CHAPTER 1
Introduction
The promise of viral diffusion is all around us. We all know that new ideas can spread with the remarkable ease of a virus. Yet we also know that social innovations that can benefit society often fail to diffuse. The topic of this book is a new approach to using the pathways of network diffusion to accelerate social change.
A good example of a situation where this approach was successful was in Korea at the start of the 1960s. At the time, population growth rates were skyrocketing. Korea was facing an imminent population explosion. To intervene, the Korean government instituted a nationwide contraceptive initiative. Similar policy initiatives were attempted during the 1960s and early 1970s by the governments of several developing nations. They faced a similar problem. Living conditions were improving, but childbearing norms in rural households, in which families typically had five or more children, were still guided by traditional concerns of early life mortality.1
Most interventions were based on psychological models of behavior change. In some countries, mass-media campaigns shamed families for having too many children and attempted to induce contraceptive use by emphasizing individual accountability. The modest success of many of these programs stood in stark contrast to the Korean initiative, which surpassed all of its stated policy goals in less than twenty years. The success of this program signaled that a new way of thinking about public health interventions was on the horizonāa sociological way of thinking about how peer networks could be used to change social norms.2
The Korean intervention presented villages throughout the country with a menu of contraceptive options. Although Koreaās program was nationally focused, its effectiveness hinged on villagers getting local exposure to contraceptive choices through social contact with their neighbors. Peer-to-peer networks of social diffusion successfully reached large numbers of adopters in many of the villages. When diffusion succeeded, women tended to adopt the same contraceptive methods as their contacts. This produced uniformity on contraceptive methods used within villages; however, there was a surprising amount of variation in the methods adopted across villages. Some were āIUDā villages, whereas others were āpillā villages, and still others were āvasectomyā villages. Interestingly, the particular method of contraception was not the determining factor for successful diffusion; rather, it was the network of social influence.3 In the most successful villages, closely knit groups were linked together by overlapping social ties, which fostered the spread of contraceptive use throughout the community. The more studies that followed, the more findings supported the same basic conclusionāthat social networks are the primary pathways for the spread of new social norms.4
An unexpected puzzle arose, however, from the fact the network pathways that were most successful for spreading behavior change were not the same networks that would be predicted by the theory of viral diffusion. While the viral model suggests that radiating networks of weak ties would lead to successful dissemination, it was instead overlapping patterns of spatial interaction that were the key to widespread adoption. In the decades since, scores of similar findings have surfaced in every field of diffusion research, from the spread of digital technologies to the mobilization of social movements. A growing catalog of studies has found that closely knit, densely overlapping networks are associated with the successful spread of innovative behaviors.
Today, the notion of virality animates the research agendas of hundreds of thousands of scientists worldwide, ranging from computer scientists and physicists, to sociologists and marketing scholars. Across many of these areas, lessons from the field of infectious-disease epidemiology provide a general orientation for studying behavioral contagions. The guiding assumption is that behaviors spread like viruses. The author of The Tipping Point, Malcolm Gladwell crystallized this idea: āIām convinced that ideas and behaviors and new products move through a population very much like a disease does. This isnāt just a metaphor, in other words. Iām talking about a very literal analogy.⦠Ideas can be contagious in exactly the same way that a virus is.ā5
This book offers a different perspective on diffusion. I show why the disease theory of diffusion does not work for understanding the spread of most behaviors and what this tells us about the kinds of social networks that are best suited for spreading innovations. This journey to discover how behaviors spread reveals the specific features of network structure that control the diffusion of behavior and, ultimately, shows how these features can be used to influence the process of social change. While research on diffusion often focuses on how to improve the qualities of a product or idea to make it more contagious, I consider situations in which the innovation itself cannot easily be changed. Instead, I focus on how changes to the social network of a population can transform a failed technology into a successful innovation. To demonstrate the impact of these ideas, this book is dedicated to providing practical solutions to problems of diffusion. The results offer a way of thinking about the network dynamics of social change that gives new life to the promise of using online technologies to promote sustainable changes in population behavior.
The examples used in this book vary widely, ranging from the diffusion of social media technologies to the spread of prophylactic measures for HIV to the growth of rebellion in post-Revolutionary France. The majority of examples are drawn from the diffusion literatures that I have been immersed in the longestānamely, the spread of health technologies and the mobilization of social movements. While on the surface these two topics seem to have nothing in common with one another, beneath the surface they have a shared logic of social influence. From a networks perspective, the common structures that underpin diffusion in both of these settings reveal the basic network characteristics that may be useful for improving the spread of behavior in a variety of contexts.
The findings here help to identify the kinds of networks that may be effective for spreading smoking cessation, as well as the network structures that can accelerate organizational change. These results show how to create online networks that can improve the adoption of new exercise behaviors. And they also reveal the differences between using social media to diffuse contagious memes versus to mobilize political activism. Here the dynamics of both informational and behavioral diffusion are explained within a framework that allows each to be understood on its own terms. The findings suggest a way for theorists and practitioners who are interested in diffusion to gain insight into when social networks will be helpful for spreading changes in behavior and how to make practical use of them.
