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Thinking
Can the cinema think? This study proposes that it canābut that it rarely does, less out of incapacity than inclination. It proposes, moreover, that the distinguishing characteristic of Stanley Kubrickās cinema is that it thinks. I do not mean that it offers views, opinions, messages, or arguments. I mean that it searches through the media of sound and light, words, music, and image to find insight and illumination. Much in traditional cinema, even of so-called classic cinema, has stood in the way of thinking: sentimentality, patriotism, complacency, actors, prudery, didacticism, and a nearly concealed contempt for the audience. Kubrick cuts through these obstacles, making way for a cinema that discovers unprecedented and challenging combinations of beauty and knowledge, satirical critique and visionary possibility.
Critics have realized for some time that one of the distinctive qualities of Kubrickās cinema is its intellectual and conceptual coherence. Alexander Walker points to intellectual coherence as one of Kubrickās distinctive characteristics: āOnly a few film directors possess a conceptual talentāthat is, a talent to crystallize every film into a cinematic concept.ā1 Walker pinpoints this conceptual focus: āa persistent interest in the symbolic analysis of society through its enduring myths and fables.ā2 For Kent Jones, Kubrick is āa metaphysical story-teller,ā a filmmaker capable not only of moving his audience but evoking and meditating on the great questions.3 Thomas Allen Nelson claims that āKubrickās conceptual universeā is informed by a pervasive
In their seminal works, Walker and Nelson firmly establish the relationship between Kubrickās deconstructive vision of modern life and his formal inventiveness and brilliance.
If Walker and Nelson see Kubrick as a kind of cinematic deconstructor of āpietiesā and āteleology,ā James Naremore sees him as a satirist whose subject is human folly and barbarism; in the interest of satire, he is drawn to a family of āestranging effectsāthe grotesquely mistaken, the uncanny, the fantastic, the Kafkaesqueāand he repeatedly conjoins methodical orderliness and horrific absurdity.ā5 Penetrating as his assessment is, Naremore leaves out two essential elements of Kubrickās cinema: the visionary and the beautiful. Satire, even when practiced by masters like Swift or Kafka, has a fantastic aspect that distorts the world in order to expose its absurdity. The formal beauties and complexities of Kubrickās cinema go beyond caustic critique to potential transformation.
Kubrick told Alexander Walker, āNaturalism finally does not elicit the more mysterious echoes contained in myths and fables; these resonances are far better suited to film than any other art form. People in the twentieth century are increasingly occupied with magic, mystical experience, transcendental urges . . .ā6 In this sense, the surreal or hyperreal aspect of Kubrickās films is less satirical, per se, than a response to cinematic traditions of realism or naturalism that reflect and attempt to enforce cultural norms of family and nation.
A thinking cinema is something less and more than a conceptual or a satirical cinemaāit is a cinema constantly alive to possibilities of representation and vision. It is less concerned with contingency, per se, as it is with the ways in which cinematic reality can be an ongoing criticism and revelation of material reality. Although governed by narrative, character, and theme, it is at the same timeāand more importantly for someāa material thinking, a thinking that transcends words, themes, and concepts and enters the delightful realm of the ineffable and endlessly interesting. In a way, Kubrick was able to fuse the cinemaās power of enchantment with the power of relentless investigation and exhibition, continual critique, and surprising revelation. For this reason, Kubrickās cinema invites thinking through that draws out an implicit phenomenology of its strikingly original formal qualities. It also merits a conceptual analysis that treats its concerns as more than merely thematic. This study thus approaches Kubrickās cinema through philosophical categories (corporeality, technology, war, eros, and transcendence) and formal qualities (time, light, music, speech, and poiesis). In turning away from a chronological, film-by-film analysis, we can perhaps establish the distinctive and coherent nature of Kubrickās cinema.
