CHAPTER 1
STARTING WITH MERLEAU-PONTY
Anyone hoping to use the Preface to Merleau-Pontyâs PP as a way into the body of the book is likely to face a major obstacle. The Preface consists of 15 very dense pages in which Merleau-Ponty addresses an audience already broadly familiar not only with RenĂ© Descartes and Immanuel Kant â a familiarity that can safely be assumed at least of most Anglo-American students of philosophy â but also with the phenomenologists Edmund Husserl and Martin Heidegger â a familiarity that cannot be so assumed. Thus, the first task of this chapter (§i) will be to say enough about these phenomenological luminaries to enable the reader to get by.1
With this background, the general purpose of Merleau-Pontyâs preface is straightforward: at least on the face of it, he is attempting a kind of âreconciling projectâ addressed to those who suppose Husserlâs and Heideggerâs approaches to phenomenology to be at odds with one another. Merleau-Ponty aims to show that if we read Husserl as he thinks we should, then Husserlâs phenomenology is not only compatible with but actually entails Heideggerâs existential philosophy. This project is outlined in §ii.
Intertwined with this reconciling project are glimpses of Merleau-Pontyâs unique positive conception of phenomenology; these are highlighted in §iii.
I end this chapter with a Coda that addresses âwhat phenomenology is notâ: it outlines some of the preconceptions which students may have about phenomenology and are liable to get in their way.
i. PHENOMENOLOGY AND EXISTENTIAL PHILOSOPHY: HUSSERL AND HEIDEGGER
Phenomenology is a method of practicing philosophy developed by Husserl.2 Heidegger made phenomenology into an âexistential philosophyâ. Both authors wrote multiple works; for our purposes, the work of Heidegger that is most relevant to the aim of the Preface to PP is his 1927 Being and Time (BT). Husserl is a harder case: many commentators divide his phenomenological corpus, however, contestably, into phases (say, early, middle and late), and since part of Merleau-Pontyâs reconciling project is to try to show the continuity in Husserlâs thinking, we should ideally consider the development of his thought through these phases. For our purposes, however, that would be overkill; we can get most of what we need for understanding Merleau-Pontyâs argument from the (âmiddleâ) Ideas (1913), where many of Husserlâs best-known concepts and doctrines were most fully elaborated, and two âlateâ works, the Cartesian Meditations (1931, based on the Paris Lectures delivered in 1929)3 and the Crisis (parts I and II of which appeared in 1936; Merleau-Ponty read the unpublished Part III in 1939), where Husserl signals some of the themes that most gripped Heidegger and Merleau-Ponty, although I will refer to other works from time to time as well.
Edmund Husserl (1859â1938)
Husserl began as a mathematician; he wrote his Habilitationsschrift on the concept of a number under Franz Brentano (best known today for his concept of intentionality, on which more in the following paragraphs), and subsequently under the eminent psychologist Carl Stumpf.4 Husserl developed and modified his conception of phenomenology over the course of a lifetime, beginning in the second volume of his second book Logical Investigations. He told Emmanuel Levinas (a noted phenomenologist in his own right, and a contemporary of Sartre and Merleau-Ponty, who attended Husserlâs last and Heideggerâs first lectures at Freiburg) the story of having been given a pocket-knife as a boy, which he felt insufficiently sharp; he kept grinding it and grinding it until nothing was left of the blade. âSeemingly, the adult Husserl felt this episode symbolized his philosophical endeavoursâ (Moran 2000: 67; cf. Spiegelberg 1969: 76n.1).
Throughout his writing, Husserl saw himself as following the spirit of Descartesâ philosophizing: this is clear even from the title Cartesian Meditations (although this was based on lectures originally presented to an audience before whom it was virtually obligatory to pay obeisance to the great French philosopher). He characterized that spirit, both ethically and epistemologically, as âthe ultimate conceivable freedom from prejudice, shaping itself with actual autonomy according to ultimate evidences it has itself produced, and therefore absolutely self-responsibleâ (CM 47). Husserl, again like Descartes, always strove for an ideal of rigour not unlike that to be found in mathematics; he wanted philosophy to be, in his terms, a ârigorous scienceâ â or rather, a strenge Wissenschaft, to quote the German title of his 1911 work Philosophy as a Rigorous Science: any rigorous and systematic study counts as a Wissenschaft, which makes it a broader concept than the modern English concept of science. (Ryle seems to have misunderstood this basic point when he says âI donât think that philosophy or any part of philosophy can properly be called a âscienceâ â, 1971: 168.)5 As we will see, his unswerving adherence to the idea of a âstrenge Wissenschaftâ may have contributed to his loss of popularity in favour of Heidegger.