One point worth stressing at the outset is that the approach here differs from approaches to social change that are based on the assumption that peopleās choices can be altered by exposure to the right kinds of messages. This is true in many circumstances. But the present approach is collective rather than individual. One surprisingly helpful way of thinking about this is by analogy with schooling among fish. Studying fish individually, it would be impossible to anticipate the complex schooling behaviors that they produce when they interact as a group. Similarly, studying people one at a time provides little insight into the collective dynamics by which new behaviors spread through a population. Diffusion, like schooling, is a collective social process that unfolds through the complex interactions of many interdependent actors. The approach adopted here is to study behavior change as we would study schoolingānot as an individual phenomenon, but as a collective one. This perspective assumes that people are often in situations where the decisions they make are influenced less by the information they have access to, and more by the social norms that are common in their networks. The goal here is to show how these social networks may themselves be used to control the schooling process, and spread lasting changes in behavior.
ISNāT IT OBVIOUS?
Science has often been described as the development of new intuitions about how the world works. Commentary on the science of sociology has noted that while much of contemporary sociology can seem obvious today, it was not always so. Ideas that may seem bromidic now were once revolutionary approaches to thinking about social problems. The seemingly inevitable fate of successful ideas is to be absorbed into the body of scientific knowledge, eventually entering the popular lexicon, where they are reduced from novel intuitions to tacit features of everyday life. However, there are also scientific ideas that are so counterintuitive that they defy integration into the body of popular knowledge. These intuitions present such a challenging contrast with the expectations forged by a long evolutionary, cultural, and personal history that they are hard to hold on to even once they have been learned.
A quick example here will illustrate what is meant by a counterintuitive idea and how it can happen that a scientific discovery can remain counterintuitive even once it has been explained. Figure 1.1 shows a picture of two coffee tables. The intuition that I want to elicit concerns which of the two tables is longer. Look at each table and consider the ratio of its length to its width. What would you say it is? When I first saw this figure in the 2008 book by Richard Thaler and Cass Sunstein,6 I guessed that the one on the left is perhaps 3:1 or 3.5:1, while the one on the right is closer to 1.5:1 or 1.25:1. Make your guess.
Figure 1.1 Adapted from Richard Thaler and Cass Sunstein, Nudge: Improving Decisions About Health, Wealth, and Happiness (New Haven, CT: Yale University Press, 2008).
Now, take out your pen and lay it against the page. They are, in fact, the same table. Cognitive psychologists explain this illusion in terms of the way that the eye corrects (or fails to correct, depending on how you see it) for the orientation of the figures and the visual contrast created by the legs. Once you have measured the figures to your satisfaction and have internalized this new piece of knowledge, look away and then look back. Which table is longer?
The point is that despite having the right answer in mind, the objects nevertheless look the same as they did before. The bias in the perceptual system cannot be overcome by the knowledge that it is there. The value of scientific education is that once the bias is explained, a person can anticipate this kind of error and take precautions to avoid making mistakes in situations where it might matter. Whenever vigilance is surrendered, however, even if for a moment, a particularly persistent illusion can lead the mind to make unavoidable, and quite consequential errors in judgment.
This book is about just such an illusion, but not one in the perceptual science of psychology. Rather, it is about a similar kind of bias in our understanding of social networks. In particular, it is about a compellingly intuitive theory of diffusion that, like the apparent differences between the two tables in figure 1.1, is likely to be persistent. Nevertheless, the intuitive appeal of this idea notwithstanding, this book shows how this popular and intuitive theory of diffusion can go seriously wrong, leading to costly errors in our understanding of how behaviors spread through social networks. The intuitive theory I am talking about is called the strength of weak ties.
OUTLINE OF THE CHAPTERS
The basic idea of the strength of weak ties is that while our strong tiesāthat is, our friends and close familyāall tend to know each other, our weak tiesāthat is, our casual acquaintances āconnect us to remote parts of the social network. As the sociologist Mark Granovetter famously put it, āWhatever is to be diffused can reach a larger number of people, and traverse a greater social distance, when passed through weak ties rather than strong.ā7 Our journey here starts in chapter 2 with the initial finding that launched my work into this topicānamely, that there is an unexpected problem with this remarkably influential theory of network diffusion.
The broad influence of this theory is due in part to the recent explosion of network science across disciplines such as physics, biology, and computer science, which ushered in a period of rapid discovery for understanding how the structure of social networks affects the dynamics of diffusion. What all of these fields have in common is a belief in the idea that a contagion, such as a virus, an idea, a meme, a method of contraception, a diet, a fashion, an emotion, an ideology, or a technology, can spread from one person to another. The guiding principle of all of this work is that the structure of social contacts can foretell how a contagion will diffuse through a population. The full impact of Granovetterās original insight was not realized until the physicists Duncan Watts and Steven Strogatz developed the small-world model, which demonstrated that bridge tiesāthat is, social links connecting otherwise distant peopleācan dramatically increase the rate of diffusion across social networks.8 The strength of weak ties hypothesis and the small-world principle resonate with one another to present a unified and powerful view of how network structure controls the dynamics of social diffusion. The problem is that when we compare this view to a large body of empirical research on diffusion, a puzzle arises from the fact that while weak ties seem to impr...