1
INTRODUCTION
There have been not one, but many, âmilestoneâ years in the history of the new Russia. The first and perhaps most familiar, 1991, marked not only the birth of post-communist Russia, but also the stillbirth of its democracy. In 1993, the Boris Yeltsin constitution created the framework for a new âpersonalized power.â Yeltsinâs victory in the controlled elections of 1996 marked an embryonic form of what would later become Russiaâs imitation democracy. In 2003, the destruction of YUKOS signified a turn to bureaucratic capitalism. In 2004, the âorange revolutionâ in Ukraine hastened Russiaâs return to a statist matrix. And finally, the August 2008 Russo-Georgian war heralded a period of open political confrontation between Russia and the West.*
This final milestone marked the end of an important path in Russiaâs developmentâa path that began with Mikhail Gorbachevâs perestroika and was supposed to end with Russiaâs integration into the community of liberal democracies. But there had been too many diversions from this course over the last two decades. No diplomatic thaws, no dĂ©tentes, and no âresetsâ between Russia and West will now be able to return it to the track of integration with the Westâat least not until Russia rejects the principles on which its political system and state are being built.
All successful democratic transformations since World War II occurred because conditions within the respective societies had matured enough to make them possible. At the same time, none of these transformations took place without the influence of Western civilization. In some cases, the very existence of the West as a model was enough to inspire authoritarian and totalitarian societies to open themselves up to the world, but even those transformations had to be consolidated by means of diplomatic and economic links to developed democracies, as occurred in Latin America, South Korea, and Taiwan. In other cases, the West put direct pressure on dictatorships like those in Portugal, Greece, the Republic of South Africa, and in a number of Asian and Latin American countries. The most successful transformations have been the ones in which the West took an active role in the internal life of states transitioning from totalitarian and authoritarian systems, as occurred in conquered Germany and Japan, in Southern Europe, and in the former communist states of Central and Southeastern Europe and the Baltic states. Admission to the North Atlantic Treaty Organization (NATO) and the European Union (EU) became the ultimate guarantee of a stateâs successful transformation. In these cases, the Westâas a community of liberal democraciesâbecame both an internal and an external factor of reform. It should be noted that such intimate engagement only worked when Western experts and politicians actually understood what was going on in the countries they were trying to help.
For Russia in the 1990s, the West was not just a mentor and a guide on the path of reform; it was a participant. Today, a broad spectrum of political and social forces in Russia, including human rights activists and liberals, view the West with skepticism, if not antipathy. Of course, the West itself no longer greets Russia warmly, but Western politicians and commentators are loath to acknowledge this uncomfortable truth, fearing it will only further cool relations with Moscow. But neither polite smiles nor clarion calls to âresetâ the relationship can disguise it: Russia and the West are further apart today than they have been at any time since Gorbachevâs perestroika.
This uncomfortable truth raises several questions: What role did the West, as a liberal civilization, play in Russiaâs transformation? How does Russiaâs internal evolution influence its relations with the West? What do Russian and Western observers think about the relationship? What is the liberal interpretation of this recent history? And finally, what can we expect from Russia in the future? Let us explore how the civilizational factorâthat is, the method of organizing power and society, norms and principlesâaffects relations between Russia and West, and how those relations ease or hinder Russian reforms.
*In this book I use âthe Westâ to refer to a civilization, that is, a community of states that organize themselves on the basis of liberal-democratic principles. The relations between Russia and the West interest me primarily from the point of view of norms and principles and how Western liberal civilization can influence the Russian transformation.
2
COLLAPSE OF THE USSR: THE WEST CAUGHT UNAWARES
There is an astonishing historical irony embedded in the disintegration of the Union of Soviet Socialist Republics (USSR)âso astonishing, in fact, that it raises doubts about the global eliteâs ability to predict and prepare for the future. For many decades, the West marshaled its finest minds to the task of devising strategies to contain and neutralize its Cold War opponent. However, it was the possibility no one had prepared forâa Soviet collapseâthat preoccupied the Westâs key leaders at the end of the Cold War.
