CHAPTER 1
Starting with Goffman and
Ending with Foucault
In this chapter I examine Goffmanâs conception of the situation and Foucaultâs conception of the milieu as placeholders for everyday existence. Such an examination can illuminate Hackingâs notion of the power and efficacy of a theoretical combination of a bottom-up Goffman and a top-down Foucault. It also allows us to begin to develop a geographical conception of the everyday, both in the way Goffman and Foucault fulfill the exigencies of geography and the way in which they leave them as mere contingencies.
Goffmanâs Place, Goffmanâs Time,
Goffmanâs Problems
âThe key to understanding his [Goffmanâs] ethnographies is to see them as ethnographies of concepts rather than of places. They are utopian ideal-types (such as the total institution) existing nowhereâ (Manning 1992, 17). So this lack of a place (âexisting nowhereâ) leaves a dangling question: where is the where in Goffmanâs work? Does place exist for him? Are we situated anywhere, somewhere, or nowhere? In short, where is Goffmanâs geography?
Typically, Goffman uses the term âsituationâ to describe the particular nexus under examination. But is the situation situated? In other words, does the situation exist in space, time, and place? Or is it purely abstract? And wouldnât an ethnography of a concept have to be purely abstract? But wait, doesnât an ethnography have to be concrete? Or at least be based on the concrete?
And what exactly is a situation anyway? In Frame Analysis, Goffman states, âI assume that definitions of a situation are built up in accordance with principles of organizationâwhich govern eventsâat least social onesâ and our subjective involvement in them: frame is the word I use to refer to such of these basic elements as I am able to identifyâ (1974, 10â11). Goffman usually frames place as a setting or a stage on which social beings or actors perform their roles, though he does come close to a nice definition of place while elaborating the qualities of what he terms sitedness: âWhenever an individual participates in an activity, he will be situated in regard to it, this entailing exposure over a given range to direct witness, and an opportunity, over much the same range, to acquire direct observations. These latter implications of âsitedness,â in conjunction with his auditing capacities, generate a series of points beyond which he cannot obtain evidence as to what is going on. He will find barriers to his perception, a sort of evidential boundaryâ (1974, 215; italics, Goffman). Such a description, based on the limits of optical and auditory perceptual capacities and bounded by a series of points beyond which such evidence cannot be obtained, puts conditions of inclusion and exclusion on place. Place, then, is conditioned by what can and cannot be perceived, with a series of points demarcating the border separating these two domains. Except that place is never mentioned; instead, situation and sitedness are the preferred terms.
A somewhat similar definition is provided by Goffman in his aptly named essay âThe Neglected Situation.â Here, Goffman performs a lexical apologia as if from a sociological confessional: âLet us face what we have been offhand about: social situationsâ (Goffman 1972, 63). He then goes on to attempt to clear up the situation about situation, at least in its social manifestation: âI would define a social situation as an environment of mutual monitoring possibilities, anywhere within which an individual will find himself accessible to the naked senses of all others who are âpresent,â and similarly find them accessible to him. According to this definition, a social situation arises whenever two or more individuals find themselves in one anotherâs immediate presence, and it lasts until the next-to-last person leavesâ (Goffman 1972, 63). Again, situation is tied together by the limits of accessibility to the naked senses, and so a sensorial border is created around its domain. Before moving on, the Foucauldian surveillance hue of that wonderfully dystopian phrase, âmutual monitoring possibilities,â should also be noted, possibilities that must, according to Goffman, be characteristic of any social situation.
And so let me return to Goffmanâs assumptions regarding his âdefinition of a situation.â This definition is âbuilt up in accordance with principles of organization,â those âwhich govern eventsâat least social onesâand our subjective involvement in them.â Sitedness, I assume (as Goffman does not supply his own definition), equates with being situated in a situation. But, of course, the situation in which one is sited is abstract, because Goffman is concentrating on the structural components of the definition of the situation and not the definition of the situation itself! No wonder we sometimes feel as if we are navigating through nowhere when we read Goffman.
But if we examine Goffmanâs field notes, an argument can be made that the situations described in the notes are, indeed, situated, located, and placed, as it were. The field notes are taken from real incidents happening at actual times and in actual places and so do not proceed from a strictly conceptual apparatus. In other words, they are âgrounded,â in the sense that one knows that the places he references, such as a movie theater and or a cafeteria, are based on actual places and not simply categorical universals standing in for particulars.
