1.Introduction
It was the historian Stephen Beasley Linnard Penrose (1934: 1â2) who commented thus:
In the second half of the twentieth century, Baconâs stocks dropped even lower. The philosophical Lord Chancellor was now hailed by Adorno and Horkheimer (1989), then Caroline Merchant (2006), as the harbinger of the modern worldâs destructive, instrumental approach to understanding nature. The culmination of Baconianism on these views lay in totalitarian governance and environmental degradation. Bacon has been arraigned as a cold-hearted proponent of the Machiavellian claim that knowledge is power. It was Bacon who is supposed to have put an end to the ancient and medieval valuation of the contemplative ideal of inquiry (Sargent 1996). It was he who, by advocating for a collective form of natural philosophy, ended the classical tradition for which the pursuit of knowledge both requires and engenders ethical edification in inquirers.2 Bacon was a naĂŻve empiricist. His experimental idea of natural philosophy leads only to chaotic compilations of facts. Baconianism hopelessly undervalues the role of the formation and testing of hypotheses in scientific practice and progress.3 Or else his âscientific methodâ maintains, impossibly, âthat absolute truth can be discovered in science by applying a purely mechanical procedureâ (Urbach 1982).
Baconâs divided reception reflects the complexity of the man. The author of essays on civic and moral subjects, of a book of apothegms and one devoted to classical mythology, an elegant stylist and a celebrated orator, hymned by contemporaries as the âtenth museâ to bring the choir together (Rawley 1626), Bacon stands as an uncanny colossus astride the straits adjoining the modern world and the renaissance, the new sciences and classical letters.
Francis Bacon was born in 1561, the son of the Lord Keeper of the Privy Seal. He was educated for a career in the law and served as a member of Parliament. Yet the young Bacon soon bridled at the prospect of an exclusively active, public life. In a famous letter to his patron, Lord Burley, in 1592, Bacon (1753) confesses that âI have as vast contemplative ends, as I have moderate civil ends: for I have taken all knowledge to be my province ... This, whether it be curiosity, or vain glory, or nature, or (if one take it favourably) philanthropia, is so fixed in my mind as it cannot be removedâ. Moreover, Bacon seems to have developed from his time at Cambridge University a lively sense of the limitations of the education on offer there, led by Aristotle and the schoolmen. Baconâs famous 1603 âProemâ to Thoughts on the Interpretation of Nature tells us that it was as a young man that he conceived the need for, and vision of, a radical renewal of learning. Bacon (1893: 35) was struck by the deficiencies of the present understandings of natural philosophy, and their failure to have produced almost any new inventions since Archimedes that ministered to âthe glory of the creator and the relief of manâs estateâ. It was perhaps as early as the 1560s, then, that Bacon (1868: 84â5) began to envisage what became his ânovum organumâ for understanding the natural world, to replace the old Aristotelian organon:
Nevertheless, Bacon (1869: Bk 1, sec. 120) published no writings before around 1600 devoted to his vision of âlaying a foundation in the human understanding for a holy Temple after the model of the Worldâ: what he calls âthe great instaurationâ. A series of earlier, unpublished drafts survive, in which Bacon (1964: 43) experiments with different literary forms to communicate and win sponsors for his radical program: âHe tries Latin, he tries English. He wonders if a dramatic monologue will not be more effective than a straight exposition. At one moment he is violently polemical, at the next urbane. He wonders whether it would not be best to suppress his own name and write under a pseudonym.â Baconâs entire oeuvre remains fragmented and pointedly incomplete. This adds considerably to the difficulty of achieving a comprehensive understanding of his theory of knowledge, or his persona more widely. Baconâs two most famous, systematic philosophical works are The Advancement of Learning of 1605 (expanded and translated into Latin in 1623 as De Augmentis Scientiarum) and the Novum Organum of 1620. The first work represents the first of six projected parts of the Great Instauration, the second work (which remained incomplete) as its second part. Book II of the Novum Organum contains Baconâs fullest extant account of his new âorganonâ for the âart of interpreting Natureâ. It is accompanied by the much shorter Parasceve. This work provides a series of instructions for the compiling of newly systematic forms of natural history. It thus speaks to the third part of the projected Great Instauration. Bacon himself completed several such natural histories in the last decade of his life, including histories on the winds, the prolongation of life, and density and rarity. There is also the intriguing collection of 1,000 experimental observations known as the Sylva Sylvarum (Baconâs most popular work in the seventeenth century).
At least five interconnected projects are undertaken in Baconâs philosophical works. The first, achieved centrally in The Advancement of Learning/De Augmentis, is a comprehensive critical survey of all existing branches of human and divine knowledge. These Bacon (1893: 69) groups into forms of history (which he aligns with the human memory), poesy (aligned with imagination), and philosophy (aligned with reason). The second is an explanation of the deficiencies in extant learning disclosed by this magisterial survey. For these deficiencies, Bacon (1869: Bk 1, secs 38â91) seeks out what he terms âsignsâ and causes, both in the institutions and practices of established forms of learning, and in the human mind itself. Third, and of arguably most enduring significance, is Baconâs account of induction in Novum Organum II, alongside his rules for the compilation of natural histories. Fourth are Baconâs own attempts at what we would call scientific inquiries into specific phenomena. Finally, there are Baconâs own speculative physical and metaphysical claims, including a post-Aristotelian theory of forms and of kinds of natural motion (Bk 1, secs 1â10; Bk 2, sec. 48), which Bacon sometimes aligns with forms of atomistic pre-Socratic natural philosophy.4
In the introductory account of Baconâs âepistemologyâ that follows, we will focus preeminently on the second and third of these projects. Section 2 looks at Baconâs critique of existing forms of philosophizing, in particular natural philosophy. The culmination of this pars destruens comes in Baconâs famous delineation of four âidols of the mindâ. This is what we might call an âepistemic psychologyâ which hearkens back to the Advancement and earlier texts (Bacon 1869: Bk 1, secs 42â65). Section 3 looks at Baconâs account of induction in the Novum Organum book II, alongside the prescriptions concerning the compilation of natural histories in the Parasceve and elsewhere. As we proceed, we shall introduce readers to some of the debates, and correct several of the false impressions surrounding Baconâs oeuvre that have arisen at different times: what Dana Jalobeanu (2013) has called âthe idols of Baconian scholarshipâ.
