1
The Rule of Law in the Canadian Constitution
On December 4, 1946, Frank Roncarelli was informed by the Quebec Liquor Commission that the liquor licence for his Montreal restaurant had been revoked âforever.â Mr. Roncarelli had not violated any Liquor Commission guidelines, nor had he been charged with or convicted of any criminal wrongdoing. The licence was revoked because, as Mr. Roncarelli and indeed everyone else knew, Maurice Duplessis, the Premier of Quebec, wanted to punish him for his membership in and financial support of the Jehovahâs Witnesses. The Jehovahâs Witnesses are an evangelizing, fundamentalist protestant sect that had outraged Duplessis and the French-Catholic majority in Quebec through their outspoken criticisms of the Catholic Church and its priests. The Duplessis government had begun a campaign of legal harassment against the Witnesses by arresting them for distributing their printed materials without a licence. Roncarelli frustrated this plan by regularly providing bail money for his arrested fellow-believers, who would then return to the streets. Roncarelli thus became a special target of the Quebec governmentâs harassment.
After a thirteen-year legal battle, the Supreme Court of Canada finally ruled that the government of Quebecâs treatment of Roncarelli had been arbitrary and illegal. Moreover, Duplessis could not hide behind the civil immunity normally enjoyed by state administrators under Quebec law. By grossly abusing his administrative discretion, Duplessis was deemed to have acted outside the law and was thus subject to being sued by Roncarelli for damages1 (Reading 1.1). A majority of the Court held that in Canada there is a general right not to be punished by the arbitrary exercise of government power. A government, federal or provincial, can only move against an individual in accordance with known rules, and the Duplessis government had failed to meet this standard. In so ruling, the Supreme Court reasserted one of the fundamental principles of the âunwritten constitutionâ of Canada â âthe rule of law.â
The Roncarelli case was just the most recent chapter in a living tradition that can be traced back through the nineteenth-century writings of A.V. Dicey (Reading 1.4); the American Declaration of Independence of 1776 (Reading 1.3); the political theory of the seventeenth-century philosopher John Locke (Reading 1.2); and even to the fields of Runnymede in June, 1215, when the English nobles forced King John to sign Magna Carta and to agree to rule per legem terrae â that is, according to the laws of the land.2
Magna Carta marked the beginning of the ârule of lawâ tradition. The Glorious Revolution of 1688 deposed the Stuart kings and established Parliamentâs supremacy over the Crown. This landmark event initiated the practice of government that we now take for granted (too much so!) â representative government, or government by consent of the governed.
The second reading is from the writings of John Locke, often referred to as the âtheorist of the Glorious Revolution.â Lockeâs Second Treatise on Government, first published in 1690, has been the most influential defence and advocacy of âgovernment by consent,â or liberal democracy, ever written. In it, we find not only a defence of âgovernment by consent of the governed,â but also a restatement of the principle of per legem terrae. Locke explicitly declares that even the new sovereign, the legislature, must rule âby declared and received laws ... interpreted by known authorized judges.â
A careful reading of the passage from Locke reveals that, in addition to these procedural restrictions, he imposes a second major restriction on the legislative, or âlaw-making,â power of the state â âthe law of Nature.â This substantive restriction means that, not only must laws be duly enacted and fairly administered, but laws themselves must not violate the ânatural rightsâ of individuals that exist by the âlaw of Nature.â This law of nature is understood to transcend human society and to exist independently of the positive law of any given state.
This double limitation on just government was given its most striking and memorable articulation in the American Declaration of Independence of 1776, written primarily by Thomas Jefferson (Reading 1.3). The Americans justified their revolution, and subsequently founded their new republic, on the two fundamental principles of Lockeâs political theory: that âall men are by Nature equal,â and that they possess certain inalienable (i.e., natural) rights. There is a critical tension between these two fundamental concepts of equality and liberty. The principle of natural equality essentially means that no person (or group of persons) is inherently so superior as to rule others without their consent. This banishes the traditional claims of priests, kings and nobles to rule on the basis of their alleged natural superiority, and replaces it with government by consent of the governed. In practice, this has meant some form of âmajority ruleâ democracy. The principle of natural rights means that a just government cannot violate these rights, since the very purpose of government is to secure such rights. The tension arises from the fact that âmajority ruleâ does not always produce laws that respect the rights of individuals or groups that are not part of the majority.
This tension is more of a theoretical problem than a practical one. Most of the time, the combined practice of âgovernment by consentâ and âthe rule of lawâ is a strong guarantee that the twin requirements of equality and liberty will be met. It is unlikely that a governing majority will ever (knowingly) consent to policies that are destructive of their rights. The ârule of lawâ provides additional safeguards by deterring rulers from pursuing ends and using means that âthey would not like to have known by the people, and own not willingly.â3 But what happens when the majority consents to laws that are destructive of the natural rights of a minority? What happens when government by the âconsent of the governedâ no longer âsecures these rightsâ? Neither Locke nor Jefferson answered this question. The practical problem of reconciling âmajority ruleâ with âminority rightsâ was left to the founders of new liberal democracies such as the United States and Canada.
