and then they will join up, and first we have disembodied partsâan eye here and a leg there. In the words of Lucretius, writing in the tradition of the materialist Epicurus (341â270 BC), who in his physics followed Democritus:
At that time the earth tried to create many monsters
with weird appearance and anatomyâ
androgynous, of neither one sex nor the other but
somewhere in between; some footless, or handless;
many even without mouths, or without eyes and blind;
some with their limbs stuck together all along their body,
and thus disabled from doing harm or obtaining anything
they needed.
These and other monsters the earth created.
But to no avail, since nature prohibited their development.
They were unable to reach the goal of their maturity,
to find sustenance or to copulate.8
Thus far, nothing works. It is just a mess, of no value whatsoever. But then, given infinite time, things joined up in functioning ways.
First, the fierce and savage lion species
has been protected by its courage, foxes by cunning, deer by
speed of flight. But as for the light-sleeping minds of
dogs, with their faithful heart,
and every kind born of the seed of beasts of burden,
and along with them the wool-bearing flocks and the
horned tribes,
they have all been entrusted to the care of the human race
(5.862â67)
This obviously is a direct challenge to the second move in the Design argument. The immediate objects of Lucretiusâs poem are probably the Stoics (see below), but Plato is in direct line. In the Sophist, having invoked a deity to explain the design-like nature of everything, animals, plants, the earth itself, he asks bluntly, âAre we going to say that nature produces them by some spontaneous cause that generates them without any thought, or by a cause that works by reason and divine knowledge derived from a god?â9 The first disjunct is the atomistâs happy reply. No need to invoke a god or whatever to explain purposeââintelligence, along with color, flavor, and innumerable other attributes, is among the properties that supervene on complex structures of atoms and the void.â10 Which in turn rather implies that the atomists allow the first part of the argument. Things, organisms in particular, show purpose. They have features serving their ends (fierceness, cunning, running ability) or our ends (faithfulness, strength for work, wool coats, milk and meat). Lucretius admits this, but reluctantly. It is certainly not part of reality. Eyes were not made for seeing or legs for keeping us upright. It is rather that the eyes and legs appeared and then were put to use. To think otherwise is to get things backward.
All other explanations of this type which they offer
are back to front, due to distorted reasoning.
For nothing has been engendered in our body in order that
we might be able to use it.
It is the fact of its being engendered that creates its use.
(5.832â35)
Lucretius certainly accepted end-directed thinking when it comes to human artifacts.
Undoubtedly too the practice of resting the tired body
is much more ancient than the spreading of soft beds;
and the quenching of thirst came into being before cups.
Hence that these were devised for the sake of their use
is credible, because they were invented as a result of lifeâs
experiences. (5.848â52)
It is just that he didnât want this analogy carried over to the living world. No values out there.
Quite different from these are all the things which were first
actually engendered, and gave rise to the preconception of
their usefulness later.
Primary in this class are, we can see, the senses and the
limbs.
Hence, I repeat, there is no way you can believe
that they were created for their function of utility.
(5.853â57)
Since he feels the need to warn us against it, Lucretius obviously recognizes that people think of organisms (or their parts) as having purposes. He is not prepared to deny that the world, the organic world in particular, shows design-like features. As an aside, therefore, treating the atomists in their own right and not just as a foil for Plato and Aristotle, perhaps rather than saying that atomists like Lucretius gave a heuristic understanding to purposeâsomething positive in the sense that it leads to insights, and that we shall see in later thinkersâit is more accurate to say that (outside human artifacts), they didnât really think it existed at all in reality (in the sense of having actual design or purpose) and only comes in as a sign of weakness in thinking. Either way, it is this approach that Plato (and almost certainly Socrates) thought improbable to the point of impossibility. No matter how infinite time and space may be, it isnât going to happen. To use a modern analogy, no number of monkeys randomly striking the keys of no number of typewriters is ever going to turn out the Collected Works of William Shakespeare, or to use a more contemporary example of the Roman orator and philosopher Cicero (106â43 BC), no number of letters of the alphabet shaken up in a bag are ever going to produce the Annals of Ennius, an epic poem about Roman history.
The World Soul
The context here is with living beings. As the discussion goes, Plato makes it clear that he is happy to extend forward-looking thinking to inanimate objects also; they too can be considered teleologically in terms of the designing intelligence deciding what is best for them. We can ask about purposes, as long as we can see value. Apparently, it would be perfectly proper to say that the earth is round rather than flat because it is in the middle of the universe, and that this is the best possible place for it to be. In other words, the earth is round in order that it might be in the middle of the universe. Unfortunately, in Platoâs opinion, Anaxagoras, who has been noted as a forerunner in thinking about these sorts of things, gave up on the job and didnât really try to carry things through thoroughly. Having introduced the notion of end causes, he rather ignored them. In another dialogue, the Timaeusâvery influential for this, or rather the first part, was virtually the only actual dialogue known to later generations until well into the Middle AgesâPlato himself took up the job and showed how it is that Mind orders everything for the best. Well known is the central claim of the Tim...