PART ONE
Biography and Theory
1
Reading Freudâs Life
Naturally the writerâs life will be seen as irrelevant to his works if you reduce biography to the level of gossip. But if you respect the biographerâs art, a better alternative presents itself. Rather than maintain that a philosopherâs moral character has no bearing on his thinking, wouldnât it make more sense to suppose that the life and thought of a philosopher, a writer, or a literary theorist must interact in numerous complex and significant ways?
DAVID LEHMAN, SIGNS OF THE TIMES
In a series of essays on the life and death of Sylvia Plath, Janet Malcolm draws the following distinction between fiction and nonfiction. âThe facts of imaginative literature,â she writes, âare as hard as the stone that Dr. Johnson kicked. We must always take the novelistâs and the playwrightâs and the poetâs word, just as we are almost always free to doubt the biographerâs or the historianâs or the journalistâsâ (1993, 138). The shock value of this statement derives from its reversal of the usual alignment of poetry, drama, and fiction with the realm of illusion, non-fiction with fact. âIn imaginative literature,â she continues, âwe are constrained from considering alternative scenariosâthere are none. This is the way it is. Only in nonfiction does the question of what happened and how people thought and felt remain openâ (138). The point she is making is that biography is a matter of interpretation, a particular construction of the available evidence, from a special angle of vision. This should not be news to a contemporary practitioner, yet the striking thing to me about the standard biographies of Freud (Ernest Jones 1953â57 and Peter Gay 1988) is precisely their consistency, their failure to present competing perspectives on the same (and gradually expanding) body of materials.1
Freud himself, I believe, is largely responsible for this phenomenon, having first created, then promulgated a construction of his life that continues to circulate in the work of his major biographers. The effect of such unanimity not only sustains Freudâs own self-image but also implies a homologous relationship between his theory, insofar as it derives from his labor of self-analysis, and his life. Should Freud prove to be a fallible narrator/interpreter of his own life, certain aspects of his theory might also come into question.
In my own practice of reading Freudâs life, I wish to disrupt the canonical version of his biography by demonstrating the way it derives from and legitimizes Freudâs own heavily invested self-construction, and then to offer an alternative and competing version of two episodes of Freudâs life based on existing evidence. I hope to make clear how much is at stake not only in the interpretation of Freudâs life but also in the construction of biography generally.
Freudâs self-fashioning
Writing to his fiancĂ©e, Martha Bernays, in the spring of 1885, Freud declares that he has nearly completed a purge of his personal papers, having destroyed âall my notes of the past fourteen years, as well as letters, scientific excerpts, and the manuscripts of my papers,â an action âwhich a number of as yet unborn and unfortunate people will one day resentâ (E. Freud 1975, 140). That Freud had in mind his future biographers becomes evident in the following comment:
I couldnât have matured or died without worrying about who would get hold of those old papers. Everything, moreover, that lies beyond the great turning point in my life, beyond our love and my choice of a profession, died long ago and must not be deprived of a worthy funeral. As for the biographers, let them worry, we have no desire to make it too easy for them. Each of them will be right in his opinion of âThe Development of the Hero,â and I am already looking forward to seeing them go astray. (141)
According to Ernest Jones (1953, xii), Freud conducted a similar purge in 1907 on the occasion of his making some changes in his living arrangements, while his departure from Vienna offered Anna Freud and Marie Bonaparte the opportunity (presumably at his direction) to sift through his papers and correspondence, âburning masses of what they considered not worth taking to Londonâ (Vol. 3: 223).
Freud was consistent in his hostility toward the notion of being discovered or anatomized by his biographers. When Bonaparte approached him in 1936 with the idea of purchasing his letters to Wilhelm Fliess from a Berlin bookseller, Freud countered with a proposal to obtain them himself, with the clear intention of destroying them. âI want none of them to come to the notice of so-called posterity,â he told her, warning her further that âwith the very intimate nature of our relationship, these letters naturally dilate on just anythingâ (Gay 1988, 614). Bonaparte (with her eye on history in this instance) resisted Freudâs urgent pleadings to allow him to dispose of the letters, depositing them instead in the Rothschild Bank in Vienna, where they remained until after the Anschluss.
When Arnold Zweig suggested, on the basis of his close acquaintance with Freud and reverence for his work, that he write his friendâs biography, Freud acted quickly to squelch the idea. âNo, I am far too fond of you to permit such a thing,â Freud responded with genial finality, adding somewhat testily that âanyone who writes a biography is committed to lies, concealments, hypocrisy, flattery and even to hiding his own lack of understanding, for biographical truth does not exist, and if it did we could not use itâ (E. Freud 1970, 127).