The Search for Illumination
Kubrickās films were made through a process of search and discovery: they were not produced so much as they were expressed through the long process of scripting, set and costume design, casting, filming, improvisation (especially Peter Sellersās performances in Lolita and Dr. Strangelove or: How I Learned to Stop Worrying and Love the Bomb), editing, and scoring. As Saul Bass observed,
Kubrick taught others this art of thinking and brooding, of beard scratching and chess-playing, of sudden shifts of course and rewritten dialogue. This made for long shoots, countless takes, and surprises. The thinking never stopped, and this thinking is reflected in the ineffable and the willing collusion of media that a film is or ought to be. It was all in the service of the filmās mysterious heart, less an intention or a point of view than a commitment to illumination. During the writing of Eyes Wide Shut, his last film, this consummate aim was represented for Kubrick by Arthur Schnitzler, the author of Traumnovelle, upon which the film was to be based. In adapting the novel to cinema and translating it from Vienna to New York, much had to be discovered. In practice, Schnitzler became the oracle who provided directions for the making of the film. It was an oracle that only Kubrick could understand. He called him, simply enough, āArthur.ā His hired screenwriter, Frederic Raphael, wrote in his notebook on May 31, 1995: ā[Kubrick] has convinced himself that our salvation lies in keeping to Schnitzlerās ābeatsā; if anything goes wrong, deviation from āArthurā has to be the reason for it.ā8
For Kubrick, films begin with questions he could not begin to formulate. Making a film was a process of embodied thinking, thinking toward a mystery that could not initially be framed. In a sense, the thinking was not directed at the solution of a mystery: it was directed toward that mysteryās cinematic realization.
This kind of esthetic search is complemented by Kubrickās conception of cinema as a spiritual instrument. In his article āWords and Moviesā (1961), Kubrick argues that action in a film must act as an āobjective correlativeā of the source novelās āpsychological content.ā Drawing on T. S. Eliotās famous argument from his essay āHamlet and His Problemsā (1919), Kubrickās article is a modernist and formalist defense of the work of art: āFor a movie or a play to say anything really truthful about life, it has to do so very obliquely.ā9 Where Eliot argued that poetry had to be ādifficultā if it were to dislocate language into meaning, Kubrick believes that a film needs to remain remote from explicit statement and rely on the medium:
Thus, in defending his choice to adapt a highly verbal novel like Lolita, Kubrick argues that a film, like a novel, discovers its own style as a manifestation of its thematic concerns. āStyle,ā he writes, āis what an artist uses to fascinate the beholder in order to convey to him his feelings and emotions and thoughts.ā11 The style realized in the making of a film may begin in service to a novel, but it cannot be confined to that sense of commitment:
Kubrickās statements about his films fall into the tradition of esthetic formalism dominant in academic literary criticism at mid-century which was largely devised to justify the difficulties of modernist literature: If his films violated genre expectations, that was because they were poetic and resistant to summary and explanation. As James Naremore has pointed out, Kubrickās cinema is āmodernistā or ālate modernistā in orientation and esthetic: We note an authorial detachment, a cool mode of presentation, and a formal ineffability.13 Likewise, T. Pipolo has argued that Kubrick was āan important modernist artistā whose films are characterized by a āperplexing conflation of aesthetics, technology, and narrative.ā14 These qualities in modernist writers had inspired New Critics such as Cleanth Brooks and W. C. Wimsatt to speak of the literary texts in spatial terms such as a well-wrought urn and a verbal icon.15 Similarly, Kubrick claimed that āit is . . . misleading to try to sum up the meaning of a film verbally.ā16
Like paintings, his films cannot, he maintained, be understood in terms of explanation. Leonardo did not provide an interpretation of La Giaconda, and neither will he provide an interpretation of his works. Although such an esthetic was largely prompted by 2001: A Space Odyssey, Kubrick invoked the same formalism to characterize Full Metal Jacket 20 years later:
Any attempt to summarize a real work of art is āhateful conceptualizing.ā18 In 2001, Kubrick did not attempt ambiguity for its own sake; āit was inevitable.ā āA certain degree of ambiguity is valuableā because it allows the viewer his own āvisual experience.ā19 Rather than a verbal art that is susceptible to summary interpretation, the film
Thus, like a true modernist, Kubrick denies that art has a social responsibility: āI donāt think that any work of art has a responsibility to be anything but a work of art.ā21 Kubrickās esthetics recognize the intrinsic complexity of an art form that combines a simultaneous juxtaposition of music, image, and speech. The distinctively stimulating and pleasurable qualities of Kubrickās are the product of an intensification of this complexity.