The simplest way to introduce Husserlâs phenomenology for our purposes is via the four themes which Merleau-Ponty pursues in his Preface.6
âTo the things themselvesâ. This is regularly described as the âbattle-cryâ, âthe war-cryâ or the âwatchwordâ of phenomenology, and was present from the beginning (in the Logical Investigations). By itself, it does little more than characterize the âspirit of scienceâ: as someone striving for âgenuine scienceâ, I âmust neither make nor go on accepting any judgment as scientific that I have not derived from evidence, from âexperiencesâ in which the affairs and the affair-complexes in question are present to me as âthey themselvesâ â (CM 54; cf. Ideas §19).7 It has a positive sense, connecting it to what he calls âthe principle of all principlesâ (Ideas §24) according to which âwhatever presents itself in âintuitionâ in primordial form . . .is simply to be accepted as it gives itself out to be, though only within the limits in which it then presents itself â. It also, however, has an important critical use, against enterprises which claim to be scientific but which fail to respect this basic principle. Thus Husserl uses it against what he calls ânaturalismâ, which supposes that â[w]hatever is is either itself physical, belonging to the unified totality of physical matter, or it is in fact psychical, but then merely as a variable dependent on the physicalâ (PRS 79), as well as the historicism made popular by thinkers such as Dilthey (PRS 122ff). Merleau-Pontyâs critical use of this âwatchwordâ, as we will see, overlaps with Husserlâs; Husserlâs anti-naturalism has echoes in Merleau-Pontyâs critiques of empiricism.
Intentionality. In some sense, phenomenology for Husserl may be called the systematic study of consciousness. We must not, however, confuse it with psychology, which is concerned âwith consciousness from the empirical standpointâ, whereas phenomenology is concerned with âpure consciousnessâ (PRS 91). Nor must we confuse it with philosophy of mind, as Ryle does, leading him to wonder why Husserl should accord such a âprivileged positionâ8 to philosophy of mind as against all the other branches of philosophy (1971: 181-2). Husserl took from Brentano the basic thesis that consciousness is intentional,9 that is, it has the âuniversal fundamental propertyâ of being âof something; as cogito, to bear within itself its cogitatumâ (CM 72); to perceive or imagine or recollect was to perceive, imagine or recollect something, namely what Husserl called the âintentional objectâ. Thus, the systematic study of consciousness â âintentional analysisâ â was twofold: it is not confined to exploring âthe modes of consciousness (for example: perception, recollection, retention)â (CM 75), something that it does share with philosophy of mind; it also produces descriptions of the intentional objects âas suchâ, be they material objects, melodies or numbers.10 Moreover, consciousness is not just the subject-matter of phenomenology but also, in the form of âpure reflectionâ, a key to its method.
A central finding is that consciousness âconstitutesâ its objects, differently for each category of object (CM §20); this deeply troublesome word is intimately linked to two other important Husserlian terms: synthesis and horizon. Together, they are getting at the idea that the subject is active in the constitution of the unity or identity of an object; for example, the identity of a material object such as a die through variations in perceptual perspective:
I see in pure reflection that âthisâ die is given continuously as an objective unity in a multiform and changeable multiplicity of manners of appearing, which belong determinately to it . . . they flow away in the unity of a synthesis, such that in them âone and the sameâ is intended as appearing. (CM 77-8)
The sides of the die not currently âgenuinely perceivedâ are nonetheless âco-intendedâ or âalso meantâ; they are inextricably part of the perception of the âseenâ side and form that sideâs âhorizonsâ (cf. CM §19).
