PART I
Jefferson and the Historians
MAKING SENSE OF JEFFERSON
In 1960 Merrill Peterson concluded in his book The Jefferson Image in the American Mind that Thomas Jefferson had finally, belatedly, ascended to a crucial âplace in the symbolical architecture of this nation.â It was now possible for scholars to take the measure of the man. âThe scholarly wish to possess Jefferson for himself might never be realized,â Peterson wrote, âbut a Jefferson about whom politicians cease to contend, whose ideas suffer drastic erosion from all sides, and whose own history proves to be a rewarding field of study in itselfâthis figure invites the true scholar and begs the true historical discovery.â In the academy, observed Peterson, the multiple Jeffersons of the party polemicists were already giving way to a new image of the culture heroââthe civilized man,â with his multiplicity of interests and achievements.1
Peterson looked forward to the elaboration of a scholarly, nonpartisan Jefferson image. Historians no longer saw American history as a great, ongoing struggle between Jeffersonian democrats and Hamiltonian aristocrats, the âpeopleâ and the âinterests.â Indeed, as Peterson showed, this genealogy of the parties had always been somewhat suspect, and the confusion became complete when Democratic New Dealers invoked Jeffersonâs âprogressive spiritâ to justify their neo-Hamiltonian programs of state intervention: âAfter the Roosevelt Revolution, serious men stopped yearning for the agrarian utopia, politicians (and most historians too) laid aside the Jefferson-Hamilton dialogue, and almost no one any longer maintained the fiction that American government was run, or ought to be run, on the Jeffersonian model.â The âdisintegration of the Jeffersonian philosophy of government heralded the ultimate canonization of Jefferson.â2
Petersonâs Jefferson Image is superb cultural history but poor prophecy. This is not to say that historians have neglected Jefferson. When Peterson wrote, Dumas Malone was moving into high gear with his definitive six-volume biography, Jefferson and His Time (1948â81).3 The greatest monument to Jefferson scholarship, the comprehensive edition of The Papers of Thomas Jefferson, continues its stately progress, more than a half century after it was launched.4 Meanwhile, writing about Jefferson for both scholarly and general audiences has expanded exponentially.5 Yet Jeffersonâs image is as controversial now as it ever has been.
Peterson underestimated the capacity of scholars to divide into hostile âparties,â regardless of the state of party conflict in the larger political culture. The old history of the parties not only distorted Jeffersonâs image but also deflected more fundamental questions about the new nationâs character. Identifying with either Jefferson or Alexander Hamilton reinforced the faith of historians and politicians alike in the vitality and future prospects of the American political system. But the proliferating ânewâ histories of the 1960s and 1970s opened up profound and troubling questions about the course of American history as advocates of fresh approaches and methodologies sought to reconstruct the field as a wholeâin ways involving and affecting the image of Jefferson.
For students of Revolutionary and early national America, Jefferson remains a fascinating and contested figure. It is not simply a question of his ubiquity, or the massiveness of his archives, or the historiographical tendency to revise the revisionists. The compulsion to characterize Jefferson reflects the convergence of important trends in the discipline and in the larger culture. The discrepancy between his idealistic professions and his membership in Virginiaâs slaveholding planter elite presents an interpretative challengeâand provokes scholars to moral judgments.
