CHAPTER ONE
The Formation of a Southeast Asian Association
The first step towards an appreciation of the Association of Southeast Asian Nations (ASEAN) must begin with an understanding of its origins. Despite the fact that so much have been written about this Association since its establishment on 8 August 1967, the specific circumstances and decision-making leading to its formation have been less known. This chapter seeks to address this by covering the events leading up to the informal talks at Bangsaen, Thailand, in early August 1967.
When reconstructing the beginnings of ASEAN, it is important to highlight two related points. First, ASEAN was the latest in a series of unsuccessful attempts at regional cooperation among different Southeast Asian states in the 1960s, of which its most direct precursor was the Association of Southeast Asia (ASA) formed on 31 July 1961, comprising Malaya (later Malaysia), the Philippines, and Thailand. ASA was superseded by ASEAN in 1967. Second, ASEAN could not have been successfully formed before the official end of Konfrontasi, the Indonesian Confrontation against the formation of Malaysia, with the signing of the peace treaty between Indonesia and Malaysia on 12 August 1966.
In a 1981 speech, Tan Sri M. Ghazali Shafie, who was a Malaysian senior official closely associated with the formation of ASEAN, recalled that he and Ali Moertopo met in Kuala Lumpur in late May 1966 to explore the possibility of establishing a wider framework of regional cooperation.1 Tasked by their respective leaders, Indonesiaâs President Suharto and Malaysiaâs Deputy Prime Minister Tun Razak, both men met to discuss ways to extend the âIndonesiaâMalaysia reconciliationâ to other regional nations and consider the formation of âan association of countries of Southeast Asiaâ.2 Such an organisation would aim to enhance regional stability so that they âwould not be pitted by external powers to fight one anotherâ.3 Both men were aware of the limitations of ASA and Maphilindo, an association comprising Malaya, the Philippines, and Indonesia, as attempts at establishing Southeast Asian regional institutions. Ghazali recounted that he and Ali were both âconscious of the fact that as fore-runners of such an organ, ASA ... and Maphilindo ... ha[d] not succeeded on account of their narrow political objectivesâ.4
Thanat Khoman, who was then the Foreign Minister of Thailand and one of the five founding fathers of ASEAN, described how ASEAN was eventually formed. The banquet referred to by Thanat would have taken place betwen 29 May and 1 June 1966 when Bangkok hosted the IndonesiaâMalaysia talks, where Indonesian Foreign Minister Adam Malik and Tun Razak met to bring about an end to Konfrontasi. Thanat recalls:
Interestingly, declassified diplomatic records from the US archives reveal that Thanat would change his mind about an enlarged ASA by the end of June 1966. As recorded in the documents:
Months later, however, American diplomats in Bangkok reported to Washington that Thanat had acknowledged during an interview on 11 April 1967 that discussions with Adam Malik regarding a new regional organisation âhad been going on for several monthsâ and that the new organisation would be initiated âdefinitely within the present yearâ.7 Thanat also said that the organisation would be âopen to all interested countriesâ with the intention âto cooperate for the common good of all peoples of the regionâ.8
Nevertheless, Malaysian Prime Minister Tunku Abdul Rahman voiced his opposition for an enlarged ASA two days after Thanatâs interview. The Tunku felt that there was âno need to establish another organization to replace ASAâ.9 In his view, âASA cannot be destroyed because much effort and money have been put up by all three member countries. After all only Indonesia is willing to participate in this (new) organizationâ.10 His sentiment is not surprising given the fact that he played a prominent role in the formation of ASA. Indeed, he held the view that he was the one who had planted the seed for its formation in Baguio in 1960. Even after the formation of ASEAN, he continued to regard ASEAN as ASA expanded by another name. However, Kuala Lumpurâs position regarding the formation of a new regional organisation was apparently still not crystallised in April 1967 when the Tunku made his remarks.
Listening at the sidelines, Singapore refrained from making public statements regarding the regional organisation. In private, another ASEAN founder, S. Rajaratnam, who was Singaporeâs Foreign Minister from 1965 to 1980, told US Embassy officials that:
Adam Malik, in his public remarks, had spoken of a regional grouping that might possibly include Burma (later Myanmar) and Cambodia as well. No one really expected Burma to join because of its strict policy of neutrality. Cambodia publicly, if not officially, stated that it would not join.12 Meanwhile, Souvanna Phouma, the Laotian Prime Minister, was keen but was apparently not asked.13 Ceylon (later Sri Lanka) had also applied to join. However, according to observations by American diplomats, the founding members âdid not feel that Ceylon merited the privilege of being a charter member and therefore action on Ceylonâs application had been delayedâ.14
One critical aspect of ASEANâs founding was the absence of western influence in the process. Thanat told the US Secretary of State not to âbestow the kiss of death [to ASEAN] by too close an embraceâ.15 This distance was essential for the survival and credibility of the organisation as a non-aligned regional grouping, designed for intraregional development. It was important that this new organisation did not share the âovertâ posture of organisations like the Southeast Asia Treaty Organization (SEATO).
Washington would stand to benefit from any kind of cooperation among non-communist countries if ASEAN was preserved as a Southeast Asian initiative. In March 1967, William Bundy from the US Department of State spoke with Malaysiaâs Finance Minister Tan Siew Sin in Kuala Lumpur, emphasising that the US âwas not taking a position on specifics of an organization in this area of the worldâ and also ânot suggesting or recommending to anyone that they should create or become a member of any regional groupingâ.16
In an interview conducted on 30 November 1985, Singaporeâs Foreign Minister S. Rajaratnam was asked âwhich of the original five ASEAN countries felt the need for this regional grouping first?â In response, Rajaratnam made the following recollection:
Once it was clear that the new regional organisation was a Southeast Asian initiative, what followed was the eventual formation of ASEAN in August 1967.
The Formation of ASEAN
ASEAN was formally established during the meeting at Bangsaen in early August 1967 where the draft of the joint Declaration on the Formation of ASEAN, prepared by the Thai Foreign Ministry, was discussed and subsequently proclaimed on 8 August as the Bangkok Declaration. Unfortunately, there is not very much information on what transpired before the finalised version of the document was accepted. Thanat Khomanâs recollection provides a glimpse:
The manner in which issues are discussed, differences negotiated and decisions made, as described by Thanat, would become known as the ASEAN Way. This manner of diplomacy was characterised by informal discussions, corridor chats, and golf-game decisions. The point to note here is that this informal way of decision-making, especially in the early years, makes it very difficult for historians to document A...