Part I
A Framework for Debate
1
Approaches to Global Intellectual History
SAMUEL MOYN AND ANDREW SARTORI
Among the last decadeâs most notable developments in the historiansâ guild has been a turn toward âglobal history.â The roots of global history are older, in different tendencies in international history to strain beyond its usual diplomatic agents or in world history to make into approved topics the transnational flows of populations, diseases, and goods. But the citizens of the postâCold War world, at least in some places, conceived of themselves as living in an age of âglobalizationâ and pushed this trend to impressive heights.1 The field of intellectual history, however, has lagged behind, although its objects of studyâthinkers and conceptsâwere presumably some of those most amenable to spread across vast geographical spaces.
There are a few reasons for this lag. In the North Atlantic academy, intellectual history has been, and to some extent remains, marginal to the historical discipline. But it also may have had good reason to avoid the trend. Scholars working on the classic areas of this field, western Europe from antiquity to the present, may have felt that this turn beyond the nation hardly affected the practice of a field that had stayed relatively free of the lures of national history in the first place. Early modernists had long been aware of a transnational ârepublic of letters,â and modernists were often most interested in what Karl Mannheim called the âfree-floatingâ intellectual, among whose other traits was to address larger communities or even travel between them. Meanwhile, with the exception of historians of the early modern Atlantic world, the smaller group of scholars focusing on the intellectual history of the United States maintained a sense of their enterprise as beleaguered in an era of ascendant social history, leading them to stick to the defense of intellectual and cultural history framed in terms of conventional spatial boundaries. If they remained wary of the usual study of American national history, it was not because it was too culturally or geographically parochial. In fact, when one intellectual historian, Thomas Bender, tried to take U.S. history past the global turn, his own home subfield was not given much prominence.2
More recent signs, however, suggest that there will be a âglobal intellectual historyâ just as transformative for this part of the discipline.3 When a new journal for the field emerged in 2004, entitled Modern Intellectual History without any geographical designator, its main mission was still to unify practitioners of the European and U.S. intellectual fields. This same journal, however, likewise shows that the turn to âglobal historyâ has now begun to influence intellectual history quite significantly.4 In a parallel development, historians of science have woken up to the global percolations of the theories they once studied in drastically restricted geographical locales.5 More important, as pioneering examples of a global concept history begin to be published, the question now is not whether such ventures will take place but what models they will feature and what is at stake in choosing among them. The problem is far more one of theory than one of practice, for posing the difficulty (evidentiary, linguistic, professional, and so forth) of enacting a global history depends, first, on developing plausible models of what the subject matter of such a historiography ought to be.
A Gallery of Alternative Models
Global Intellectual History is intended to showcase the available choices at a threshold moment in the possible formation of an intellectual history extending across geographical parameters far larger than usual. This chapter offers an analytical orientation to the different possible approaches, versions of most of which are then defended by the individual contributors. This orientation then moves to the issue of chronology and the definition of the global itself. Is a premodern global history possible? Even today are there not spaces on the earth that fall outside the networks of social life and intellectual circulation but whose inclusion is required for a truly global framework? Whatever model of global intellectual history is adopted must be tailored to the spaces across which, from era to era, concepts could appear. But it may even be that the expansive space that is today called âthe globalâ has never really existed.
The answer to these kinds of questions depends substantially on how the global is conceptualized as a scale, and there are several nascent approaches that need to be distinguished, for purposes of analytical clarity even if in practice they might overlap. We might begin by distinguishing among, first, the global as a meta-analytical category of the historian; second, the global as a substantive scale of historical process, and hence a property of the historianâs subject matter; and third, the global as a subjective category used by historical agents who are themselves the objects of the historianâs inquiry. With this in mind, we might then identify different versions of these three modes of the âglobalâ in global intellectual history. Consider, first, universal history and comparative history. Then there are the various approaches that emphasize intermediating agents or modes of circulation, or else theories of larger structural transformations (Marxism, notably) that allow for new conceptual movement or networking practices. Each of these approaches has its own lineage, either in older forms of what were, in effect, global intellectual histories or in other historiographies. Finally, and for this reason, it is sometimes thought to be fruitful to take a second-order approach that, without directly addressing how to study global intellectual history now, insists on historical perspective as a first step to gain purchase on that problem. After all, far-flung spaces have long been subject to theorization and interpretation in different times and places, notably as an outcome of the colonization of the world.