Controversy over the Jefferson image became particularly intense in the 1990s. In The Long Affair, the Irish writer Conor Cruise OâBrien explicitly challenges Jeffersonâs âplaceâ in the nationâs âsymbolical architecture,â portraying his subject as a philosophical terrorist and slaveholding racist.6 While most critics denounced OâBrien for his interpretative excesses, well-received studies by respected scholars also questioned Jeffersonâs standing in the pantheon. Joseph J. Ellisâs prizewinning American Sphinx, the best single-volume biography now available, focuses on the psychological strategies that enabled Jefferson to sustain a dangerously adolescent idealism that at least squinted toward terrorism.7 Echoing another of OâBrienâs arguments, Pauline Maierâs American Scripture downplays Jeffersonâs role as âauthorâ of the Declaration of Independence: in countless communities across the continent, ordinary Americans drafted their own declarations, anticipating and shaping the document Jefferson wrote and that the Continental Congress edited into its familiar, âscripturalâ form. These writers all ask whether Jefferson really deserves his exalted position among the Revolutionary founders, an even more urgent question in the wake of DNA tests suggesting the strong possibility that he conducted a long-standing sexual relationship with his slave Sally Hemings.8
For most commentators today, Jeffersonâs fitness as a national icon has been cast as a question of character. Though this certainly reflects our current predispositions, it is fair to suggest that Jefferson brought the character question on himself, for character was his own constant concern. He devoted his political life to exposing the secret machinations of âmonocratsâ and âaristocratsâ while establishing a new republican regime based on ânaturalââauthentic and responsiveârepresentation. Though he was an advocate of transparency, his modes of self-presentation left his private life opaque and elusive. The impulse to unmask Jefferson, to make sense out of his complex career, is a mark of his continuing significance in our public culture.9
The Character Issue
The Revolutionary period was a crucial transitional moment for Western moral theory and practice. This was the time when a universal human nature became recognizedâor constructedâand when natural philosophers naturalized racial (and gender) differences. âEqualityâ and ânature,â the key premises of Jeffersonian thought, were contemporaneous constructs. The appropriation and elaboration of these ideas helped Jefferson and his Revolutionary colleagues solve compelling problems as they established a new republic on the periphery of the âcivilizedâ world, but doing so inevitably raised new issues.10
The dissonance of planter privilege with enlightened theory constitutes an illuminating text for this broad political and ideological transformation. The ways in which Jefferson resolved, or perhaps more accurately simply lived with, these conflicting demands constitute his âcharacter.â That character, for all its fascination, many present-day scholars find discomfiting, if not repellent. Jeffersonâs inner life, insofar as it can be recovered, manifests little evidence of distress, so thoroughly did he rationalize and repress his wants and griefs. Peterson writes that Jefferson was âan impenetrable man,â a conclusion echoed in the title of Joseph Ellisâs Sphinx.11 A generation ago, when Fawn Brodie offered an âintimate historyâ of Jefferson, making what turns out to be a plausible case for the relationship with Hemings, she was roundly castigated for unsubstantiated and implausible speculations.12 But more recent writers, however they weighed in on the Hemings question, have operated under the assumption that the real Jefferson can be known. The most successful of these works, Andrew Bursteinâs The Inner Jefferson, a sensitive study of Jefferson as a literary sentimentalist, and Annette Gordon-Reedâs Thomas Jefferson and Sally Hemings, an eloquent and exhaustive reconsideration of the evidence and arguments concerning the relationship, show that this will be no easy task, for these two Jeffersons donât seem to have too much in common.13 But the effort to put Jefferson back together again, to make sense of his character, has already yielded impressive results. Denial of the possibility of Jeffersonâs relationshipâand of the centrality of slaveholding in all aspects of his lifeâhas been the major obstacle to understanding. This obstacle has now been removed.
We know Jefferson better, but where does that leave us? Jeffersonâs characteristically judgmental frame of mind, along with the dualistic, not to say Manichaean, view of the world it reveals, tempts historians to judge him in turn, sometimes harshly, on moral grounds. Critics underscore the discrepancy between the Declarationâs appeal to natural rights and Jeffersonâs failure to do anything about slavery, at Monticello or anywhere else. However successful historians may be in explaining this apparent contradiction, Jefferson will continue to be a controversial figure as long as race remains the great and unresolved American dilemma.14 There is a powerful moral animus in present-day writing on the subjectâan animus that sometimes strains scholarly standards of dispassionate investigation. But it would be a mistake to reject this literature as presentist, as it is a mistake to dismiss forays into Jeffersonâs private life as prurient and unseemly.15 There is a powerful integrative impulse in both enterprises. It is precisely because historians want to make sense of Jefferson, because they want to grasp exactly what it was that the Revolutionary founders intended and accomplished, that they are contesting this terrain so passionately.