The phenomenological reduction (epochĂ©).11 Husserl begins by defining what he calls âthe natural standpointâ, according to which I find the âspatio-temporal fact-worldâ âto be out there, and also take it just as it gives itself to me as something that exists out thereâ (Ideas §30). The phenomenological epochĂ© is a matter of âbracketingâ or âputting out of actionâ this general thesis of the natural standpoint. In âputting this thesis out of actionâ, he stresses, âI do not then deny this âworldâ, as though I were a sophist, I do not doubt that it is there as though I were a scepticâ; rather, I simply bar myself âfrom using any judgement that concerns spatio-temporal existenceâ (Ideas §32). (The phenomenological reduction is often read as a first cousin to Descartesâ âsuspension of judgementâ on his âpreconceived opinionsâ at the beginning of the Meditations.) The aim of this enterprise is both negative â avoiding presuppositions â and positive â opening up a new realm for exploration: namely, the intentional objects and the different modes of consciousness implied by the fact that consciousness is intentional.
We philosophers are almost bound to ask: how does Husserl get rid of those brackets? How does he re-establish contact with the âexternal worldâ whose existence we assume from the natural standpoint? The answer appears to be that he does not; and on this basis he is often read as asserting some variety of idealism, according to which, all there is is a world of intentional objects âconstitutedâ by consciousness. It is this implication that seems to put Husserlâs philosophy at odds with Heideggerâs and that Merleau-Pontyâs reconciling project seeks to resist, as we will see.
Essences and the eidetic reduction. The phenomenological reduction becomes in Husserlâs hands also an âeidetic reductionâ which gets at the essence (eidos, hence the term âeideticâ) of these modes of consciousness and intentional objects. This reduction, which gets us from facts to essences (Ideas, Introduction), makes use of the technique of âfree imaginative variationâ (see Ideas §70), that is, crudely, imagining variations to the object under consideration, and seeing what can and cannot change while the object remains the same object; whatever cannot change without changing the identity of the object is essential.12
There are many other Husserlian themes that resonate throughout PP; I end by simply flagging up two later themes, which play a role in the Preface to PP. One is the life-world (Lebenswelt), which âfor us who wakingly live in it, is always already there . . . the âgroundâ of all praxis whether theoretical or extratheoreticalâ (Crisis 142) and the linked notion of the Umwelt (âenvironmentâ, âenvironing worldâ or âsurrounding worldâ: see CM 160ff.).13 In Merleau-Pontyâs view, the whole of Heideggerâs Being and Time âsprings from an indication given by Husserl and amounts to no more than an explicit account of . . . the âLebensweltâ which Husserl, towards the end of his life, identified as the central theme of phenomenologyâ (PP vii/viii).14 The second is his consideration of âthe problem of the otherâ, which occupies the Fifth Cartesian Meditation; as we will see, Merleau-Ponty sees the very fact that Husserl recognizes the existence of other subjects as problematic demonstrates that he is not an idealist.
Martin Heidegger (1889â1976)
Heidegger was educated by the Jesuits and was intended for the priesthood. He came across a book of Brentanoâs while a student at the Gymnasium in Constance, and later, studying theology at Freiburg University, read Husserlâs Logical Investigations. Once ill health drove him away from the novitiate, he began studying philosophy in earnest, mostly, at that time, ancient and scholastic philosophy.
Heidegger got to know Husserl in person when the latter assumed the Chair of Philosophy at Freiburg in 1916. Husserl was full of admiration for Heideggerâs âclarity of vision, clarity of heart and clear sense of purposeâ, and wrote to him: âTo be young like you! What a joy and a real tonicâ (quoted in Safranski 1998: 84). In 1919, Heidegger became Husserlâs assistant and began lecturing at Freiburg as a Privatdozent. These lectures were critical of âHusserlâs prioritisation of the realm of the theoretical over the engaged, lived moment in experienceâ and of his âflight from historical âfacticalâ existence into transcendental idealismâ. He ârapidly developed a reputation as an extraordinary teacher . . . To the post-war generation of students he seemed to be defining and confronting the intellectual crisis which they were experiencing in their own livesâ. (Moran 2000: 205)
This notion of âcrisisâ requires comment if we are to understand the backdrop to Heideggerâs ascendancy over Husserl. The term âcrisis...