PART I
KANT
Sincerity and the Problem of Imperfection
Q: What is it about cocaine that makes it so wonderful?
A: Well, it intensifies your personality.
Q: Yes, but what if youâre an a**hole?
âBILL COSBY, Himself
WHAT COSBYâS JOKE REVEALS, if crassly, is that there is a problem with self-congruence.1 As I come to argue, there are three main problems with making an unqualified virtue of the agreement between what I seem to be and what I actually am. The first, considered in this opening study of Immanuel Kant, is the âProblem of Imperfection.â Modernityâs esteem for self-congruenceâespecially, but not exclusively, between inner thought and outer expressionâassumes that the inner self is worthy of congruence and the externalization of âsincerityâ in particular. What we too often forget, however, is that the self may be strikingly imperfect, in need of moral conversion and improvement before sincere expression is suitable. It may be better to hold back what one actually thinks or feels. It may be better, as it were, to âfake itââat least âuntil we make it.â Paradoxically, a high standard for moral behavior, especially when combined with a recognition of our âfallenâ condition, gives good reason to find sincerity simultaneously both attractive and suspect. After all, we exhort people to be sincere once we know their insincerity provides the occasion for wrongdoing. Yet our exhortations to sincerity disregard ethicsâ most basic premise: we need to be or becomeâat the very least, we need to actâother than we are.
Part I examines this problem in light of Immanuel Kantâs writings. Chapter 1 highlights Kantâs persistent and multifaceted endorsement of self-congruence (including sincerity) as well as his corresponding condemnation of incongruence (lying, imitation, etc.). Kant articulates what may be modernityâs strongest case for self-congruence. He does so, if unexpectedly, by highlighting its central place in the constitution of moral character. Yet as chapter 2 argues, Kant acknowledges, albeit ambivalently, that incongruence also plays a vital role in the cultivation of character. Surprisingly, Kant, too, recognizes that you just might have to fake it âtil you make it. Granted, for Kant, âfakingâ is never sufficient for a fully formed, genuinely moral character; in the end, we ought to be moral, not just seem so. Given our imperfections, however, faking it (or something remarkably like it) may aid the development of moral character. By that light, Kantâs practical thought occasions a reconsideration of both the ethics of insincerity and the insincerity of ethics.
THE TROUBLE WITH LYING
Kant, Character, and Self-Congruence
A human being who lies has no character at all.
âKANT, Lectures on Pedagogy
IMMANUEL KANTâS PREOCCUPATION with self-congruence reveals itself most famouslyâor infamously, depending on your point of viewâin his absolute prohibition against lying. However, as this first chapter demonstrates, Kant mounts a passionate, repeated, and multidimensional endorsement of self-congruence that encompasses more than the conformity between what I think and what I say. Reading through Kantâs practical philosophyâfrom the early ethics lectures (1762) through The Metaphysics of Morals (1797) and beyondâone finds Kantâs repeated affirmation of (1) truthfulness, (2) sincerity, (3) autonomy, and (4) character.1 To clarify Kantâs views, the following discussion focuses on these specific forms of self-congruence: what Kant says about them and what he finds so valuable in them. It also outlines his complaints against forms of incongruence: (1) lying, (2) hypocrisy, (3) imitation, and (4) habit.
The following discussion also considers Kantâs views about four modes of self-congruence: (1) verbal (agreement between what I think and what I say); (2) volitional (agreement between what I rationally will and what I do); (3) temporal (agreement between who I was and who I am); and (4) anthropological (agreement between who I am as an individual and who I ought to be as a human). By my reading, each mode, like each form, of self-congruence plays a crucial part in what Kant arguably cares about most, moral character. On the contrary, incongruence ought to be shunned insofar as it undermines that character. For Kant, âself-congruentâ is not only the right way to be; it is the properly human way to be.
Kant on Lying and Truthfulness
âThe greatest violation of a human beingâs duty to himself regarded merely as a moral being . . . is the contrary of truthfulness [Wahrhaftigkeit], lying [LĂźge]â (MM 6:429).2 With that announcement, Kant voices what may be modernityâs most influentialâand most hostileâattack on incongruence. To the long-standing bewilderment of critics and supporters alike, Kant condemns all lies. In his Lectures on Pedagogy (published in 1803, the year before his death), Kant wonders âwhether a white lie [NotlĂźge] should be permittedâ (P 9:490). âNo!â he concludes, since âthere is not one conceivable case in which it would be excusable, and least of all before childrenâ (P 9:490).