2.Pars destruens: anticipations of nature and the idols of the mind
In aphorism III of Novum Organum book I, Francis Bacon (1869: Bk 1, sec. 3) makes the famous pronouncement that â[k]ânowledge and human power are synonymousâ. This Baconian oracle seems to wholly politicize inquiry. Or else it seems to reduce all epistemic pursuits to so many branches of technical, even mechanical activity. It is true that Bacon admired aspects of the mechanical arts. One âsignâ of the limitations of premodern natural philosophy, for Bacon (Bk 1, secs 69â77), was that it had generated no new inventions of practical utility since the Roman imperium, save the printing press, compass, and canon. Like the mechanical philosophy simultaneously being forged by Galilei Galileo on the continent, Bacon (1893: 70â1) challenges the ancient oppositions of mind versus hand, and natural versus artificial (manufactured) things. âThe sun enters alike the palace and the privyâ, he echoes the Cynics. And âthat which is deserving of existence is deserving of knowledge, the image of existenceâ (Bacon 1869: Bk 1, sec. 120).
Bacon admired the cumulative progress of the mechanical trades, with expertise being passed down the generations. This he favourably contrasts with many other branches of learning that have not progressed beyond commentary on ancient masters. Nevertheless, it is untrue to Bacon (1863a) to pursue this thought too far. âI care little about the mechanical arts themselvesâ, he clarifies, âonly about those things which they contribute to the equipment of philosophyâ (381). The mechanic arts as they stand âtake but small light from natural philosophyâ, Bacon (1955a: 393) writes in a characteristic passage in the Filum Labarynthi (c. 1607), âand do but spin on their own little threadsâ. In a celebrated analogy (1869: Bk 1, sec. 90), he positions these mechanics, alongside the alchemists, as like âantsâ that collect information more or less blindly, without any larger orientation. âThe present method of experiment is blind and stupidâ, Novum Organum complains (Bk 1, sec. 70): âhence men wandering and roaming without any determined course, and consulting mere chance, are hurried about to various points, and advance but littleâ. Baconâs epistemology then does not, contra some images, praise the unordered collections of facts as a sufficient goal of inquiry.
Bacon is better known for his criticism of Aristotle and his medieval and early modern scholastic admirers (Bk 1, sec. 90): less ants than âspiders [that] spin out their own websâ. As with the mechanicals, Aristotleâs model of natural philosophy rests on a basis of inadequate observation of the natural world. Above all, the theoretical account of âinductionâ or epagĂŽgĂȘ in Posterior Analytic II 19 is radically deficient, as an account of how we can discover new axioms or principles about the natural world â although Bacon (1964: 42) can express admiration for Aristotleâs History of Animals. In line with this inadequate account of how we adduce our first principles, Aristotelian epistĂȘmĂȘ overvalues deduction and dialectical reasoning. Accordingly, it illustrates what he will call in the Novum Organum an âidol of the caveâ, the extrapolation of a mode of inquiry beyond its proper bounds: âand I appeal to your memories, son, and ask whether in his Physics and Metaphysics you do not hear the voice of dialectic more often than the voice of natureâ (112). This criticism informs one of Baconâs (1893: 66) several concerns with the University teaching of his time: âwhich is, that scholars in universities come too soon and too unripe to logic and rhetoricâ. At base, Bacon charges Aristotle with confusing invention in argument (a canon of rhetoric, and a dialectical technique modelled in the Topics) with the invention or discovery of natural principles (1â6). A valid argument may not be sound. One resting on a âfirst digestionâ of false or undiscerning premises can only yield erroneous conclusions: âThe syllogism consists of propositions; propositions of words; words are the signs of notions. If, therefore, the notions (which form the basis of the whole) be confused and carelessly abstracted from things, there is no solidity in the superstructureâ (1869: Bk 1, sec. 14). Bacon comments that âthis art of [deductive] judgment is but the reduction of propositions to principles in a middle termâ â as in the syllogism, âSocrates is a man; all men are mortal; so, Socrates is mortal.â If we do not have adequate procedures assuring us then that our middle terms capture real forms in nature, âthe principles to be agreed by all [are] exempted from argument; the middle term to be elected at the liberty of every manâs inventionâ (1893: 130).
Bacon coins the term âanticipations of natureâ in the Novum Organum I for the kinds of inadequate principles that he saw as shaping the alchemical and peripatetic natural philosophies alike gleaned from too little or too unsystematic forms of observation. âThe axioms now in useâ, Bacon (1869: Bk 1, sec. 25) claims, âare derived from a scanty handful ... of experience, and a few particulars of frequent occurrence, whence they are of much the same dimensions or extent as their originâ. They force assent, but do not reflect or shape things (Bk 1, sec. 29).
It is against the background of this fundamental criticism of the natural philosophies of his day that ...