The slavery problem, for Revolutionaries generally and Jefferson in particular, has especially complicated our understanding of the Revolutionary transformation and brought moral questions to the fore. Why did Jefferson never take steps to dissociate himselfâor, more to the point, his slavesâfrom the horns of his dilemma? Surely, nobody knew better than Jefferson, Revolutionary reformer, that exceptional, unnatural historical conditions are subject to change. Thus we confront the difficult image of the democratic founder who professed a profound hostility to slavery but could never extricate himself from an institution that guaranteed the welfare and well-being of his âcountry,â Virginia.
Republicanism and Liberalism
Jefferson has always inspired controversy, among friends as well as foes. In his own lifetime, even Jeffersonians could invoke the masterâs authority for dizzyingly various ends. At his death, Peterson reports, his eulogists were hard-pressed to make sense out of him: âhe remained an enigma, a figure of contradiction, a man of many faces.â16 For us, Jeffersonâs contradictions should be an opening to understanding. Consciousness of our own ambivalent situationâat the far side of the modernity Jefferson helped inventâshould enable us to construct a more dynamic and compelling Jefferson image from the contradictory influences and impulses of a long life.
Exponents of the republican synthesis set the stage for a more complex and satisfying view of Jefferson by resituating him in the Revolutionary narrative. The immediate effect of rediscovering the Real Whig tradition was to displace the liberal John Locke and his American disciple Jefferson from their preeminent place in the American founding.17 But while the republican revisionists challenged the conventional depiction of Jefferson as the forward-looking inventor of American nationality, they assigned him a conspicuous role as a history-minded defender of colonial rights and privileges.18 Lance Banningâs The Jeffersonian Persuasion, published in 1978, and Drew R. McCoyâs The Elusive Republic, which appeared two years later, pointed Jefferson backward, emphasizing the anachronistic premises of his political thought andâmore explicitly in McCoyâs workâhis confused and agonizing encounter with modernity.19 In doing so, both writers betrayed an ambivalence about Jeffersonâs influence on the new American political order and about the salience of Jeffersonianismâwith its legacy of Real Whig paranoia about abuses of governmental powerâfor the constructive tasks of state making in the new republic.
The revisionistsâ mixed feelings about Jeffersonianism is a function of their understanding of Americaâs imminent transition toward a recognizably modern, liberal capitalist regime. For them, Jefferson was important, for better or worse, because he was oblivious to the shape of things to come. Critics have challenged the revisionistsâ displacement of the liberal tradition and their portrayal of Jefferson as a man at odds with his times.20 Exponents of liberalism recast the Revolution in progressive, forward-looking terms, with Jefferson taking the lead role. Joyce Applebyâs Capitalism and a New Social Order, which came out in 1984, seeks to remove Jefferson and his followers from the republican synthesis. Her Jeffersonians are not the fearful oppositionists that Banning and McCoy depicted, but, rather, champions of a progressive âreconceptualization of human nature,â Lockeans in politics and Smithians in economics. Embracing capitalism, the great solvent of the traditional order, they reject the authority of history. âThis rejection of the past,â Appleby concludes, âconstitutes the most important element in the ideology of the victorious Jeffersonian Republicans.â21
The echoes of the party struggles of the 1790s thus still reverberate in the academy. The quarrel now, as then, centers on the fundamental character of the new American regime. But it does not follow that we are doomed to perpetual reenactment of our primal political drama. In fact, exponents and critics of the republican synthesis have reached a working, if somewhat begrudging, consensus on once controversial questions. The liberal and republican Jeffersons may look in opposite directions, but they share a sense of the world historical significance of the American Revolution.22 Similarly, both Jeffersons offer a radical critique of the corruption of the old regime, inspired in the one case by an enlightened, liberal vision of the future...