The exuberance of Freudâs comment to Martha concerning the obstacles he has set in the path of his future biographers, whose task it will be to construct a narrative of heroic development, contrasts sharply with his admonition to Zweig, which concludes with the sardonic observation: âTruth is unobtainable, mankind does not deserve it, and in any case is not our Prince Hamlet right when he asks who could escape whipping were he used after his desert?â (127). Whereas early in his life Freud imagined his biography in somewhat mythic terms as âThe Development of the Hero,â later he seems to have feared not only the depredations of false flattery and outright misrepresentations of fact but also the kind of critical judgment that the disclosure of his intimate life circumstances might bring. While Freud is undoubtedly right to emphasize the âimpossibilityâ of biography, its pursuit of an unobtainable truth, his own efforts to lead his biographers astray, if not actually to prevent his life from being written, bears closer scrutiny.2 Specifically, for someone whose major theoretical concepts derive from his labor of self-analysis and whose published writings repeatedly refer to aspects of his own experience, such resistance to the notion of his own biography virtually cries out for interpretation.3
When Freud, who never wrote a formal autobiography, finally did produce a work focused explicitly on himself (An Autobiographical Study 1925), it was almost exclusively an account of his professional life, devoted to a description of his medical career and the way in which he was led to the founding of psychoanalysis. Indeed, in his 1935 postscript to this essay, he avers that his life has no particular status of its own apart from the history of that movement. âTwo themes,â he writes, ârun through these pages: the story of my life and the history of psycho-analysis. They are intimately interwoven.â Further, âThis Autobiographical Study shows how psycho-analysis came to be the whole content of my life and rightly assumes that no personal experiences of mine are of any interest in comparison to my relations with that scienceâ (71). It seems that Freud wishes to subsume his life into his work and to be known henceforward only through this medium. Later, in the same postscript, he offers a rationale for this stance. âThe public,â he states categorically,
has no claim to learn any more of my personal affairsâof my struggles, my disappointments, and my successes. I have in any case been more open and frank in some of my writings ⊠than people usually are who describe their lives for their contemporaries or for posterity. I have had small thanks for it, and from my experience I cannot recommend anyone to follow my example. (73)
Evidently wishing he had been more discreet, Freud now wants to spare himself further discomfort. By enfolding his life into the history of psychoanalysis, Freud not only protects his personal privacy but in the same stroke recreates himself as a cultural icon, no small accomplishment, given his designs on posterity.
Freudâs self-portrayal in his Autobiographical Study, while strikingly unautobiographical in the commonly understood sense, does, however, convey significant information about how he wanted to be perceived by future generations. In this regard, his seeming detachment, and hence objectivity, betrays an undertone of urgent instruction. A cluster of statements dealing with issues of isolation, independence, and priority, for instance, attest to Freudâs investment in his status as heroic founder or originator and hence his belief in his singular personal destiny.4
As a student at the university, Freud states that he stood apart from his contemporaries by virtue of his Jewishness, which conferred on him an alien identity. Refusing this characterization on the grounds that he has never felt any reason âto feel ashamed of [his] descent,â Freud nevertheless admits that he suffered from a degree of social ostracism. âI put up, without much regret, with my non-acceptance into the community; for it seemed to me that in spite of this exclusion an active fellow-worker could not fail to find some nook or cranny in the framework of humanityâ (9). Later, as if to congratulate himself for his ability to sustain himself in a hostile environment, Freud distinguishes between himself and his former friend and mentor Josef Breuer on the basis of the latterâs thin-skinned response to criticism of their jointly published Studies on Hysteria. âI was able to laugh,â Freud claims, âat the lack of comprehension which [Strumpellâs] criticism showed, but Breuer felt hurt and grew discouragedâ (23). When Freud finds Breuer, whose âself-confidence and powers of resistance were not developed so fully as the rest of his mental organization,â unable to follow him in his research into the sexual origins of the neuroses, he clearly also implies that the older man falls short of his own standard of intellectual courage and stamina (23).
Freud returns to this theme in regard to the early reception of his psychoanalytic studies. âFor more than ten years after my separation from Breuer,â he states unequivocally, âI had no followers. I was completely isolated. In Vienna I was shunned; abroad no notice was taken of meâ (48). Even after his work began to attract attention, Freud steadfastly maintains that its reception in Germany was ânowhere friendly or even benevolently non-committalâ (49). âAfter the briefest acquaintance with psycho-analysis,â he concludes rather bitterly, âGerman science was united in rejecting itâ (49). Freudâs description of his trip to the United States in 1909 contrasts with this portrait of nearly unrelieved isolation, yet it functions in part to draw out the full implications of his European disregard. âWhereas in Europe I felt as though I were despised,â he tells us indignantly, âover there I found myself received by the foremost men as an equalâ (52). Freudâs summary of what he calls the âfirst phaseâ of psychoanalysis is considerably more blunt. âI stood alone, âhe states flatly,â and had to do all the work myselfâ (55).5
Freudâs professions of his isolation, combined with his emphasis on himself as sole originator of psychoanalysis, constitute what I would call a profound labor of self-construction. In this otherwise modest summary of his lifeâs work, Freud offers very clear instructions about how he wants to be viewed from the vantage point of historyâas a quietly heroic figure who has virtually single-handedly brought about a revolution in consciousness. For the most part rhetorically successful, Freudâs narrative efforts are punctuated, however, by two instances of conspicuous anxiety: the first when he all but blames his fiancĂ©e Martha for standing in the way of his achieving early fame for discovering the anesthetic properties of cocaine, and the second when he goes out of his way to dismiss the work of Pierre Janet as in any way anticipating his own.