So objectionable is even the smallest lie that verbal dishonesty regularly takes its place in Kantâs thought as the worst of all faults, if not the root of all other faults. It is, he says, ânoteworthy that the Bible dates the first crime, through which evil entered the world, not from fratricide (Cainâs) but from the first lieâ (MM 6:431). In saying so, Kant anticipates a modern moral tendency to rank dishonesty or hypocrisy higher than cruelty or hostility in a catalog of vices.3 In words taken from Kantâs âOn the Miscarriage of All Philosophical Trials in Theodicyâ (1791), while âhostilityâ or the âlack of loveâ may have a âpurpose whose function is yet permissible and good in certain farther connections,â there is never an acceptable, moral use for the âlie,â which is âgood in no respectâ (MT 8:270). And, as most undergraduate philosophy students learn, âOn a Supposed Right to Lie from Philanthropyâ (1797) condemns all lies, even (as the title suggests) well-meaning fibs, including the one we might tell âto a murderer who asked us whether a friend of ours whom he is pursuing has taken refuge in our houseâ (RL 8:425).
Despite Kantâs unmistakable animosity toward lying, what remains less obvious is: (1) the prohibitionâs specific target or scope and (2) its precise moral justification. To the first point, because Kantâs âlieâ refers to a narrower set of acts than one might expect, Kant forbids much less than what many readers suppose; he prohibits neither all forms of deception nor, to anticipate the next chapter, all forms of incongruence. To the second point, while the liar surely does some thing wrong by mistreating others, Kant complains, above all, that lying occasions the liarâs mistreatment of herself. By violating self-congruence, the liar not only does something immoral; she becomes something immoral.4
WHAT IS (NOT) A LIE?
Lying is, in one criticâs summation of Kantâs view, âmaking an untruthful statement with the intention that that statement be believed to be true.â5 Because â âlieâ (LĂźge, mendacium) is a technical term for Kant,â6 readers should be careful to distinguish ordinary understandings of it from Kantâs own understanding. Likewise, readers should learn to distinguish Kantâs âlie,â which is always prohibited, from other, sometimes permissible forms of untruth or deception. For one, there is, according to James Mahon, a crucial difference in Kantâs thought between an âuntrueâ and an âuntruthful declaration.â7 Unlike a merely untrue (mistakenly inaccurate) declaration, an untruthful declaration (a lie) involves intentional deception; in words taken from Kantâs 1785 ethics lectures, the untrue declaration lacks âsigns indicative of thoughts that [one] does not haveâ (LE 27:700). Ours is, therefore, a duty of truthfulness, not truth.8 In Kantâs words, âOne cannot always stand by the truth [wahr] of what one says to oneself or another (for one can be mistaken); however, one can and must stand by the truthfulness [wahrhaft] of oneâs declaration or confession, because one has immediate consciousness of thisâ (MT 8:267). Because ought implies can (R 6:50), we (being the epistemically fallible human creatures we are) have a duty to say what we believe to be true, not what actually is true. In other words, we have a duty to be âsincere,â not correct.
We also have a relatively narrow duty to avoid âuntruthful declarations,â rather than all âuntruthful statements.â9 The playactorâs claim to be Prince Hamlet, for instance, is no lie, in Kantâs view, although the statement is both (a) untrue and (b) believed to be untrue by the speaker. The untruthful statement lacks the decisive intention to deceive.10 After all, the actorâs name and role appear clearly in the playbill. Therefore, the actorâs untruthful statement is something other than a lie. Furthermore, because the statement is uttered within a context that lacks the social or conventional warrant for truthfulness (i.e., from the playhouse stage), no reasonable person will be or should be misled by it.
A final useful distinction differentiates âlies of commissionâ (always prohibited) from âlies of omissionâ (sometimes permissible). Because it is not âthe making an untruthful [declaration]â of any sort, the so-called âlie of omissionââa nondeclarative, typically nonverbal deceptionâis, properly speaking, no âlieâ at all.11 In Kantâs estimation, deceiving someone is not necessarily forbiddenâcertainly not by a prohibition against lying. While these distinctions are crucial to an understanding of Kantâs view, equally crucial is Kantâs answer to a related question: What exactly is wrong with the lie?
WHAT IS SO BAD ABOUT LYING?