Universal and Comparative History
In the early modern period, Europeans moved to craft a âuniversal history.â Ethnographic encounters, comparative philology, and archaeological discovery made this step unavoidable, challenging and ultimately overturning biblical models that were seen to be too constricted in their geographical and chronological parameters. Of course, early modern Europeans did this in ways that frequently left them âin the grip of sacred history,â with the terms of biblical salvation history barely transformed to accommodate threatening data. The most famous figure to emerge from these traditions, G. W. F. Hegel, produced a version of universal history that placed an extraordinary premium on the role of thought in organizing and driving forward the unfolding of a world history.6
Hegel himself might have ended the narrative of the self-realization of âreason in historyâ with the European state, but others carried the project forward to examine the implications for other parts of the world of the claims of European modernity to universality. An example is Joseph Levensonâs Confucian China and Its Modern Fate, which examines the crisis of Chinaâs classical claims to civilizational universality in the face of modern Europeâs higher universalism. For Levenson, the Hegelian supersession of Chinese by Western universalism forced Chinese intellectuals into choosing between the radical embrace of modern universalism or a new traditionalism, in which tradition was valued for its particularity rather than its universality. A global history was already implicit here: Confucian Chinaâs fate would be the fate of the nonmodern non-West everywhere as institutionally or culturally contingent rationality was forced to come to terms with the better reason of the modern West. Such an approach was also implicit in much of the area studies and developmentalist work of the postwar period in the United States, and it still has adherents today. This tradition of idealist universal history is alive and well and not just in the controversial propositions of Francis Fukuyama. Extremely sophisticated philosophers like Robert Pippin have proposed reconstructing Hegelâs claim about the specificity of modern society as a unique realization of freedom.7 It also forms the central reference point in âCasting the Badge of Inferiority Beneath Black Peoplesâ Feet,â by Mamadou Diouf and Jinny Prais, chapter 9 in this volume. They explore the ways in which black intellectuals have challenged the parochialisms of Hegelian universal history to find a place for both Africa and black people in a reconstituted and cosmopolitan universal history.
Alternatively, a global intellectual history might compare intellectuals or intellectual practices or ideas and concepts geographically or chronologically. In such an enterprise, the point might be to elaborate on processes or tendencies that developed on a global scale or to use comparison to elaborate on the different processes or tendencies that developed in different parts of the world or in different eras. Indeed, in a minimal conception the idea of a âglobal intellectual historyâ might be seen as merely a call to create a more inclusive intellectual history that respects the diversity of intellectual traditions and broadens the parameters of thought beyond the narrow limits defined by the traditions institutionalized in the Western or Eurocentric academy. In other words, this would be a call to attend to non-Western intellectual histories with a rigor commensurate with the scholarship on Western intellectual histories.8
If the project of a âtotal historyâ could divide the world according to the dominant cereal staple, or the frontier between sedentary and nomadic societies, parallel historical analyses organized around repeating themes or transitions could similarly be developed around the intellectual world, as in Siep Stuurmanâs âCommon Humanity and Cultural Difference on the SedentaryâNomadic Frontier,â a comparative study of Herodotus, Sima Qian, and Ibn Khaldun, chapter 2 in this volume. In this approach, âthe globalâ is first and foremost an analytical category in the space of the analysis itself; that is, a comparison treats particular cases as distinct and separate in order to establish them as commensurable and hence comparable. What makes the approach global is not the geographical spread of the concept or thematic but the fact that a comparison between geographically constrained spaces is possible even without a connection between them. Stuurman, for example, does not suggest that the three figures in his study were influenced by or otherwise connected to one another. Indeed, a direct influence or connection between them might even muddy the terms of comparison.