During the Soviet Unionâs dying years, George H. W. Bush, François Mitterrand, Helmut Kohl, and John Major were all feverishly searching for a way to keep it alive. All of the Western powers, and especially the Americans, feared that Mikhail Gorbachev was losing control of a nuclear super-power. Secretary of State James Baker publicly called on the United States to do whatever was needed to âstrengthen the center,â namely Gorbachev. President Bush shocked an audience of pro-independence Ukrainians in August 1991 by telling them that âfreedom is not the same as independence,â and that Americans would not support those who sought independence in order to trade tyranny for âlocal despotism.â Brent Scowcroft later explained Washingtonâs position during the late 1980s and early 1990s:
We tried to act in a way that did not provoke in Eastern Europe another cycle of uprising and repression. We wanted to move liberalization forward, but at a pace that would be under the Sovietsâ reaction point. Of course, we did not know exactly what that pace was. But we tried to avoid causing either a crackdown by the Soviet Union or an internal disruption within the Soviet Union in which the hardliners would kick Gorbachev out because he wasnât tough enough.1
In Europe, the Soviet demise caused confusion, even panic. Leaders who had for many years feared Soviet imperialism now found that they couldnât decide whether they could live without it. Should they support independence for the former Soviet satellites? Or should they help Moscow rein in the chaos of its crumbling empire?
These concerns were understandable, especially when seen in the context of unguarded nuclear stockpiles. But there was another reason the thought of a Soviet disintegration made Western leaders so nervous: The West had grown accustomed to a world order that relied on the idea of mutual containment for its stability. For some influential corporative interestsâeconomic, military, and ideologicalâthe struggle against international communism and the Soviet Union gave meaning to their existence. The disappearance of that struggle meant there was no longer a civilizational alternative by which the West could set itself apart. As Robert Cooper put it, âTodayâs America is partly the creation of the Soviet Union. . . . The USSR presented a challenge that went to the core of Americaâs Enlightenment identity.â The existence of the USSR had hastened the process of European unification and given Europeâs leaders a foil against which they could set their own course. The Soviet Union, which had cemented the West and forced it to perfect itself, was disappearing. After it was gone, the West was unlikely to find another such organizing principle. It wasnât clear what kind of Russia would appear in the place of the former Evil Empire. A new world was in the making, and the West wasnât ready for it.
Bewildered, Western leaders continued to bet on Mikhail Gorbachev up until the very end, reluctant to negotiate with Boris Yeltsin. Neither Yeltsin nor the new Russia he represented were trusted in Western capitals. The West found Yeltsin and his people, who were busy pushing Gorbachev out of the Kremlin, suspicious.
Nevertheless, Western leaders were not prepared to support Gorbachev when he began to lose ground. Only Germany rendered aid to the USSR in the form of payments for the evacuation of Soviet troops from the former East Germany and Moscowâs acquiescence to German reunification. With that exception, the countries of the West had no intention of offering Gorbachev help. When the USSR began to come apart at the seams, they sought only to fill the niche left by the disappearance of the Soviet Union. It looked as if the Westâs leaders liked having a weaker, less aggressive USSR. They clearly did not lend any credence to the prospect of its transformation and did not plan to offer Gorbachev any serious help to restore the Soviet state, even in a new form.
At the same time, the West no doubt understood that the USSR could not stand on one leg with the other dangling over a cliff for very long. It just couldnât figure out what to do and preferred not to think about it. I remember those years, when the iconic Russian questionââWhat is to be done?ââbecame a Western preoccupation, too. Western elites had no answer to it. Gorbachev, meanwhile, was desperately pinging the West with requests for loans. Western leaders heard him and demanded in return, âGive us a plan. Tell us how you intend to use the money.â And then they did nothing.
Grigory Yavlinsky, one of the future leaders of the Russian democratic movement and a close confidant to Gorbachev at the time, came to the United States in 1990 to propose the idea of a Grand Bargainâa plan that would invite the West to take a major role in cooperating with Soviet reforms. Yavlinskyâs proposal met with polite evasions and deferrals. âMoney canât compensate for the lack of strong foundations for a new system,â the skeptics in the Bush administration told him. âAnd weâre not going to help you revive what is rotting away.â The skeptics were right, but the West was caught in a Catch-22: It feared a Soviet collapse, but it also couldnât bring itself to do what it took to preserve or reform the Soviet Union. Gorbachevâs dream of renewing the state or creating a new kind of community of states was slipping away. Of course, no one knows what would have happened if Gorbachev had received the Western support he needed to implement radical reforms. No one knows whether Gorbachev would have embarked on these reforms if he had gotten the support he desired. But since that support was never very likely to materialize, we can only engage in idle speculation about what could have happened.