The āilluminationā that Kubrick believes to be the ābasic purpose of a filmā may be interpreted in many ways. My own approach will be to explore the ways in which Kubrickās art illumines the visible world but also, and equally important, what lies behind and within itāculture, psychology, philosophy, and ideology. His work, even as it avoids conceptual intentionality, is deeply conceptual, philosophical, and analytical in nature. Kubrick was a popular film director who was also an intellectual, an exile (though he denied it), and a technical artist. Kubrickās own ambitions and accomplishments are admirably suggested in his praise for two fellow filmmakers:
For cinema to have such purchase on the imagination it has to be living, unpretentious, and yet somehow suggestive of something eternal or primordial, something āarchetypalā in the terminology of C. G. Jung. In a way, Kubrick was able to join the heightened or exaggerated aspect of satire to the profounder aspect of the archetype. Sergeant Hartman in Full Metal Jacket is a satirical caricature, but more importantly he is an archetypeāthe Ogre or the murdering Father. Humbert Humbert in Lolita is a caricature of a scheming pedophile, but more importantly he is an archetypeāthe impassioned lover of courtly romances. Kubrickās central and enduring works are, at the same time, transgressive and archetypal, satirical and visionary.
The form of enigma
This point of ineffability indicates another quality of Kubrickās filmsāan irreducible ambiguity or, more grandly, an undeniable mysteriousness. This is certainly true for 2001, and also for The Shining, Full Metal Jacket, and Eyes Wide Shut. And this quality points toāand accounts forāanother characteristic of the films: Their reputations continue to grow and deepen with time. 2001 mystified and frightened MGM executives and the New York City newspaper critics, but connected with audiencesāand yet not even a loose consensus has ever emerged about what its conclusion āis,ā let alone what it means. One observes, then, a two-part invention in Kubrickās major films: a risky devotion to a project not easily assimilable through generic expectation and closure and a slowly accruing cultural reception and recognition.
While 2001 triumphed not only in spite of but also because of its apocalyptic mysteriousness and grandeur, The Shining proved an especially bitter pill for many of Kubrickās admirers at the time of its release in 1980. To them the film seemed, on first viewing, to be an overacted, confusing pastiche of horror films from the seventies such as The Exorcist (1973), The Omen (1976), and Carrie (1976). Thirty years later, it is one of his most popular and critical successes. Full Metal Jacket, constructed in two discrete sections at Parris Island and South Vietnam, refuses to answer to standard expectations for artistic closure, and yet continues to grow in esteem, outstripping the reputation of earlier Vietnam War films such as The Deer Hunter (1978), Apocalypse Now (1979), and Platoon (1987). And both films, despite these difficulties, are firmly lodged in collective popular memory and speech. Eyes Wide Shut, his last film, was a financial and a critical failure in 1999. By 2002 it was the subject of a monograph by Michel Chion in the British Film Instituteās Modern Classics Series and has gone on to stimulate dozens of critical studies. Following his death just before the release of Eyes Wide Shut, it became clear that Kubrickās canon was a uniquely rich and rewarding subject of continuing scholarly inquiry and popular interest.
The mysterious or enigmatic aspect of Kubrickās films derives from a certain obliqueness of presentation and a corresponding trust in the ability of mass audiences to experience and accept ambiguity. Kubrick told Alexander Walker: āIām sure that thereās something in the human personality which resents things that are clear, and, conversely, something which is attracted to puzzles, enigmas, and allegories...