Now, while this is the case for much of Goffmanâs work, frequently Goffman resorts to conceptual places that seem to hover above reality, in a kind of domain of hypothetical suspension. And even in Asylums, based as it is on a yearâs study in St. Elizabethâs, though the book âanalyzes the experiences of inmates in a Washington mental institution,â it âby extensionâ is applicable to âany institution in which the time and space of subordinates are carefully monitored and restricted,â that is, any total institution (Manning 1992, 8). âThe result is an ethnography that is less a study of a specific hospital and more an ethnography of the concept of the total institution itself â (Manning 1992, 9). Manning adds that âGoffmanâs major interest [in Asylums] was to understand the ramifications of an analytic framework; understanding inmate culture at St. Elizabethâs hospital was only a secondary considerationâ (1992, 155). So, once again, the concept is primary, not the place.
A similar sense of practicing conceptual ethnographies bleeds into Goffmanâs hypothetical examples. For instance, while discussing the ramifications attendant to âthe game of surveillance,â Goffman notes, âAfter a block or two, and well before suspicion is likely to be aroused, one tail can turn off and radio a second to pick up the trail at the next intersectionâ (1969, 48). Where are these blocks? Where is this intersection? Being that they only exist for hypothetical purposes, that is, to illustrate a point, they exist nowhere, and indeed, to fulfill their purpose, they must not exist anywhere else but nowhere.
So what is the problem? Or, perhaps better, where is the problem? Maybe it is located (if I can be allowed to use that term in this context) in the realization that even Goffmanâs hypothetical places are more or less of âour own Anglo-Americanâ variety, but they are seldom, if ever, acknowledged as such. So that even in the example cited above, we somehow know that this intersection and these blocks are taken from an imaginative repository specifically geared to America, or at the least to what used to be called the West.
But is there anything inherently wrong with that? Only that it presumes specificity without enunciating that presumption and then takes that specification as a universal. Let me cite a few examples from Relations in Public that may clarify this point.
A boy taking his girl into an amusement park picture booth, alive to the fact that the booth is seen as a place where couples go to neck, elaborately goes to the change booth for change and holds the necessary quarter up by means of two fingers, so anyone present will see that his intended use of the booth is innocent. A man looking at a girly magazine in a store specializing in this commodity may be careful to leaf through the magazine at a rapid pace, giving the same amount of attention to each page, as if looking for a particular article or wanting to see what in general a magazine like this could be like. (Goffman 1971, 129â130)
While these examples are both hypothetical, or at least appear to be so, they are in fact tightly hinged to time and place, specifically the United States of a distinctly Anglo-American variety, circa 1955, as the references to girly magazines and amusement park picture booths seem to predate 1971, the publication date of Relations in Public. And if they seem dated relative to 1971, as I believe they do, then surely they are doubly or even trebly anachronistic now. But the main point is that Goffman uses these examples as exemplars, that is, as if they transcend both time and space, when they are distinctly situated temporally, spatially, and culturally as well, as who can doubt that these hypothetical people are of âour own Anglo-American varietyâ? So that, while making a pretense of being outside of time and space, of having universal status, Goffmanâs analysis is clearly embedded within both time and space and is, indeed, particular to a certain place at a certain time, the United States of America of the 1950s and 1960s.
But then why have I (as well as others) branded Goffman as both ahistorical and ageographical? If his terms of analysis are embedded in a certain time and place, how can they not be embedded in both history and geography? Perhaps the confusion arises from Goffmanâs assumption of a norm without an acknowledgment that he is assuming such a norm, so that âour own Anglo-American societyâ seems to serve as a stand-in for life itself, as lived anywhere and everywhere.