Kantâs attack on liars extends from his earliest works in practical philosophy to his last. Sometimes Kant insinuates that lying is self-evidently wrongââimmediately abhorrentâ (LE 27:59)âalthough he apparently contradicts that point elsewhere, for example when insisting on the need to teach young people to avoid it (MM 6:481).12 Other times, Kant condemns lying, if surprisingly, for its negative consequencesâbecause it âalways harms anotherâ (RL 8:426)â although he apparently contradicts (more charitably, downplays) that point as well, for example, when remarking that âthe harm that can come to others from lying is not what distinguishes this viceâ (MM 6:429).
To complicate matters, Kant condemns lying not only for different reasons but also within different domains of his practical thought. On the one hand, within his philosophy of law (what The Metaphysics of Morals calls âThe Doctrine of Rightâ), Kant condemns the lie in its âjuristic senseâ insofar as the lie damages a particular other person and is, consequently, prosecutable and also in âthe sense of rightâ insofar as it damages humanity or society as a whole (LE 27:448, 701).13 In this latter sense (the one at stake in Kantâs infamous essay on the âright to lieâ), lying âmost trenchantly separates human society, of which truth is the bondâ (LE 27:59); as Kant complains in his notorious treatment of the doorstep murderer, the lie undermines human confidence in the contracts and promises that make society possible (RL 8:426). As a result of lying, our world becomes a theater of deception: âTruth is simply lost, and with it, all the happiness of mankind; everything puts on a mask [maskirt], and every indication of civility becomes a deceit; we make use of other men to our own best advantageâ (LE 27:59). On the other hand, within his ethics proper (what The Metaphysics of Morals calls âThe Doctrine of Virtueâ), Kant condemns lying insofar as it violates moralârather than legal or politicalâduties both to others and to ourselves.14
Although Kantians understandably complain about the way lying violates a perfect duty to respect the autonomy of the other,15 Kant complains, above all, about the self-violation that accompanies the lie. Tellingly, âOn Lyingâ appears within Kantâs discussion of âduties to oneself as suchâ (MM 6:417, 429â31). As Kant explains elsewhere, âThe lie is more an infringement of duty to oneself than to others, and even if a liar does nobody any harm by it, he is still an object of contempt, a low fellow who violates the duties to himselfâ (LE 27:341). In a letter to fellow philosopher Moses Mendelssohn, Kant writes, âLosing the self-respect that stems from a sense of honesty [unverstellten Gesinnung, âunfeigned dispositionâ] would therefore be the greatest evil that could . . . befall meâ (C 10:69, emphasis added).
So troubling is self-violation that Kant shows less contempt for lying to another than for lying to oneself (i.e., through the self-deception of an inner or internal lie): âBy an external lie, a human being makes himself an object of contempt in the eyes of others; by an internal lie he does what is still worse: he makes himself contemptible in his own eyes and violates the dignity of humanity in his own personâ (MM 6:429, emphasis added). Granted, for Kant, the internal lie is troubling, in part, because it leads to harming others: âBut such insincerity [Unlauterkeit] in his declarations, which a human being perpetrates on himself, still deserves the strongest censure, since it is from such a rotten spot (falsity [Falscheit], which seems to be rooted in human nature itself) that the ill of untruthfulness [Unwahrhaftigkeit] spreads into his relations with other human beings as wellâ (MM 6:430â31). Nevertheless, while my lie may sometimes harm others, its fault is not exhausted by that fact; while my lie sometimes violates particular others, it always violates me. 16
This emphasis on lyingâs self-violation suits an abiding emphasis on duties to oneself in Kantâs ethics: âSo far from these duties [to oneself] being the lowest, they actually take first place, and are the most important of allâ (LE 27:341). Again, Kant connects self-duty and duty to others: âHe who violates duties toward himself throws away his humanity, and is no longer in a position to perform duties to othersâ (LE 27:341). Tellingly, Kantâs treatment of duties to oneself (MM 6:417â47) is both earlier and longer than his discussion of duties to others (MM 448â73). Kant also argues that some (apparent) duties to othersâspecifically, nonhuman othersâare actually duties to oneself, an argument he makes in his essay âOn an amphiboly in moral concepts of reflection, taking what is a human beingâs duty to himself for a duty to other beingsâ (MM 6:443). Duties to oneself are so important that, while the agent who neglects duties to others may still have worth, the self-violator has none: âA person who has performed his duties to others badly, who has not been generous, kindly or compassionate, but has observed the duty to himself . . . may still in himself possess a certain ...