Put differently, the global scale of the enterprise is established by the intention of the investigator and the terms of the investigation. It is not an actorâs or native category, nor does it depend on specific historical conditions of interconnectedness on which many of the other approaches focus. This does not mean that we could not make a case that historically specific forms of connectedness provide an epistemological foundation for specific kinds of comparison. For example, we could conceive of âuneven developmentâ as a historically specific basis for the comparison of nationalist discourses in different parts of the world and, indeed, for the emergence of comparative consciousness within nationalist discourses in different parts of the world.9 Indeed, in order to set the terms of comparability, some meta-analytical categories are required, and they will almost certainly be historical, such as âcivilization,â ânation,â âurban culture,â and âliterary tradition.â Yet the comparison, as in Stuurmanâs chapter, could also proceed from such general categories without much notice of their historical conditions of possibility and could certainly be used as a basis for investigation without regard to more specific arguments about the development of global space as a practical reality. Any loss to the enterprise from not historicizing the possibility of comparison could perhaps be offset by gains in the revelation of striking parallels and distinctive points between compared locales.
For example, one popular topic for comparative intellectual history both old and recent is the development of âscience.â In the aftermath of Joseph Needhamâs famous and controversial attempt to determine why ancient China never developed modern scienceâwith Confucianism once against taking the blame, together with other factors like the nature of the alphabetâG. E. R. Lloyd more recently compared ancient Greek and Chinese natural thinking.10 Even though he is a historian of science, Lloyd develops a more general notion of âsystematic inquiryâ that allows the comparison of drastically different systems of knowledge without judgment as to the relative success or failure of either side to anticipate or lay the groundwork for modern approaches. Lloydâs comparative studyâwhich supposes no historical connection between his geographical scenesâoffers an example of a history in which the historian provides the global forum after the fact in order to clearly distinguish the unique characteristics of its different sectors. Offering his own term of art for the object of comparison, presumably in order to skirt the whole problem of how two disparate and disconnected intellectual cultures could develop a comparable intellectual practice, Lloyd suggests that a global juxtaposition offers many opportunities for new interpretations.
Intermediaries, Translations, and Networks
A global intellectual history might be less concerned about establishing the parameters of a global scale of inquiryâin either a Hegelian or a comparative senseâthan about insisting on an implicit holism according to which cultural, social, linguistic, civilizational, or geographical boundaries are always occupied by mediators and go-betweens who establish connections and traces that defy any preordained closure. Contrary to claims of the incommensurability of cultures, this approach could be used to show how individuals crossing seemingly insurmountable borders learned how to make intellectual cultures mutually intelligible.
Such intermediation might even undermine the assumption that these cultures could be conceptualized as discrete in the first place.11 In one version, the story of intermediating travelers could focus on their inability to transcend culturally the borders they cross physically; Edward Saidâs Orientalism (1978) is the classic example of this approach. But far from seeing a global forum created or lived through travel, this version of intermediation actually reinstates the notion of a parceled system with noncommunicating domains. In the more generous approach, linked to either assumptions about the conditions of hermeneutic intelligibility or the deconstructive impulse to undo oppositions between cultures, intermediation is singled out for its more positive ramifications.
Typically, of course, such studies never use the global as a direct object of analysis. In the most noteworthy accounts of âintellectual migrationâ in earlier generations, cultural divergence did not need to be thematized beyond the difficulties of language and manners that a European forced to live in America might expect.12 Today, stories about overcoming conceptual boundaries in the past could be taken as a refusal of spatial closure. They focus the historical investigation on mediators (linguistic, practical, institutional, or material) and go-betweens at the boundaries of conventional units of studyâbetween, say, East and West, or North and South. In the large literature on go-betweens from one culture to another, friendship has taken pride of place as a trope through which to conceptualize intellectual transfer that might otherwise remain too abstract.13 Such an approach relies on a historically general holism to suggest that intermediaries have always occupied boundaries but would then typically go on to investigate specific practices of mediation in particular times and places. It might even show that particular achievements are possible by acquiring through travel a sharper understanding of what at first seemed distant and strange.
At this point, the literature on travel and migration is sufficiently well developed that new frontiers for exploration have come into view beyond whether their histories illustrate global misunder...