Historically, modern liberal democracies have given institutional expression to the principles of equality and liberty in one of two ways: the British parliamentary or Westminster model and the American âseparation of powersâ model. Because of two major differences in the British and American systems, the courts in each have very different functions and characteristics. The American model is ultimately based on and organized by a single basic document â a written constitution. This single document sets down in writing âthe rules governing the composition, powers and methods of operation of the main institutions of government, and the general principles applicable to their relations to the citizens.â4 By contrast, the Westminster model is based on an âunwritten constitutionâ â a combination of historically important statutes, the common law and numerous unwritten conventions and usages. (In 1998, Britain took a step in the direction of the American model by adopting the Human Rights Act. See below.) The second difference is that the American-style âwritten constitutionâ includes an enumeration of the fundamental rights and liberties of the individual against government, known collectively as the Bill of Rights. While individuals enjoy basically the same rights and freedoms under the traditional British parliamentary model of democracy, they are not âspelled outâ in any single, basic document of government (i.e., they are not âconstitutionally entrenchedâ).
The result of these two differences is that under the American model of democracy, the courts, and especially the Supreme Court, play a more explicit and influential political role. Ever since the 1803 case of Marbury v. Madison, American courts have assumed the function of interpreting and enforcing âconstitutional lawâ just as they do all other law. This âjudicial reviewâ of legislative and executive actions is intended to ensure that the latter conform to the procedures and limitations laid down in the Constitution. If government laws and actions do not conform, the Court declares them to be âunconstitutional,â invalid and therefore without legal effect.
It is easy to see how, in theory at least, combining the American practice of judicial review with an entrenched bill of rights resolves the tension between liberty and equality, majority rule and minority rights. If the majority enacts a law that infringes a personâs constitutional right, the individual can go to court and ask the judges to strike down the law as unconstitutional. This approach to protecting civil liberties was particularly effective in promoting racial justice in the United States during the 1950s and 1960s. While the more âdemocraticâ (majoritarian) institutions of government refused to take action, the United States Supreme Court used the Bill of Rightsâ guarantee of âequal protection of the lawsâ to strike down the legal barriers of racial discrimination in American society. However, as the Supreme Court expanded its âjudicial activismâ into more and more areas of public policy and local government, serious questions began to arise about the âundemocraticâ character of its use of judicial review. In protecting the âindividual rightsâ side of the liberal equation, the Court was perceived as neglecting and even violating the equality requirement of government by consent of the governed.5
The British model of parliamentary supremacy combined with the ârule of lawâ tradition avoids this problem. There are no written constitutional prohibitions for the British courts to enforce against Parliament, and the courts do not interpret or enforce constitutional conventions, the âunwritten constitution.â6 The critics of parliamentary democracy, however, contend that it is prone to the opposite problem â that there is no adequate mechanism to protect individuals or minorities from democratic majorities that violate their rights. While this may be true in theory, in practice it has not proven to be a serious problem in either Great Britain or Canada. While Canadaâs record when it comes to civil liberties is far from perfect,7 it remains much better than the vast majority of modern nation-states.
The key to the British parliamentary systemâs practical success is conveyed in the reading from Dicey on âthe rule of law,â and especially his quotation from Tocqueville (Reading 1.4). Comparing the governments of England and Switzerland, Tocqueville observed that, âIn England there seems to be more liberty in the customs than in the laws of the people,â while the opposite holds for Switzerland. For both Tocqueville and Dicey, the British condition is far preferable. For, in the long run, a societyâs customs, habits, beliefs â the moral quality of public opinion â is a more dependable guarantee of just laws than the âpaper barriersâ of constitutional âguarantees.â Put very simply, a written constitution cannot âguaranteeâ that the laws of a democratic society will be any more just or fair than the people who make up that society.
The government of Canada was basically modelled after the British parliamentary system. The one important exception is the federal form of the union of the Canadian provinces, and the defining of the forms and limits of this union in a single, written document â the British North America Act, 1867, now known as the Constitution Act, 1867. This aspect of Canadian government is especially important for the courts because it has thrust upon them the function of judicial review, or âumpireâ of the federal system.8 Federalism aside, both levels of government in Canada were formed after the Westminster model, which entailed parliamentary supremacy within their respective spheres of jurisdiction.
Accordingly, until 1982 Canada followed the British approach to the protection of civil liberty â parliamentary supremacy combined with âthe rule of law,â and a healthy self-confidence in Canadiansâ basic sense of fairness and tolerance for diversity. Inevitably, the proximity of the United States has prompted constant comparisons. One of the most eloquent and forceful defences of the A...