Chapter One
HUMAN RIGHTS ACTIVISM DIRECTED ACROSS THE IRON CURTAIN
During the long 1960s Americans increasingly became aware of and responded to human rights violations overseas. Not surprisingly, the ideological, military, and economic Cold War with the Soviet Union heightened Americansâ focus on human rights abuses in that country. For many observers, the communist system inherently repressed a number of human rights, including the freedoms of religion, movement, and property ownership.1 Many so-called cold warriors believed that such repression needed to be highlighted for propaganda value with both domestic and international audiences.2 With the pursuit of dĂ©tente, the focus on nuclear war lessened, and activists saw an opening to focus more U.S. attention on Soviet human rights violations. DĂ©tente, however, also made administrations less likely to press human rights concerns than might have been expected. The White House often felt that more could be gained in its relationship with the Soviet Union by overlooking human rights violations than by championing them, a dynamic that will reappear in later chapters. Such an approach was not uniformly supported in Congress or in nongovernmental circles, which led to ongoing negotiations about the proper place of human rights concerns in Soviet-American relations throughout this period. American activism was also shaped by shifting understandings of the stakes of the Cold War and by increasing questions about whether waging that battle should overwhelm all other foreign policy priorities. Despite uneven attention by successive administrations, the growing prominence of human rights issues helped to ensure their enduring salience in the years that followed.
HUMAN RIGHTS IN THE SOVIET UNION
In the Soviet Union in the 1960s the three greatest violations of human rights were those related to expression, due process, and movement. Soviet leader Nikita Khrushchevâs 1956 âsecret speechâ denouncing Joseph Stalinâs excesses offered an opening for some Soviet citizens to express their frustrations with the regime, which had not been permissible under Stalin. But the easing of repression in the wake of Stalinâs death extended only so far. It remained illegal to criticize the Soviet government, and those who did so could be charged with Article 70, which targeted speech or propaganda that defamed the Soviet state, or Article 190-1, which banned the circulation of materials that disparaged the state.3 These prohibitions were largely enforced with censorship and self-censorship. When they were violated, offenders faced harassment and arrest as well as the loss of their employment, apartment, or residence permit. For example, due to what was subsequently characterized as an âantipartyâ speech, Soviet authorities deprived scientist Yuri Orlov of his job and exiled him to Armenia.4 Trials for political offenses in the Soviet Union were demonstrative rather than investigative, with the result and sentence determined either in advance or by the accusedâs behavior in the courtroom. After conviction, Soviet political prisoners (of which there were thousands) suffered from a caloric intake set at barely subsistence level, beatings, solitary confinement, torture, the interception of packages, poor conditions in punishment cells, and forced commitment to mental institutions.5 Describing the internal policies of the Union of Soviet Socialist Republics (USSR), Soviet ambassador to the United States Anatoly Dobrynin later wrote, âDissidents were considered enemies of the regime, and authors who published their works abroad were subjected to reprisals. Nonconformity was still frowned upon. In short, our dogmatic domestic ideology remained unchanged.â6 Most egregious of all, when faced with a government that offered no legal protections and inhibited all types of free expression, there was no escape; the right to emigrate was severely curtailed, often for spurious reasons.
The Soviets, like their Eastern European neighbors, largely declined to grant exit visas, because to do so would represent an admission that not all Soviet citizens were satisfied and that they preferred a life free from the communist system. Those denied the right to emigrate were known as refuseniks, and many would become leading activists against the government. Allowing freer emigration could produce ideological propaganda victories or, as in East Berlin before the construction of the Berlin Wall, a flood of refugees to the West that would threaten to destabilize the regime.7 In retrospect, however, the international consequences of Soviet policy were far more significant. As Dobrynin writes,
The prohibitive policy of the Soviet authorities over Jewish emigration resulted in growing friction with Israel and contributed to a vigorous anti-Soviet campaign in the United States.⊠Our biggest mistake was to stand on pride and not let as many Jews go as wanted to leave. It would have cost us little and gained us much. Instead, our leadership turned it into a test of wills that we eventually lost.8
In response, Soviet citizens protested for their human rights, often in small ways. In the words of activist Lyudmila Alexeyeva, âThe human rights movement was born out of the experience of people who lived their lives under conditions of lawlessness, cruelty, and assault on the personality.â9 Expressions of dissent were generally individual initiatives during the late 1950s and early 1960s, focused on freedom of expression, the preservation of national culture, and fairness in the legal system.
