1.1 Introduction
In the last two decades, utilization of biomarkers in drug discovery and development has seen rapid growth as a result of the advancement of laboratory techniques and bioanalytical assays including ligandâbinding assays (LBA) such as enzymeâlinked immunosorbent assay (ELISA), quantitative polymerase chain reaction (qPCR), and mass spectrometry (MS)âbased technologies, and so on (Anderson and Kodukula, 2014). Currently, pharmaceutical companies and regulatory authorities are actively engaged in developing robust efficacy and safety biomarkers that can be used in a translational manner to assist drug development by making the right choice for âgoâ and ânoâgoâ decisions at the earliest possible stage. In order to most efficiently utilize the resources and maximize the benefits of biomarker research, most of the drug companies have established internal biomarker research centers and are also pursuing extensive collaborations with academia, hospitals, and research institutes. A biomarker can assist target and candidate selection in drug discovery, toxicity assessment, dose selection, and pharmacokinetics (PK)/pharmacodynamics (PD) modeling in drug development. In clinical Phase IâIV, a biomarker can help in patient stratification, drugâdrug interaction (DDI) evaluation, efficacy assessment, safety monitoring, and companion diagnosis as well as postapproval surveillance. Biomarkers measured in patients before treatment can also be used to select patients for inclusion in a clinical trial. Changes in biomarkers following treatment may predict or identify safety problems related to a candidate drug or reveal a pharmacological activity that is expected to predict an eventual benefit from treatment. Biomarkers can also be used as diagnostic tools for the identification of population with an underlying disease and its progressive stage.
In fact, most of the drug programs in development stages have requirements of biomarkers to be incorporated in the preclinical and clinical development strategy as they can help ensure safety and efficacy of the drug candidates. Indeed, it has been reported that the ability of biomarkers to improve treatment and reduce healthcare costs is potentially greater than in any other area of current medical research (Drucker and Krapfenbauer, 2013). A search of one major clinical trial registry on December 5, 2015 (https://ClinicalTrials.gov), using the search term âbiomarker,â generated 17,366 results, almost twofold increases, compared to what had been previously reported 5 years ago (Boulton and Dally, 2010). Less than a year late (November 8, 2016), this number is 19,611.
More specifically, biomarkers have demonstrated the added values to every major disease area. For example, in oncology, with the growth in numbers of targeted therapies for oncology clinical testing, biomarkers are often used to select patient population (Arteaga, 2003). Biomarkers can also allow investigators to stratify patients for prospective or retrospective evaluation of different clinical responses and for identification of specific responder subâpopulation (Mendelsohn and Baselga, 2003). A previous publication also proposed optimizing oncology drug development by using a tiered set of clinical biomarkers that predict compound efficacy with increasing confidences as well as increasing rigor of validation at each of the three levels (Floyd and McShane, 2004). Levelâ1 biomarkers confirm biochemical or pharmacological mechanism of action by showing that the drug is modulating its target and provides correlation of PD and PK, which is the exposure of the drug and its active metabolites. Levelâ2 biomarkers confirm that the drug is producing a desired PD effect directly related to its potential for efficacy such as altered downstream cell signaling in pathways related to target, decreased metabolic activity, or changes in tumor vascular perfusion. Levelâ3 biomarkers have predictive power for a desired outcome and may be surrogate end points for in vivo symptoms, such as tumor size. It should be noted that even with the extensive research by many scientists over the last decades, very few biomarkers, that can be measured in the laboratory, qualify for Levelâ3 biomarkers. Of course, this type of categorization of biomarkers can also be applied to other disease areas. Almost all of the biomarkers discussed in this book belong to the first two levels.
For Type 2 diabetes (T2DM), it was estimated that, in 2010, 285 million people had been diagnosed with diabetes mellitus worldwide, a prevalence of 6.4% of the total population. This is predicted to increase to 439 million (7.7% of total population), and by 2030, T2DM will account for about 90% of diabetic patients worldwide (Shaw et al., 2010). Biomarker search has lead to several promising biomarkers such as Chitinaseâ3âlike protein 1 (CHI3L1) also known as YKLâ40, soluble CD36 (cluster of differentiation 36), leptin, resistin, interleukin 18 (ILâ18), retinolâbinding protein 4 (RBP4), and chemerin that could be indicative for the pathogenesis of insulin resistance and endothelial dysfunction in T2DM patients (Qhadijah et al., 2013). In another paper (Lyons and Basu, 2012), it was postulated that in blood, hemoglobin A1c (HbA1c) may be considered as a biomarker for the presence and severity of hyperglycemia, implying diabetes or prediabetes.
Alzheimerâs disease (AD) is an irreversible, progressive brain disorder that slowly destroys memory and thinking skills, and eventually the ability to carry out the simplest tasks. In most people with AD, symptoms first appear in their midâ60s. Estimates vary, but experts suggest that more than five million Americans may have AD (https://www.nia.nih.gov/alzheimers/publication/alzheimersâdiseaseâfactâsheet). There is significant interest in the development of methods to validate novel biomarkers for diagnosis of AD. Cerebrospinal fluid (CSF) levels of βâamyloid Aβ1â40 and Aβ1â42 peptides, total Tau protein, and phosphorylated Tau protein have diagnostic values in AD (Chintamaneni and Bhaskar, 2012). Tau protein is a highly soluble microtubuleâassociated protein (MAP). In humans, these proteins are found mostly in neurons compared to nonâneuronal cells. Tau protein and phosphorylated Tau protein are measured by using ELISA (Herrmann et al., 1999). Liquid chromatography in conjunction with mass spectrometric detection (LCâMS)âbased assays have also been published for measuring βâamyloid Aβ1â40 and Aβ1â42 peptides in CSF (Choi et al., 2013). A systematic review and metaâanalysis of the literature on whether or not CSF total tau, phosphorylated tau, and βâamyloid Aβ1â42 peptide help predict progression of mild cognitive impairment to AD was conducted (Diniz et al., 2008).
1.2 Biomarker Definition
It is generally accepted in the pharmaceutical industry that a biological marker or a biomarker is a characteristic that is objectively measured and evaluated as an indicator of normal biologic processes, pathologic processes, or biological responses to a therapeutic intervention (Biomarkers Definitions Working Group, 2001). Biomarkers are typically classified into diagnostic, prognostic, and predictive biomarkers. Biomarker definition and usage are summarized in Appendix II of the Guidance for Industry and FDA Staff (Qualification Process Working Group, 2014).
A diagnostic biomarker is a disease characteristic that categorizes a person by the presence or absence of a specific physiological or pathophysiological state or disease.
A prognostic biomarker is a baseline characteristic that categorizes patients by degree of risk for disease occurrence or progression of a specific aspect of a disease.
A predictive biomarker is a baseline characteristic that categorizes patients by their likelihood of response to a particular treatment relative to no treatment.
In pharmaceutical industry research and development (R&D), biomarkers can also be described as efficacy or safety biomarkers. Division of common biomarkers into these two categories is probably better linked with the drug discovery and development process as deficiency in safety or efficacy is the major reason for termination of drug candidates. Efficacy biomarkers emphasize on mode of action and can be used to build early confidence in drug mechanism and can potentially substitute for clinical symptoms as a measurement of efficacy. Safety biomarkers are early markers of reversible or irreversible drugâinduced adverse events and can be used to understand the mechanism of drugâinduced toxicity.
An emerging area of extensive research is t...