In July 1991, when the economic situation in the USSR was critical, Gorbachev attended the Group of Seven (G7) meeting in London. It was the first time a Soviet leader had been invited to the annual summit of global grandees. As his press secretary Andrei Grachev later recalled, Gorbachevâs fellow elite treated him âlike a supplicant, politely but indifferently.â He âdid not touch the hearts of the pragmatic members of the G7.â2 When I asked Gorbachev about the Seven Plus One summit, he replied bitterly,
I did not ask for grants. There was no talk of the Marshall Plan. We talked about loans with very specific conditions. Some of the Western leaders were ready to give us this urgent aid. Mitterrand spoke hotly and emotionally in our support. But then Bush took the floor and announced that perestroika was not a credit-worthy undertaking and there was no need to talk on that topic further.3
That pronouncement effectively ended Gorbachevâs mission in London. The elder Bush had hammered the last nail in the political coffin of the father of Soviet liberalization, and the other leaders of the West buried him. The club of Western democracies no longer believed in perestroika. They had decided to wait and see what would unfold.
Of course, fear of global chaos would eventually force Western leaders to loosen their countriesâ purse strings, albeit slowly and reluctantly. Under pressure from Germany and France, the G7 issued the Soviet Union a loan of $11 billion, but the funds didnât begin to arrive in Moscow until late 1991 and early 1992, when Yeltsin and his team, not Gorbachev, were the ones to enjoy them.
Many in the West regretted the departure of Gorbachev and the USSR, and they regarded the new faces filling Kremlin offices with distrust. Unexpectedly deprived of a foe, the West was not prepared to be a friend to the new Russia. Zbigniew Brzezinski analyzed the mood of the Western political and intellectual community during the USSRâs collapse:
When it began, there was no model, no guiding concept, with which to approach the task. Economic theory at least claimed some understanding of the allegedly inevitable transformation of capitalism into socialism. But there was no theoretical body of knowledge pertaining to transformation of the statist systems into pluralistic democracies based on the free market. In addition to being daunting intellectually, the issue was and remains taxing politically, because the West, surprised by the rapid disintegration of communism, was not prepared for participation in the complex task of transforming the former Sovietâtype systems.4
Eliot Cohen broadly echoed this analysis: âAt the end of the Cold War, the US unexpectedly found itself in a situation where it had enormous power and influence, but unlike 1947â1948, it had no idea how to use them.â5
Only when it became obvious that the collapse of the USSR was inevitable did Western leaders suddenly awaken to the need to avert its most catastrophic potential consequenceânamely, an unsecured Soviet nuclear arsenal. But beyond this task, the West simply didnât know what to do with Russia. Russians today who blame the West for the Soviet disintegration of the late 1980s and early 1990s are widely off the mark. The Western elite feared the collapse of the USSR more than the Soviets themselves did; the Soviet elite, after all, were the ones who elected to dismantle their own state. We must therefore put aside conspiracy theories and analyze Western intellectual and political attitudes toward Gorbachevâs perestroika and the Soviet collapse calmly and dispassionately.
Itâs a much simpler matter to understand how the Russian elite failed to foresee the likely consequences of Gorbachevâs reforms; independent and strategic thinking skills had languished after decades of Soviet rule. But why were Western intellectuals and politicians so unprepared for the avalanche of events preceding and following the collapse of the USSR? Why were Western experts and political leaders unable to begin a discussion either about Russiaâs place in a new world order or about how the West could support Russian reforms? Answering these questions calls not for a rush to judgment but for responsible consideration from Western experts themselves.
Notes
1. Zbigniew Brzezinski and Brent Scowcroft, America and the World: Conversations on the Future of American Foreign Policy (New York: Basic Books, 2008), p. 158.
2. Andrei Grachev, Gorbachev [Gorbachev] (Moscow: Vagrius, 2001), p. 360.
3. All direct quotations without corresponding footnotes are from personal conversations with the author between 2008 and 2010 or from personal diaries.
4. Nikolas Gvozdev, ed., Russia in the National Interest (New Brunswick and London: Transaction Publishers, 2004), p. 31.
5. Francis Fukuyama, America at the Crossroads. Democracy, Power and the Neoconservative Legacy (New Haven: Yale University Press, 2007), p. 162.