In 1965 a network of human rights activists emerged publicly with a demonstration to commemorate the anniversary of the Universal Declaration of Human Rights. Approximately two hundred people assembled in Pushkin Square in December to press for fair trials for imprisoned writers; they focused particularly on Yuli Daniel and Andrei Siniavsky, who had been arrested for violating Article 70 when they published writings abroad that were critical of the Soviet state.10 The year 1965 also marked the first publication of the Chronicle of Current Events, the samizdat (self-published) compilation of human rights abuses.11 Those involved in the Pushkin Square demonstration periodically protested in following years, such as after the Warsaw Pactâs 1968 invasion of Czechoslovakia, an action that disillusioned many about the possibilities for progress and reform in the Soviet bloc.12
A smaller subset of Soviet activists focused on religious freedom and emigration to Israel. For many Soviet Jews, including prominent refusenik Anatoly Shcharansky, the 1967 Six-Day War in the Middle East awakened their Jewish identity, spurred greater participation in Jewish life, and fostered a desire to live in Israel.13 Yet the Soviet government refused nearly all applications for emigration. Because of demonstrations for exit visas, Soviet Jews faced police interruption of their holiday celebrations and internal exile. They also suffered discrimination in admission to higher education and in certain professions. More generally, they had little opportunity for a distinct cultural life, including the use of the Yiddish language or access to Jewish schools. Once officially classified as refuseniks, many lost their jobs and faced harassment for wishing to emigrate.14 The plight of Jewish refuseniks inspired considerable international sympathy, including growing American attention to Soviet Jewry in these years.
Beyond public protests, dissidents began to form organizations to advance their agendas. The two most important groups to develop during the 1960s and early 1970s were the Moscow Human Rights Committee (MHRC) and the Initiative Group for the Defense of Human Rights in the USSR.15 In describing the MHRC, U.S. representative to the UN Human Rights Commission Rita Hauser commented that such a group was ârevolutionary for the Soviet Union, for non-governmental organizations are so rare as to be non-existent.â16 The Soviet government perceived such organizations as threatening and prevented them from operating freely. Members of the MHRC such as nuclear physicist Andrei Sakharov faced a prohibition against living in Moscow as well as the confiscation of written materials, the refusal of exit visas, and the interception of mail.17 In a notable act of protest, members of the Initiative Group for the Defense of Human Rights in the USSR signed a May 1969 letter that alleged human rights violations in the Soviet Union and addressed it to the UN, making the group the first Soviet NGO to send a letter to that organization.18 Later, in October 1973, several prominent Soviet dissidents, including Orlov, Valentin Turchin, and Sergei Kovalev, formed a national section of Amnesty International.19
Individual acts of protest also persisted. These often took the form of letters, but there were also efforts to escape. For example, after his return from Armenia, an increasingly activist Orlov drafted a September 1973 letter, âThirteen Questions to Brezhnev,â and an appeal to mark Human Rights Day in December 1974.20 In one of the more extreme steps taken, a group of Soviet Jews plotted to hijack a plane as a means to escape. The KGB (the Soviet security agency) preemptively foiled the plan, and those behind the plot were sentenced to death. With the exception of the hijacking plot, many refuseniks were hesitant to dissent openly, as it could threaten their ultimate objectiveâan exit visa.
At times, activism produced positive results from the Soviet government, although on a relatively small scale. In late 1968 Soviet authorities broke their long-standing policy and allowed the emigration of a significant portion of Jewish activists, such that by January 1969, as observer Gal Beckerman writes, âalmost the entire old guardâ of Jews active in the Baltic republics had left.21 It seems likely that the Soviets were responding tactically to the growing Jewish emigration movement, hoping that allowing most of the leadership to leave would quell further agitation from the larger Jewish population. Instead, it inspired more Jews to apply for emigration.22
The audience for Soviet dissidence was not only internal. Over time, activists sought to reach the international community, particularly the UN, Western governments, and Western citizens, by utilizing the boomerang model described by political scientist Daniel Thomasâthat is, through nongovernmental actors making appeals transnationally âin order to circumvent blocked domestic opportunities for protest.â23 In scholar Richard N. Deanâs view, Soviet dissidents were initially hesitant to seek support from the West, favoring quiet, private protests. When they shifted tactics, they relied heavily on Western journalists to cover press conferences, solicit interviews, and disseminate samizdat materials.24 A risky but effective way to publicize Soviet human rights abuses was through publication abroad, as Alexander Solzhenitsyn did with The Gulag Archipelago, which was released in translation in three volumes in the mid-1970s.25
By the 1970s many varied groups were reaching out to the We...