This is a bit unfair, as Goffman does admit in the preface to Relations in Public that the âfull location of the practices considered in this volumeâ are âthe English-speaking world, the Anglo-American community, West European nations, Protestant countries, Christian society, and the West,â and he has confessed that âthe reference unit, âAmerican society,â (which I use throughout [Relations in Public]) . . . is something of a conceptual scandalâ (1971, xv; italics, Goffman). In further delineating the scope of this âscandal,â Goffman goes on to say: âI can with least lack of confidence make assertions about my âownâ cultural group, the one with which I have had the most first-hand experience, but I do not know what to call this grouping, what its full span or distribution is, how far back it goes in time, nor how these dimensions might have to be changed, according to the particular behavior under questionâ (1971, xv). What is this grouping? Who belongs to it? As a Jewish intellectual and a Canadian immigrant, is Goffman himself a member of this normative group? One is prone to assume (at least I am prone to assume) that this group and âour own Anglo-American societyâ are equivalent, yet Goffman specifically states that he does not know what to call this group. But then he uses precisely the phrase âour own Anglo-American societyâ in order to name the group under question. Goffman also confesses to his geographic and demographic ignorance about this group (âI do not know . . . what its full span or distribution isâ) as well as to his historical ignorance regarding the group (âI do not know . . . how far back it goes in timeâ). And he also confesses to a lack of knowledge regarding prognoses about the groupâs modes of behavior on both a geographical and a historical front: âI do not know . . . how these dimensions might have to be changed, according to the particular behaviors under question.â
And so one is left with a distinctly sinking feeling in regard to both history and geography, or time and place, in terms of Goffmanâs work. On the one hand, things sometimes seem to be tied to particular epochs and specific locations; on the other hand, everything seems to be floating, eradicated conceptual ethnographies in a theoretical void. Assumptions that seem to necessarily depend on a reading implicating a standard brand, even stereotypical, white Protestant Americana culture circa 1955 are sealed with the imprimatur of the universal. âGiven their social identities and setting, the participants will sense what sort of conduct ought to be maintained as the appropriate thing, however much they may despair of it actually occurring,â Goffman states in âEmbarrassment and Social Organizationâ (1956, 268; italics, Goffman). Yet this is exactly the problem, as such things as âsocial identities and settingsâ are not given but come with their burdens of history and of geography, and, furthermore, they are formed following the rules and codes of specific social orders. What I am suggesting is that some temporal and spatial discipline must be applied to Goffmanâs work to make it whole.
But thereâs another problem with Goffmanâs oeuvre as well. This has to do with the disconnection, or the lack of any attempt to even make a connection, between the tightly circumscribed and highly ritualized interaction order that Goffman so deftly delineates and the larger apparatus of the social world from which such elements derive. Or, rather, from which we assume they derive, this qualifier inserted because Goffman generally offers no rationale as to how such elements are created or whether their derivations can be traced to any sort of provenance, as they seem to appear fully formed from out of a sociological blue. As Tom Burns describes this problem, âThere is hardly any discussion in his [Goffmanâs] writings of the way in which the traffic of social interaction, which is the stuff of social order, organises itself, or is organised, so as to constitute society, which we ordinarily conceive of as populated by organisations and social institutions, large and small . . . ranging from the U.S. Congress to the corner shopâ (1992, 359).
This may be a bit overboard, as, of course, Goffman does place total institutions, such as mental hospitals, convents, orphanages, and the military, within his ambit, but it may not be too much of an exaggeration to claim that Goffman does not pay sufficient attention to how numerous iterations of particular types of social interactions mount up to âthe stuff of social order.â But even here, Goffman does at least present some evidence for the processes that constitute such structural formations. For instance, in Asylums, Goffman quotes Ivan Belknapâs Human Problems of a State Mental Hospital to illustrate the pedagogical functions of punishment and humiliation: âThis knowledge [of shock therapy among the patients] is based on the fact that some of the patients in Ward 30 have assisted the shock team in the administration of therapy to patients, holding them down, and helping to strap them in bed, or watching them after they have quietedâ (Goffman 1961, 33).1 Here at least the outlines of the dissemination of discipline can be discerned, from the mental hospitalâs administrators and physicians to the patients who assist in the spectacle of shock therapy to the patients in general. For the patients this âlessonâ of âwhat may be done to themâ is autodidactically absorbed: having seen what happens to those who âmisbehave,â they alter their behavior, squeezing it between normative parameters. Such a lesson can lead to what Goffman calls âconversion,â depicted as a âmode of adaptation to the setting of a total institutionâ in which âthe inmate appears to take over the official or staff view of himself and tries to act out the role of the perfect inmate . . . presenting himself as someone whose institutional enthusiasm is always at the disposal of the staff â (1961, 63). Of course, they must have also reported on the treatments to the other patients, thereby distributing the lesson to a wider audience. There is a trace of a genealogy hinted at here, but Goffman never thoroughly follows up on this, especially when he is describing normative behavior in Anglo-American society. Itâs as if such behavior has existed for all time, its genealogical tracings and archeological remains not even mentioned, let alone inspected.