In an otherwise smooth description of his early scientific activities, Freud makes a sudden detour to describe why he did not become famous for advocating the use of cocaine as an anesthetic in ophthalmic surgery. After introducing the subject of his marriage in 1886, he interrupts the flow of his narrative to dilate on the subject of this missed opportunity. âI may here go back a little,â he begins, âand explain how it was the fault of my fiancĂ©e that I was not already famous at that youthful ageâ (14). His experiments with cocaine, he explains, were cut short by the prospect of a visit to his fiancĂ©e in Wandsbek from whom he had been separated for two years. In his absence, a colleague, Carl Koller, to whom he had spoken about his work, conducted the crucial experiments, which demonstrated the specific usefulness of the drug in anesthetizing the eye. Koller published a paper on the subject and thus earned credit for the discovery.
There is evidence that Freud did not immediately resent his failure to achieve this distinction, but rather that his annoyance at having been superseded by his friend developed over time, as he became aware of the full significance of the fact that the use of cocaine for a variety of medical problems had come into disrepute. Shortly after the publication of Kollerâs paper, for instance, Freud wrote to Martha that âa colleague has found a striking application for coca in ophthalmology and communicated it to the Heidelberg Congress, where it caused great excitement,â concluding, evidently without rancor, that âit is to the credit of coca, and my work retains its reputation of having successfully recommended it to the Vienneseâ (Jones 1953, Vol. 1: 88). Three months later, his attitude toward Kollerâs celebrity seems unchanged. âOn Sunday,â he writes to Martha, âKoller was on duty at the Journal, the man who made cocaine so famous with whom I have recently become more intimateâ (E. Freud 1975, 131). Most of what follows, as if to indicate Freudâs lack of envy for his friendâs success, is taken up not with cocaine but with Kollerâs response to a personal insult.
Freudâs attitude toward the issue of priority seems to have undergone a gradual transformation, until he came to regard himself as the virtual author of Kollerâs discovery. In retelling this story many years later, Freud emphasized his own awareness of the anesthetic properties of cocaine, thus enhancing his role in the critical finding of its application to the eye, while downgrading that of Koller by laying stress on his rather narrow medical aims in conjunction with his obvious opportunism.
One day I was standing in the courtyard with a group of colleagues of whom this man was one, when another interne passed us showing signs of intense pain. [Here Freud told what the localization of the pain was, but I have forgotten this detail.] I said to him: âI think I can help you,â and we all went to my room, where I applied a few drops of medicine, which made the pain disappear instantly. I explained to my friends that this drug was the extract of a Southern American plant, the coca, which seemed to have powerful qualities of relieving pain and about which I was preparing a publication. The man with the permanent interest in the eye, whose name was Koller, did not say anything, but a few months later I learned that he had begun to revolutionize eye surgery by the use of cocaine, making operations easy which till then had been impossible. (Brackets in Jones 1953, Vol. 1: 86)
In 1924, when Freud composed his Autobiographical Study, he was perturbed enough by his failure to gain credit for the one property of cocaine that had proven of lasting medical use that he was willing to implicate his fiancĂ©e in his lapse. Calling it an âomissionâ [âmein damaliges VersĂ€umnisâ], however, he took the final blame on himself. By 1935, his judgment had once again changed. This time he concluded his discussion of this episode by saying that he âbore [his] fiancĂ©e no grudge for the interruptionâ [âdie damalige Störung,â emphasis mine], clearly implying that she alone was responsible for his not having pursued his research further (15, n. 2).
From this distance in time, Freudâs need to assure his audience that only his love for his fiancĂ©e stood in the way of his having become famous at a relatively early age speaks more to his anxiety about his personal distinction as well as to his reputation for having indiscriminately endorsed cocaine than it does to the truth of his claim to have been the first to divine its specific anesthetic properties.6
Freudâs tirade against Pierre Janet, in the midst of an otherwise dispassionate account of the early development of psychoanalysis, betrays similar self-promotional concerns. Here it is the vehemence of Freudâs assertion that he owes nothing to the work of Janet, whose studies he and Breuer had once cited as bearing on their own, which suggests something more than an impersonal judgment.
After carefully distinguishing between his and Janetâs understanding of the dynamics of hysteria, Freud claims, in something of a non sequitur, that âthis distinction seems to me to be far-reaching enough to put an end to the glib repetition of the view that whatever is of value in psychoanalysis is merely borrowed from the ideas of Janetâ (31). Once having embarked on this topic, moreover, he cannot let it go. âThe reader will have learned from my account that historically psychoanalysis is completely independent of Janetâs discoveries,â Freud continues, âjust as in its content it diverges from them and goes far beyond themâ (31). Janetâs works, next to his own, he states, are negligible and âwould never have had the implications which have made psycho-analysis of such im...