I am deliberately employing Foucauldian terms here, as what I want to suggest is that the Foucauldian methodologies of archeology and genealogy are precisely what is needed to fill out Goffman. He needs history, he needs time, he needs a delineation of the means by which interaction rituals are connected to social orders and institutions. And he needs space and place as well. Goffman himself was not unaware of these shortcomings, as he admits that he never theorized the roles that time and place or history and geography should play in a sociological analysis. In his address to the American Sociological Association in 1982 (the year of his death), Goffman states, âOrderliness is predicated on a large base of shared cognitive presuppositions, if not normative ones, and self-sustained restraints. How a given set of such understandings comes into being historically, spreads and contracts in geographical distribution over time, and how at any one place and time particular individuals acquire these understandings are good questions, but not ones I can addressâ (1983, 5). I take this to mean that he not only cannot address these issues in this, the presidential address he is delivering, but also that he cannot address them at all, given his focus on microanalysis.
Goffman also needs a more deliberative midlevel analysis of how individual selves and social groups are interrelated, or of how the macro and the micro scales of social analysis can be linked at the meso level so the full range of the social order can be illuminated. But, once again, Goffman was aware of this shortcoming, as during the same address he states, âInsofar as agents of social organizations of any scale, from states to households, can be persuaded, cajoled, flattered, intimidated, or otherwise influenced by effects only achievable in face-to-face dealings, then here, too, the interaction order impinges on macroscopic entitiesâ (1983, 8). Here, Goffman does not so much analyze this midpoint meeting place between the macro and the micro but simply thrusts his way into that realm, shoving his analysis into the breach. In other words, he never truly accomplishes such an analysis in his work but seems to be attempting to patch over this hole by bodily tossing his form of interaction analysis into a vacuum.
Prior to taking a brief respite from Goffman, let me once more iterate that he has set forth a standard that can still stand as the criteria par excellence by which to analyze social interactions through the most minutely performed observations of the slightest bits of behavior, what Giddens, speaking specifically of Goffman, calls âthe normatively regulated control of what might seem . . . to be the tiniest, most insignificant details of bodily movement or expressionâ (1984, 78) that is performed on a ânever-to-be-relaxedâmonitoring of behavior and its contextsâ (Giddens 1990, 37).
Goffman took as his field the âface-to-face domain,â and he has left us with a rich legacy, a legacy that can be used as the first step on the first level of an overall analysis of the everyday (Goffman 1983, 2). The other thing that Goffman has bestowed upon us, albeit it in a negative mode or as a lesson-in-reverse, as it were, is that his narrow construal of âour own Anglo-American societyâ needs to be widened out so that it includes history and geography as well as other social and ethnic groups, tasks I progressively assume as I continue this investigation.
Foucaultâs Milieu
Let me now turn to Foucaultâs conception of the milieu. Foucaultâs milieu is the ground upon which he positions the relationship between security and risk. Each milieu possesses its own dynamic between these two poles, a dynamic balanced between the limits of security and risk, a sense of equipoise that is sometimes stable, sometimes teetering, and at other times falling into either the mayhem of risk or the ossification of security. âThe space in which a series of uncertain elements unfold is, I think, roughly what one calls the milieu,â states Foucault in Security, Territory, Population, the compilation of his lectures at the Collège de France in 1977â78 (2007b, 20). âWhat is the milieu? It is what is needed for action at a distance of one body on another. It is therefore the medium of an action and the element in which it circulates. It is therefore the problem of circulation and causality that is at stake in this notion of milieuâ (Foucault 2007b, 20â21).
There is, then, a striking difference between Goffmanâs situation and Foucaultâs milieu. The situation Ă la Goffman is close at hand, intimate, personal, always occurring within the physical propinquity of bodies with one another and in one place, whether that place be an office, a party, an elevator, or a bus. Foucaultâs milieu is what animates as well as what controls the situation, but as it is animated and controlled on a distal basis. It is impersonal, distant, alien, yet present through the power of its reach, a reach instigated both by technology and discipline. The milieu is that ground on which a homeostatic tension exists between the abyss of risk and the cove of security.
Here we should also insert a brief exegesis of three other influential uses of the term âmilieuâ by French thinkers, one descending from the geographer Vidal de la Blanche, one from the critic and historian Hippolyte Taine, and the last from Gilles Deleuze and FĂŠlix Guattari. In de la Blanche, âsociety and milieuâ serve as stand-ins for âsociality and territorialityâ (Buttimer 1971, 3). These two elements are construed as the âtwo scaffolds of human exp...